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GRAHAM CORP — Director's Dealing 2018
Jun 1, 2018
32710_dirs_2018-06-01_88cdada6-4037-496d-acba-85561a4c6633.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2018-05-30
Reporting Person: Condame Jennifer R (CAO and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Common Stock | A | 1170 | — | Acquired | 21446 | Direct |
| 2018-05-30 | Common Stock | A | 2340 | — | Acquired | 23786 | Direct |
| 2018-05-31 | Common Stock | F | 169 | $25.51 | Disposed | 23617 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $44.50 | 2018-07-31 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $15.22 | 2019-05-28 | Common Stock (2678) | 2678 | Direct |
| Stock Option (Right to Buy) | $15.25 | 2020-05-20 | Common Stock (1609) | 1609 | Direct |
| Stock Option (Right to Buy) | $18.65 | 2022-05-30 | Common Stock (3127) | 3127 | Direct |
Footnotes
F1: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
F2: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
F3: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
F4: This option was previously reported by Ms. Condame.