GR ENGINEERING SERVICES LIMITED — Major Shareholding Notification 2020

Sep 13, 2020

Form 604

Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To: Company Name/Scheme:	GR ENGINEERING SERVICES LIMITED
ACN/ARSN	121 542 738
1. Details of substantial holder
Name	Mitsubishi UFJ Financial Group, Inc.
There was a change in the interests of the	9 September 2020
substantial holder on
The previous notice was given to the company on	8 November 2019
The previous notice was dated	8 November 2019
The holder became aware on	11 September 2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities	Previous notice	Previous notice	Present notice	Present notice
	Person’s votes	Voting power (%)	Person’s votes	Voting power (%)
Fully Paid ordinary shares	17,384,697	11.32	15,012,015	9.68

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
See annexure A to this notice
4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder	Nature of relevant interest	Class and number of securities	Person's votes
Mitsubishi UFJ Financial Group, Inc.	Citicorp Nominees Pty Limited (Australia)	Not applicable	Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.	14,839,538 Fully paid ordinary shares	14,839,538
Mitsubishi UFJ Financial Group, Inc.	Morgan Stanley Australia Securities (Nominee) Pty Limited	Not applicable	Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.	172,477 Fully paid ordinary shares	172,477

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Not applicable
6. Addresses The addresses of persons named in this form are as follows:
Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

==> picture [95 x 30] intentionally omitted <==

Dated 14 September 2020

Ryuichiro Sakuma Authorised signatory

Page 1

Annexure A

This is annexure A of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 14 September 2020

==> picture [95 x 29] intentionally omitted <==

Ryuichiro Sakuma

Authorised signatory

Dated 14 September 2020

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
6/12/2019	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	279.71	337 Ordinary Shares	337
31/01/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	283.88	302 Ordinary Shares	302
03/02/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	84,815.01	92,694 Ordinary shares	92,694
07/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	210,706.14	234,196 Ordinary shares	234,196
13/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	14,918.98	15,804 Ordinary shares	15,804
20/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	420	480 Ordinary Shares	480
21/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	826.81	929 Ordinary Shares	929
25/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	8,450.00	10,000 Ordinary shares	10,000
26/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	9,287.18	10,428 Ordinary shares	10,428
27/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	22,526.65	25,385 Ordinary shares	25,385
27/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	471.38	518 Ordinary Shares	518
28/02/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	6,911.35	7,990 Ordinary shares	7,990
02/03/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	17,597.75	21,197 Ordinary shares	21,197
2/03/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	498.47	583 Ordinary Shares	583
6/03/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	870.35	1,030 Ordinary Shares	1,030
9/03/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	223.44	266 Ordinary Shares	266
9/03/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	183.7	220 Ordinary Shares	220
25/03/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by Morgan Stanley	319.77	418 Ordinary Shares	418
03/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	14,740.00	22,000 Ordinary shares	22,000
06/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	6,034.56	8,379 Ordinary shares	8,379
07/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	3,043.06	4,286 Ordinary shares	4,286
08/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	57,063.30	78,708 Ordinary shares	78,708
09/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	3,740.28	5,159 Ordinary shares	5,159

Page 1

14/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	47,850.00	66,000 Ordinary shares	66,000
16/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	10,640.00	15,200 Ordinary shares	15,200
17/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	13,986.95	20,268 Ordinary shares	20,268
27/04/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	21,000.00	30,000 Ordinary shares	30,000
30/06/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	194,184.72	269,701 Ordinary shares	269,701
17/07/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	410,000.00	500,000 Ordinary shares	500,000
30/07/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	333,976.47	383,881 Ordinary shares	383,881
07/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	340,000.00	400,000 Ordinary shares	400,000
11/08/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	122,925.00	125,000 Ordinary shares	125,000
12/08/2020	Mitsubishi UFJ Financial Group,	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	74,002.50	75,000 Ordinary shares	75,000
28/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	3,710.85	3,806 Ordinary shares	3,806
28/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	189.15	194 Ordinary shares	194
31/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	46,468.65	47,359 Ordinary shares	47,359
31/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	6,492.42	6,558 Ordinary shares	6,558
31/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	2,362.73	2,408 Ordinary shares	2,408
31/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	329.67	333 Ordinary shares	333
31/08/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	0.99	1 Ordinary shares	1
01/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	99.99	101 Ordinary shares	101
01/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	1,960.20	1,980 Ordinary shares	1,980
01/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	0.99	1 Ordinary shares	1
02/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	886.03	931 Ordinary shares	931
02/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	17,433.24	18,318 Ordinary shares	18,318
03/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	47.76	48 Ordinary shares	48
03/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	947.24	952 Ordinary shares	952
04/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	42,370.69	42,803 Ordinary shares	42,803
04/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	2,154.02	2,176 Ordinary shares	2,176
09/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	75,026.71	78,562 Ordinary shares	78,562
09/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	59,623.33	62,702 Ordinary shares	62,702
09/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	1,172,707.88	1,233,261 Ordinary shares	1,233,261
09/09/2020	Mitsubishi UFJ Financial Group,	Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	3,815.23	3,995 Ordinary shares	3,995

Page 2