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Goosehead Insurance, Inc. Director's Dealing 2021

Jan 6, 2021

31445_dirs_2021-01-06_d5f4de2a-b5e7-459f-945c-3e15c7f43e72.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-01-04

Reporting Person: Olsen Ted (Managing Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Class A Common Stock M 8333 $26.29 Acquired 8333 Direct
2021-01-04 Class A Common Stock S 8333 $130.587 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Director Stock Options (right to buy) $26.29 M 8333 Disposed 2029-01-02 Class A Common Stock (8333.0) Direct

Footnotes

F1: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Olsen's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Olsen's option award agreement or the Issuer's Amended and Restated Omnibus Incentive Plan) within six month following a "change in control" (as defined in the Issuer's Amended and Restated Omnibus Incentive Plan).