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Goosehead Insurance, Inc. Director's Dealing 2021

Feb 12, 2021

31445_dirs_2021-02-12_8b68c93e-3afe-4869-b7fd-ad3bc61ca282.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2020-12-31

Reporting Person: Langston Patrick Ryan (VP and General Counsel, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Class B Common Stock G 90275 Acquired 90275 Direct
2020-11-30 Class B Common Stock G 90270 Disposed 5 Direct
2020-12-31 Class A Common Stock G 10000 Disposed 5000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 LLC Units in Goosehead Financial, LLC $0.0 G 90275 Acquired Class A Common Stock (90275.0) Direct
2020-11-30 LLC Units in Goosehead Financial, LLC $0.0 G 90270 Disposed Class A Common Stock (90270.0) Direct

Footnotes

F1: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F2: This transaction involved a gift of securities by the reporting person to the Lindy Langston Spousal Lifetime Access Trust.

F3: This transaction involved a gift of securities by the reporting person to a Donor Advised Fund.

F4: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.