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Goosehead Insurance, Inc. Director's Dealing 2021

May 12, 2021

31445_dirs_2021-05-11_a5e7b1d4-849e-45a8-ae35-eb4c92a4f8f1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-05-07

Reporting Person: Jones Robyn Mary Elizabeth (Director, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-07 Class B Common Stock C 19570 Disposed 12558432 Indirect
2021-05-07 Class A Common Stock C 19570 Acquired 19570 Indirect
2021-05-07 Class A Common Stock S 200 $100.69 Disposed 19370 Indirect
2021-05-07 Class A Common Stock S 2900 $101.68 Disposed 16470 Indirect
2021-05-07 Class A Common Stock S 2849 $103.05 Disposed 13621 Indirect
2021-05-07 Class A Common Stock S 6011 $104.05 Disposed 7610 Indirect
2021-05-07 Class A Common Stock S 7490 $104.83 Disposed 120 Indirect
2021-05-07 Class A Common Stock S 120 $105.55 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-07 LLC Units in Goosehead Financial, LLC $0.0 C 19570 Disposed Class A Common Stock (19570.0) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 333790 Direct
Class B Common Stock 182349 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
LLC Units in Goosehead Financial, LLC $0.0 Class A Common Stock (182349.0) 182349 Direct

Footnotes

F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.31 to $101.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.32 to $102.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.38 to $103.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.39 to $104.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.40 to $105.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.41 to $105.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F8: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F9: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.