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GRAHAM CORP Director's Dealing 2018

Jun 1, 2018

32710_dirs_2018-06-01_799b2ab9-b9e7-46ab-ae46-0f8eca7c54f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2018-05-30

Reporting Person: Rice John N (Vice President of Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-30 Common Stock A 1503 Acquired 1503 Direct
2018-05-30 Common Stock A 3006 Acquired 4509 Direct

Footnotes

F1: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F2: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.