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GQG PARTNERS INC. Major Shareholding Notification 2021

Nov 1, 2021

65010_rns_2021-11-01_6af50471-ce12-471a-ad67-48bc3b0fbf48.pdf

Major Shareholding Notification

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ASX Announcement

NOT FOR DISTRIBUTION OR RELEASE IN THE UNITED STATES

2 November 2021

Top 20 Shareholders

GQG Partners Inc. (ARBN 651 066 330) ( GQG Partners or Company ) advises that the Top 20 Shareholders following its recently completed Offer of CDIs under the Prospectus, are as set out in the attached schedule.

NOTE: CAPITALISED TERMS USED AND NOT DEFINED IN THIS ASX ANNOUNCEMENT HAVE THE MEANING GIVEN TO THEM IN THE PROSPECTUS.

This announcement was authorised by the Company Secretary.

– Ends –

Important Notices

This notice does not constitute an offer to sell, or a solicitation of any offer to buy, any securities in the United States or to any person whom it would be not be lawful outside of Australia. The securities referred to herein have not been, and will not be, registered under the U.S. Securities Act of 1933, as amended (“U.S. Securities Act”) or under the securities laws of any state or other jurisdiction of the United States, and may not be offered or sold, directly or indirectly, in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and any other applicable securities laws of any state or other jurisdiction of the United States. This notice must not be distributed or released in the United States, or in any jurisdiction outside of Australia where distribution may be restricted by law.

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Statement of 20 Largest Shareholders

Rank Security Type Securityholder Registered Name Balance GQG
Free Float
Balance GQG
Escrowed
TOTAL %
1 Common Share QVFT LLC 2,030,616,054 2,030,616,054 68.77%
2 CDI CITICORP NOMINEES PTY LIMITED 171,804,131 171,804,131 5.82%
3 Common Share PYTHIA PRONAOS LLC 164,771,990 164,771,990 5.58%
4 Common Share NORTHERN LIGHTS MIDCO LLC 119,121,254 119,121,254 4.03%
5 CDI HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 85,446,685 85,446,685 2.89%
6 CDI J P MORGAN NOMINEES AUSTRALIA PTY LIMITED 77,274,139 77,274,139 2.62%
7 CDI NATIONAL NOMINEES LIMITED 60,107,133 60,107,133 2.04%
8 Common Share GQG PARTNERS INC 44,727,429 44,727,429 1.51%
9 CDI BNP PARIBAS NOMS PTY LTD 34,366,614 34,366,614 1.16%
10 CDI BNP PARIBAS NOMINEES PTY LTD 32,238,336 32,238,336 1.09%
11 CDI CS THIRD NOMINEES PTY LIMITED 27,269,000 27,269,000 0.92%
12 CDI WARBONT NOMINEES PTY LTD 8,762,987 8,762,987 0.30%
13 CDI HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED‐GSCO ECA 8,500,000 8,500,000 0.29%
14 CDI MERRILL LYNCH (AUSTRALIA) NOMINEES PTY LIMITED 7,500,000 7,500,000 0.25%
15 CDI MORGAN STANLEY AUSTRALIA SECURITIES (NOMINEE) PTY 6,000,000 6,000,000 0.20%
16 CDI UBS NOMINEES PTY LTD 5,256,486 5,256,486 0.18%
17 CDI HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED ‐ A/C 2 4,276,012 4,276,012 0.14%
18 CDI BNP PARIBAS NOMS(NZ) LTD 4,106,802 4,106,802 0.14%
19 CDI CITICORP NOMINEES PTY LIMITED 2,865,160 2,865,160 0.10%
20 CDI BRISPOT NOMINEES PTY LTD 2,743,514 2,743,514 0.09%
Total of Top20 2,897,753,726 98.14%
Remaining Securities 55,051,708 1.86%
TOTAL SECURITIES 2,952,805,434 100.00%