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GRAHAM CORP — Director's Dealing 2008
Aug 7, 2008
32710_dirs_2008-08-07_d271dbef-8785-4ecf-8829-0a6baa3262df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAHAM CORP (GHM)
CIK: 0000716314
Period of Report: 2008-08-05
Reporting Person: Condame Jennifer R (CAO and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-08-05 | Common Stock | M | 625 | $15.952 | Acquired | 625 | Direct |
| 2008-08-05 | Common Stock | S | 625 | $92.5923 | Disposed | 0 | Direct |
| 2008-08-05 | Common Stock | M | 829 | $13.80 | Acquired | 829 | Direct |
| 2008-08-05 | Common Stock | S | 829 | $92.5923 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-08-05 | Stock Option (Right to Buy) | $15.952 | M | 625 | Disposed | 2016-06-01 | Common Stock (625) | Direct |
| 2008-08-05 | Stock Option (Right to Buy) | $13.80 | M | 829 | Disposed | 2017-05-31 | Common Stock (829) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1253 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $61.75 | 2018-05-29 | Common Stock (288) | 288 | Direct |
| Stock Option (Right to Buy) | $89.00 | 2018-07-31 | Common Stock (500) | 500 | Direct |
Footnotes
F1: Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances.
F2: This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 6/01/06 grant date.
F3: This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/07 grant date.
F4: This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date.
F5: This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 7/31/08 grant date.