AI assistant
Goosehead Insurance, Inc. — Director's Dealing 2021
Feb 12, 2021
31445_dirs_2021-02-12_8b68c93e-3afe-4869-b7fd-ad3bc61ca282.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2020-12-31
Reporting Person: Langston Patrick Ryan (VP and General Counsel, 10% Owner, Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Class B Common Stock | G | 90275 | — | Acquired | 90275 | Direct |
| 2020-11-30 | Class B Common Stock | G | 90270 | — | Disposed | 5 | Direct |
| 2020-12-31 | Class A Common Stock | G | 10000 | — | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | LLC Units in Goosehead Financial, LLC | $0.0 | G | 90275 | Acquired | Class A Common Stock (90275.0) | Direct | |
| 2020-11-30 | LLC Units in Goosehead Financial, LLC | $0.0 | G | 90270 | Disposed | Class A Common Stock (90270.0) | Direct |
Footnotes
F1: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2: This transaction involved a gift of securities by the reporting person to the Lindy Langston Spousal Lifetime Access Trust.
F3: This transaction involved a gift of securities by the reporting person to a Donor Advised Fund.
F4: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.