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GR ENGINEERING SERVICES LIMITED — Major Shareholding Notification 2019
Nov 5, 2019
65003_rns_2019-11-05_d6224416-5a6a-4dfa-8862-9954d3909349.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
| To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 1 November 2019 substantial holder on The previous notice was given to the company on 8 August 2019 The previous notice was dated 8 August 2019 The holder became aware on 5 November 2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: GR ENGINEERING SERVICES LTD 121 542 738 Mitsubishi UFJ Financial Group, Inc. |
To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 1 November 2019 substantial holder on The previous notice was given to the company on 8 August 2019 The previous notice was dated 8 August 2019 The holder became aware on 5 November 2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: GR ENGINEERING SERVICES LTD 121 542 738 Mitsubishi UFJ Financial Group, Inc. |
To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 1 November 2019 substantial holder on The previous notice was given to the company on 8 August 2019 The previous notice was dated 8 August 2019 The holder became aware on 5 November 2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: GR ENGINEERING SERVICES LTD 121 542 738 Mitsubishi UFJ Financial Group, Inc. |
To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 1 November 2019 substantial holder on The previous notice was given to the company on 8 August 2019 The previous notice was dated 8 August 2019 The holder became aware on 5 November 2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: GR ENGINEERING SERVICES LTD 121 542 738 Mitsubishi UFJ Financial Group, Inc. |
To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 1 November 2019 substantial holder on The previous notice was given to the company on 8 August 2019 The previous notice was dated 8 August 2019 The holder became aware on 5 November 2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: GR ENGINEERING SERVICES LTD 121 542 738 Mitsubishi UFJ Financial Group, Inc. |
To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 1 November 2019 substantial holder on The previous notice was given to the company on 8 August 2019 The previous notice was dated 8 August 2019 The holder became aware on 5 November 2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: GR ENGINEERING SERVICES LTD 121 542 738 Mitsubishi UFJ Financial Group, Inc. |
|---|---|---|---|---|---|
| Class of securities | Previous notice | Present notice | |||
| Person’s votes | Voting power(%) | Person’s votes | Voting power(%) | ||
| FullyPaid ordinaryshares | 17,319,000 | 11.28 | 20,596,300 | 13.41% | |
| 3. Changes in relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: |
|||||
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
| See annexure A to this notice |
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. |
Citibank N A Hong Kong | Not applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
3,211,603 Fully paid ordinary shares |
3,211,603 |
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Not applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
14,964,538 Fully paid ordinary shares |
14,964,538 |
| Mitsubishi UFJ Financial Group, Inc. |
Citibank N A Hong Kong | Not applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
1,433,601 Fully paid ordinary shares |
1,433,601 |
| Mitsubishi UFJ Financial Group, Inc. |
JPMorgan (UK) | Not applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
476,575 Fully paid ordinary shares |
476,575 |
| Mitsubishi UFJ Financial Group, Inc. |
National Custodian Services |
Not applicable | Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. |
342,589 Fully paid ordinary shares |
342,589 |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
167,394 Fully paid ordinary shares |
167,394 |
| 5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows: |
|||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||
| Not applicable | Not applicable |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group,Inc. Not Applicable | 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan |
Signature
==> picture [53 x 17] intentionally omitted <==
==> picture [46 x 6] intentionally omitted <==
Dated 6 November 2019
Authorised signatory
Annexure A
This is annexure A of 1 page referred to in Form 604, Notice of change of interest of substantial holder dated 6 November 2019
==> picture [54 x 17] intentionally omitted <==
Authorised signatory Dated 6 November 2019
| Person's | |||||
|---|---|---|---|---|---|
| Person whose relevant interest | Consideration given in | Class and number of | votes | ||
| Date of change | changed | Nature of change | relation to change | securities affected | affected |
| 1/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors |
40,000 Ordinary shares | ||
| Holdings PtyLimited | 31,200.00 | 40,000 | |||
| 4/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors |
23,434 Ordinary shares | ||
| Holdings PtyLimited | 19,684.56 | 23,434 | |||
| 4/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
344.08 | 391 Ordinary Shares | 391 |
| 7/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
353.5 | 404 Ordinary Shares | 404 |
| 8/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
279.55 | 343 Ordinary Shares | 343 |
| 14/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
257.48 | 314 Ordinary Shares | 314 |
| 21/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
358.83 | 443 Ordinary Shares | 443 |
| 22/10/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled byMorgan Stanley |
292.56 | 368 Ordinary Shares | 368 |
| 1/11/2019 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited |
2,472,934.31 | 3,211,603 Ordinary shares | 3,211,603 |