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GR ENGINEERING SERVICES LIMITED Major Shareholding Notification 2019

Nov 5, 2019

65003_rns_2019-11-05_d6224416-5a6a-4dfa-8862-9954d3909349.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the
1 November 2019
substantial holder on
The previous notice was given to the company on
8 August 2019
The previous notice was dated
8 August 2019
The holder became aware on
5 November 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
GR ENGINEERING SERVICES LTD
121 542 738
Mitsubishi UFJ Financial Group, Inc.
To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the
1 November 2019
substantial holder on
The previous notice was given to the company on
8 August 2019
The previous notice was dated
8 August 2019
The holder became aware on
5 November 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
GR ENGINEERING SERVICES LTD
121 542 738
Mitsubishi UFJ Financial Group, Inc.
To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the
1 November 2019
substantial holder on
The previous notice was given to the company on
8 August 2019
The previous notice was dated
8 August 2019
The holder became aware on
5 November 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
GR ENGINEERING SERVICES LTD
121 542 738
Mitsubishi UFJ Financial Group, Inc.
To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the
1 November 2019
substantial holder on
The previous notice was given to the company on
8 August 2019
The previous notice was dated
8 August 2019
The holder became aware on
5 November 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
GR ENGINEERING SERVICES LTD
121 542 738
Mitsubishi UFJ Financial Group, Inc.
To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the
1 November 2019
substantial holder on
The previous notice was given to the company on
8 August 2019
The previous notice was dated
8 August 2019
The holder became aware on
5 November 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
GR ENGINEERING SERVICES LTD
121 542 738
Mitsubishi UFJ Financial Group, Inc.
To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the
1 November 2019
substantial holder on
The previous notice was given to the company on
8 August 2019
The previous notice was dated
8 August 2019
The holder became aware on
5 November 2019
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
GR ENGINEERING SERVICES LTD
121 542 738
Mitsubishi UFJ Financial Group, Inc.
Class of securities Previous notice Present notice
Person’s votes Voting power(%) Person’s votes Voting power(%)
FullyPaid ordinaryshares 17,319,000 11.28 20,596,300 13.41%
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number
of securities
Person's votes
Mitsubishi UFJ Financial
Group, Inc.
Citibank N A Hong Kong Not applicable Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier
Investors Holdings Pty Limited.
3,211,603 Fully paid
ordinary shares
3,211,603
Mitsubishi UFJ Financial
Group, Inc.
Citicorp Nominees Pty
Limited (Australia)
Not applicable Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier
Investors Holdings Pty Limited.
14,964,538 Fully paid
ordinary shares
14,964,538
Mitsubishi UFJ Financial
Group, Inc.
Citibank N A Hong Kong Not applicable Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier
Investors Holdings Pty Limited.
1,433,601 Fully paid
ordinary shares
1,433,601
Mitsubishi UFJ Financial
Group, Inc.
JPMorgan (UK) Not applicable Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier
Investors Holdings Pty Limited.
476,575 Fully paid
ordinary shares
476,575
Mitsubishi UFJ Financial
Group, Inc.
National Custodian
Services
Not applicable Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier
Investors Holdings Pty Limited.
342,589 Fully paid
ordinary shares
342,589
Mitsubishi UFJ Financial
Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Not applicable Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
167,394 Fully paid
ordinary shares
167,394
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Not applicable Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group,Inc. Not Applicable 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan

Signature

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Dated 6 November 2019

Authorised signatory

Annexure A

This is annexure A of 1 page referred to in Form 604, Notice of change of interest of substantial holder dated 6 November 2019

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Authorised signatory Dated 6 November 2019

Person's
Person whose relevant interest Consideration given in Class and number of votes
Date of change changed Nature of change relation to change securities affected affected
1/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled by First Sentier Investors
40,000 Ordinary shares
Holdings PtyLimited 31,200.00 40,000
4/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled by First Sentier Investors
23,434 Ordinary shares
Holdings PtyLimited 19,684.56 23,434
4/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled byMorgan Stanley
344.08 391 Ordinary Shares 391
7/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled byMorgan Stanley
353.5 404 Ordinary Shares 404
8/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled byMorgan Stanley
279.55 343 Ordinary Shares 343
14/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled byMorgan Stanley
257.48 314 Ordinary Shares 314
21/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled byMorgan Stanley
358.83 443 Ordinary Shares 443
22/10/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled byMorgan Stanley
292.56 368 Ordinary Shares 368
1/11/2019 Mitsubishi UFJ Financial Group,
Inc.
Purchase of securities by an entity
controlled by First Sentier Investors
Holdings PtyLimited
2,472,934.31 3,211,603 Ordinary shares 3,211,603