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GQG PARTNERS INC. — Major Shareholding Notification 2021
Nov 1, 2021
65010_rns_2021-11-01_6af50471-ce12-471a-ad67-48bc3b0fbf48.pdf
Major Shareholding Notification
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ASX Announcement
NOT FOR DISTRIBUTION OR RELEASE IN THE UNITED STATES
2 November 2021
Top 20 Shareholders
GQG Partners Inc. (ARBN 651 066 330) ( GQG Partners or Company ) advises that the Top 20 Shareholders following its recently completed Offer of CDIs under the Prospectus, are as set out in the attached schedule.
NOTE: CAPITALISED TERMS USED AND NOT DEFINED IN THIS ASX ANNOUNCEMENT HAVE THE MEANING GIVEN TO THEM IN THE PROSPECTUS.
This announcement was authorised by the Company Secretary.
– Ends –
Important Notices
This notice does not constitute an offer to sell, or a solicitation of any offer to buy, any securities in the United States or to any person whom it would be not be lawful outside of Australia. The securities referred to herein have not been, and will not be, registered under the U.S. Securities Act of 1933, as amended (“U.S. Securities Act”) or under the securities laws of any state or other jurisdiction of the United States, and may not be offered or sold, directly or indirectly, in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and any other applicable securities laws of any state or other jurisdiction of the United States. This notice must not be distributed or released in the United States, or in any jurisdiction outside of Australia where distribution may be restricted by law.
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Statement of 20 Largest Shareholders
| Rank | Security Type | Securityholder Registered Name | Balance GQG Free Float |
Balance GQG Escrowed |
TOTAL | % | |
|---|---|---|---|---|---|---|---|
| 1 | Common Share | QVFT LLC | 2,030,616,054 | 2,030,616,054 | 68.77% | ||
| 2 | CDI | CITICORP NOMINEES PTY LIMITED | 171,804,131 | ‐ | 171,804,131 | 5.82% | |
| 3 | Common Share | PYTHIA PRONAOS LLC | 164,771,990 | 164,771,990 | 5.58% | ||
| 4 | Common Share | NORTHERN LIGHTS MIDCO LLC | 119,121,254 | 119,121,254 | 4.03% | ||
| 5 | CDI | HSBC CUSTODY NOMINEES | (AUSTRALIA) LIMITED | 85,446,685 | ‐ | 85,446,685 | 2.89% |
| 6 | CDI | J P MORGAN NOMINEES AUSTRALIA | PTY LIMITED | 77,274,139 | ‐ | 77,274,139 | 2.62% |
| 7 | CDI | NATIONAL NOMINEES LIMITED | 60,107,133 | ‐ | 60,107,133 | 2.04% | |
| 8 | Common Share | GQG PARTNERS INC | 44,727,429 | 44,727,429 | 1.51% | ||
| 9 | CDI | BNP PARIBAS NOMS PTY LTD | 34,366,614 | ‐ | 34,366,614 | 1.16% | |
| 10 | CDI | BNP PARIBAS NOMINEES PTY LTD | 32,238,336 | ‐ | 32,238,336 | 1.09% | |
| 11 | CDI | CS THIRD NOMINEES PTY LIMITED | 27,269,000 | ‐ | 27,269,000 | 0.92% | |
| 12 | CDI | WARBONT NOMINEES PTY LTD | 8,762,987 | ‐ | 8,762,987 | 0.30% | |
| 13 | CDI | HSBC CUSTODY NOMINEES | (AUSTRALIA) LIMITED‐GSCO ECA | 8,500,000 | ‐ | 8,500,000 | 0.29% |
| 14 | CDI | MERRILL LYNCH (AUSTRALIA) | NOMINEES PTY LIMITED | 7,500,000 | ‐ | 7,500,000 | 0.25% |
| 15 | CDI | MORGAN STANLEY AUSTRALIA | SECURITIES (NOMINEE) PTY | 6,000,000 | ‐ | 6,000,000 | 0.20% |
| 16 | CDI | UBS NOMINEES PTY LTD | 5,256,486 | ‐ | 5,256,486 | 0.18% | |
| 17 | CDI | HSBC CUSTODY NOMINEES | (AUSTRALIA) LIMITED ‐ A/C 2 | 4,276,012 | ‐ | 4,276,012 | 0.14% |
| 18 | CDI | BNP PARIBAS NOMS(NZ) LTD | 4,106,802 | ‐ | 4,106,802 | 0.14% | |
| 19 | CDI | CITICORP NOMINEES PTY LIMITED | 2,865,160 | ‐ | 2,865,160 | 0.10% | |
| 20 | CDI | BRISPOT NOMINEES PTY LTD | 2,743,514 | ‐ | 2,743,514 | 0.09% | |
| Total of Top20 | 2,897,753,726 | 98.14% | |||||
| Remaining Securities | 55,051,708 | 1.86% | |||||
| TOTAL SECURITIES | 2,952,805,434 | 100.00% |