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GRAHAM CORP — Director's Dealing 2010
May 24, 2010
32710_dirs_2010-05-24_75c10786-5773-462b-90dd-658fd5196944.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2010-05-20
Reporting Person: MALVASO JAMES J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-20 | Common Stock | A | 1639 | — | Acquired | 7032 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.976 | 2016-06-01 | Common Stock (2500) | 2500 | Direct |
| Stock Option (Right to Buy) | $6.90 | 2017-05-31 | Common Stock (3750) | 3750 | Direct |
| Stock Option (Right to Buy) | $30.875 | 2018-05-29 | Common Stock (924) | 924 | Direct |
Footnotes
F1: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and vests on the first anniversary of the grant date.
F2: This option was previously reported by Mr. Malvaso and is exercisable pro rata on the first, second, third and fourth anniversaries of the 6/01/06 grant date.
F3: This option was previously reported by Mr. Malvaso and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/07 grant date.
F4: This option was previously reported by Mr. Malvaso and is exercisable pro rata on the first, second, third and fourth anniversaries of the 05/29/08 grant date.