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GR ENGINEERING SERVICES LIMITED — Major Shareholding Notification 2020
Sep 10, 2020
65003_rns_2020-09-10_41ca734c-3615-4ae1-bc4c-699ac3c59252.pdf
Major Shareholding Notification
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Form 604
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|Corporations Act 2001|
|Section 671B|
|Notice of change of interests of substantial holder|
|To: Company Name/Scheme:|GR ENGINEERING SERVICES LIMITED|
|ACN/ARSN|121 542 738|
|1. Details of substantial holder|
|Name|First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A|
|There was a change in the interests of the|09/09/2020|
|substantial holder on|
|The previous notice was given to the company on|08/11/2019|
|The previous notice was dated|05/11/2019|
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2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
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Class of securities Previous notice Present notice
Person’s votes Voting power (%) Person’s votes Voting power (%)
Fully Paid ordinary shares 17,384,697 11.32 15,012,015 9.68
Note these securities are comprised of 14,839,538 in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 172,477 in which First Sentier Investors Holdings Pty Limited's ultimate
parent entity (Mitsubishi UFJ Financial Group, Inc (MUFG) on and from 9 September 2020), has informed us that it has voting power prior to the date of this notice.
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a
substantial holding notice to the company or scheme are as follows:
Date of change Person whose relevant interest changed Nature of change Consideration given in relation to change Class and number of securities affected Person's votesaffected
See annexure B to this notice
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest Registered holder of securities Person entitled to be registered as holder Nature of relevant interest Class and number of securities Person's votes
Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having the
power to control the exercise of the right
to vote attached to securities and/or to
control the exercise of the power to
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Citicorp Nominees Pty Limited (Australia) dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, 14,839,538 [Fully paid ] ordinary shares 14,839,538
warrants or other securities (other than
ordinary shares or ordinary units (as
applicable)) are referred to below in this
row, the relevant interest in respect of
those securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
MUFJ owns 100% of First Sentier
Investors Holdings Pty Limited
(indirectly) and has informed First
Sentier Investors Holdings Pty Limited
that it has a relevant interest in the
shares noted in this column.
Accordingly, First Sentier Investors
Holdings Pty Limited has a relevant
Mitsubishi UFJ Financial - interest or voting power in those shares pursuant to section 608(3) or section 172,477 [Fully paid ] 172,477
Group, Inc. 12(2)(a) of the Corporations Act (as ordinary shares
relevant). MUFJ has not provided any
further details of that relevant interest -
accordingly no transaction information is
recorded in Appendix B or holder
information is recorded in Section 4.
Reference is made to any subsequent
filing of MUFJ which will reflect this
interest.
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5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000
Signature
Dated the 11 day of September 2020
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Rachel Lim - Company Secretary
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Annexure A
This is annexure A referred to in Form 604, Notice of change of interest of substantial holder dated 09/09/2020
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Rachel Lim Company Secretary Dated the 11/09/2020
SCHEDULE
CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) EDIF II GP S.A.R.L (COMPANY NO. B204413)
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294) FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399) FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428) FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595) FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652) FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701) FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310) FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017)
FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442) FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z) FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063) FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD (REGISTRATION NO. 26193) MITSUBISHI UFJ FINANCIAL GROUP, INC (REGISTRATION NO. 0100-01-073486) MITSUBISHI UFJ TRUST AND BANKING CORPORATION (REGISTRATION NO. 0100-01-008770) SI HOLDINGS LIMITED (COMPANY NO. SC109439)
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Annexure B
This is annexure B referred to in Form 604, Notice of change of interest of substantial holder dated 09/09/2020
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Rachel Lim Company Secretary Dated the 11/09/2020
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Person whose relevant interest Nature of Consideration given in Class and number of Person's votes
Date of change changed change relation to change securities affected affected
Wednesday, 09 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 75,026.71 [78,562 Ordinary shares ] 78,562
Wednesday, 09 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 59,623.33 [62,702 Ordinary shares ] 62,702
Wednesday, 09 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 1,172,707.88 [1,233,261 Ordinary shares ] 1,233,261
Wednesday, 09 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 3,815.23 [3,995 Ordinary shares ] 3,995
Friday, 04 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 42,370.69 [42,803 Ordinary shares ] 42,803
Friday, 04 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 2,154.02 [2,176 Ordinary shares ] 2,176
Thursday, 03 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 47.76 [48 Ordinary shares ] 48
Thursday, 03 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 947.24 [952 Ordinary shares ] 952
Wednesday, 02 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 886.03 [931 Ordinary shares ] 931
Wednesday, 02 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 17,433.24 [18,318 Ordinary shares ] 18,318
Tuesday, 01 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 99.99 [101 Ordinary shares ] 101
Tuesday, 01 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 1,960.20 [1,980 Ordinary shares ] 1,980
Tuesday, 01 September 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 0.99 [1 Ordinary shares ] 1
Monday, 31 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 46,468.65 [47,359 Ordinary shares ] 47,359
Monday, 31 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 6,492.42 [6,558 Ordinary shares ] 6,558
Monday, 31 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 2,362.73 [2,408 Ordinary shares ] 2,408
Monday, 31 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 329.67 [333 Ordinary shares ] 333
Monday, 31 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 0.99 [1 Ordinary shares ] 1
Friday, 28 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 3,710.85 [3,806 Ordinary shares ] 3,806
Friday, 28 August 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 189.15 [194 Ordinary shares ] 194
Wednesday, 12 August 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 74,002.50 [75,000 Ordinary shares ] 75,000
Tuesday, 11 August 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 122,925.00 [125,000 Ordinary shares ] 125,000
Friday, 07 August 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Sale 340,000.00 [400,000 Ordinary shares ] 400,000
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Thursday, 30 July 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 333,976.47 [383,881 Ordinary shares ] 383,881
Friday, 17 July 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Sale 410,000.00 [500,000 Ordinary shares ] 500,000
Tuesday, 30 June 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 194,184.72 [269,701 Ordinary shares ] 269,701
Monday, 27 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 21,000.00 [30,000 Ordinary shares ] 30,000
Friday, 17 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 13,986.95 [20,268 Ordinary shares ] 20,268
Thursday, 16 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 10,640.00 [15,200 Ordinary shares ] 15,200
Tuesday, 14 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 47,850.00 [66,000 Ordinary shares ] 66,000
Thursday, 09 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 3,740.28 [5,159 Ordinary shares ] 5,159
Wednesday, 08 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 57,063.30 [78,708 Ordinary shares ] 78,708
Tuesday, 07 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 3,043.06 [4,286 Ordinary shares ] 4,286
Monday, 06 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 6,034.56 [8,379 Ordinary shares ] 8,379
Friday, 03 April 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 14,740.00 [22,000 Ordinary shares ] 22,000
Monday, 02 March 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 17,597.75 [21,197 Ordinary shares ] 21,197
Friday, 28 February 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 6,911.35 [7,990 Ordinary shares ] 7,990
Thursday, 27 February 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 22,526.65 [25,385 Ordinary shares ] 25,385
Wednesday, 26 February 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 9,287.18 [10,428 Ordinary shares ] 10,428
Tuesday, 25 February 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 8,450.00 [10,000 Ordinary shares ] 10,000
Thursday, 13 February 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 14,918.98 [15,804 Ordinary shares ] 15,804
Friday, 07 February 2020 First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Purchase 210,706.14 [234,196 Ordinary shares ] 234,196
Monday, 03 February 2020 First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Sale 84,815.01 [92,694 Ordinary shares ] 92,694
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