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Goosehead Insurance, Inc. Director's Dealing 2021

May 11, 2021

31445_dirs_2021-05-10_8a146898-7295-4c93-b05f-bbffe756dff6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-05-07

Reporting Person: Jones Mark E. Jr. (10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-07 Class B Common Stock C 7997 Disposed 375553 Direct
2021-05-07 Class A Common Stock C 7997 Acquired 7997 Direct
2021-05-07 Class A Common Stock S 100 $100.31 Disposed 7897 Direct
2021-05-07 Class A Common Stock S 3159 $101.71 Disposed 4738 Direct
2021-05-07 Class A Common Stock S 1112 $102.79 Disposed 3626 Direct
2021-05-07 Class A Common Stock S 1400 $104.19 Disposed 2226 Direct
2021-05-07 Class A Common Stock S 2226 $104.98 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-07 LLC Units in Goosehead Financial, LLC $0.0 C 7997 Disposed Class A Common Stock (7997.0) Direct

Footnotes

F1: The price reported in Column 4 is the actual price per share. These shares were sold in one transaction at a price of $100.31 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.34 to $102.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.38 to $103.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.73 to $104.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.79 to $105.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.