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Goosehead Insurance, Inc. — Director's Dealing 2021
May 13, 2021
31445_dirs_2021-05-13_38789952-df5f-490c-906c-9987095df029.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-05-11
Reporting Person: Jones Robyn Mary Elizabeth (Director, 10% Owner, Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Class B Common Stock | C | 34416 | — | Disposed | 147933 | Direct |
| 2021-05-11 | Class A Common Stock | C | 34416 | — | Acquired | 368206 | Direct |
| 2021-05-11 | Class A Common Stock | S | 18565 | $93.51 | Disposed | 349641 | Direct |
| 2021-05-11 | Class A Common Stock | S | 9046 | $94.45 | Disposed | 340595 | Direct |
| 2021-05-11 | Class A Common Stock | S | 6085 | $95.47 | Disposed | 334510 | Direct |
| 2021-05-11 | Class A Common Stock | S | 720 | $96.19 | Disposed | 333790 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | LLC Units in Goosehead Financial, LLC | $0.0 | C | 34416 | Disposed | Class A Common Stock (34416.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 12528282 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| LLC Units in Goosehead Financial, LLC | $0.0 | Class A Common Stock (12528282.0) | 12528282 | Indirect |
Footnotes
F1: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.99 to $93.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.00 to $95.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.01 to $96.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.04 to $96.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F7: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.