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GRAHAM CORP — Director's Dealing 2011
Oct 31, 2011
32710_dirs_2011-10-31_f265514d-0f2f-4930-a59f-5a9c1eb45b22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2011-10-27
Reporting Person: Platt Robert A. (Vice President of Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-27 | Common Stock | A | 900 | — | Acquired | 900 | Direct |
| 2011-10-27 | Common Stock | A | 1800 | — | Acquired | 2700 | Direct |
| 2011-10-27 | Common Stock | A | 1054 | — | Acquired | 3754 | Direct |
Footnotes
F1: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
F2: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.