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GRAFTECH INTERNATIONAL LTD — Director's Dealing 2020
Dec 17, 2020
33189_dirs_2020-12-16_ec9addf9-1c68-4e0b-8ecf-95ffcb875151.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GRAFTECH INTERNATIONAL LTD (EAF)
CIK: 0000931148
Period of Report: 2020-12-14
Reporting Person: BCP GP Ltd (N/A)
Reporting Person: Brookfield Private Funds Holdings Inc. (N/A)
Reporting Person: Brookfield BBP Canadian GP L.P. (N/A)
Reporting Person: Brookfield Business L.P. (N/A)
Reporting Person: Brookfield Business Partners Ltd (N/A)
Reporting Person: BCP IV (US Plan) LP (N/A)
Reporting Person: BCP IV (UK Plan) LP (N/A)
Reporting Person: BCP IV (Cdn Plan) LP (N/A)
Reporting Person: BCP IV Bermuda Investor LP (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-14 | Common Stock | S | 1789821 | $8.9 | Disposed | 154452749 | Indirect |
| 2020-12-14 | Common Stock | S | 1885093 | $8.9 | Disposed | 152567656 | Indirect |
| 2020-12-14 | Common Stock | S | 3350588 | $8.9 | Disposed | 149217068 | Indirect |
| 2020-12-14 | Common Stock | S | 1474498 | $8.9 | Disposed | 147742570 | Indirect |
Footnotes
F1: On December 14, 2020, BCP IV GrafTech Holdings LP, BPE IV (Non-Cdn) GP LP, Brookfield BBP (Canada) L.P. and Brookfield BBP Canada Holdings Inc. agreed to sell a total of 8,500,000 shares of Common Stock in an underwritten public secondary offering (the "Offering").
F2: Following the Offering, consists of (i) 147,742,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by Brookfield Private Funds Holdings Inc.
F3: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
F4: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP.
F5: Brookfield Private Equity Holdings LLC, Brookfield US Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. Brookfield BBP Canadian GP L.P., Brookfield CanGP Limited, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with Brookfield BBP (Canada) L.P., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP (Canada) L.P.
F6: Brookfield Business L.P., Brookfield Business Partners L.P., Brookfield Business Partners Limited and Brookfield Asset Management Inc., by virtue of their relationships with Brookfield BBP Canada Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP Canada Holdings Inc. Brookfield Asset Management Inc., by virtue of its relationship with Brookfield Private Funds Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield Private Funds Holdings Inc.
F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.