GRAHAM CORP — Director's Dealing 2019

Mar 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2019-03-05

Reporting Person: LINES JAMES R (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-05	Common Stock	M	1974	$15.22	Acquired	108472	Direct
2019-03-05	Common Stock	M	3092	$15.25	Acquired	111564	Direct
2019-03-05	Common Stock	S	5066	$21.96	Disposed	106498	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-05	Stock Option (Right to Buy)	$15.22	M	1974	Disposed	2019-05-28	Common Stock (1974)	Direct
2019-03-05	Stock Option (Right to Buy)	$15.25	M	3092	Disposed	2020-05-20	Common Stock (3092)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.65	2022-05-30	Common Stock (10894)	10894	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.848 to $21.9941, inclusive. Mr. Lines undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: This option was previously reported by Mr. Lines.