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GRAFTECH INTERNATIONAL LTD — Director's Dealing 2021
May 18, 2021
33189_dirs_2021-05-17_6366f8fa-a914-491d-8a4d-c924c33b9e3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAFTECH INTERNATIONAL LTD (EAF)
CIK: 0000931148
Period of Report: 2021-05-13
Reporting Person: BCP GP Ltd (N/A)
Reporting Person: Brookfield Private Funds Holdings Inc. (N/A)
Reporting Person: Brookfield BBP Canadian GP L.P. (N/A)
Reporting Person: Brookfield Business L.P. (N/A)
Reporting Person: Brookfield Business Partners Ltd (N/A)
Reporting Person: BCP IV (US Plan) LP (N/A)
Reporting Person: BCP IV (UK Plan) LP (N/A)
Reporting Person: BCP IV (Cdn Plan) LP (N/A)
Reporting Person: BCP IV Bermuda Investor LP (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Stock | S | 12800000 | $13.02 | Disposed | 84942570 | Indirect |
Footnotes
F1: On May 13, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 12,800,000 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade").
F2: Following the Block Trade, consists of (i) 84,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP.
F3: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
F4: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP.
F5: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
F6: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.