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GRAHAM CORP — Director's Dealing 2009
Jun 1, 2009
32710_dirs_2009-06-01_ebd48f78-c8ca-4632-b0e1-10aa21be2be7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2009-05-28
Reporting Person: MAZURKIEWICZ GERARD T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-28 | Common Stock | A | 1643 | — | Acquired | 3143 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.52 | 2017-08-15 | Common Stock (5000) | 5000 | Direct |
| Stock Option (Right to Buy) | $30.875 | 2018-05-29 | Common Stock (924) | 924 | Direct |
Footnotes
F1: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and vests on the first anniversary of the grant date.
F2: This option was previously reported by Mr. Mazurkiewicz and is exercisable pro rata on the first, second, third and fourth anniversaries of the 8/15/07 grant date.
F3: This option was previously reported by Mr. Mazurkiewicz and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date.