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Goosehead Insurance, Inc. — Director's Dealing 2021
Jan 6, 2021
31445_dirs_2021-01-06_d5f4de2a-b5e7-459f-945c-3e15c7f43e72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-01-04
Reporting Person: Olsen Ted (Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Class A Common Stock | M | 8333 | $26.29 | Acquired | 8333 | Direct |
| 2021-01-04 | Class A Common Stock | S | 8333 | $130.587 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Director Stock Options (right to buy) | $26.29 | M | 8333 | Disposed | 2029-01-02 | Class A Common Stock (8333.0) | Direct |
Footnotes
F1: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Olsen's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Olsen's option award agreement or the Issuer's Amended and Restated Omnibus Incentive Plan) within six month following a "change in control" (as defined in the Issuer's Amended and Restated Omnibus Incentive Plan).