GRAHAM CORP — Director's Dealing 2018

Jun 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2018-06-04

Reporting Person: Smith Alan E (VP & General Manager - Batavia)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-04	Common Stock	M	3571	$15.22	Acquired	42646	Direct
2018-06-04	Common Stock	M	3118	$15.25	Acquired	45764	Direct
2018-06-04	Common Stock	S	6689	$25.94	Disposed	39075	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-04	Stock Option (Right to Buy)	$15.22	M	3571	Disposed	2019-05-28	Common Stock (3571)	Direct
2018-06-04	Stock Option (Right to Buy)	$15.25	M	3118	Disposed	2020-05-20	Common Stock (3118)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.65	2022-05-30	Common Stock (6059)	6059	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.52 to $26.235, inclusive. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: This option was previously reported by Mr. Smith.