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Goosehead Insurance, Inc. Director's Dealing 2021

May 13, 2021

31445_dirs_2021-05-13_95403d71-de0d-4aea-a4ed-547911d0dcae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-05-12

Reporting Person: Jones Robyn Mary Elizabeth (Director, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-12 Class B Common Stock C 15584 Disposed 132349 Direct
2021-05-12 Class A Common Stock C 15584 Acquired 349374 Direct
2021-05-12 Class A Common Stock S 2499 $91.18 Disposed 346875 Direct
2021-05-12 Class A Common Stock S 10277 $92.14 Disposed 336598 Direct
2021-05-12 Class A Common Stock S 2808 $92.90 Disposed 333790 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-12 LLC Units in Goosehead Financial, LLC $0.0 C 15584 Disposed Class A Common Stock (15584.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 12528282 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
LLC Units in Goosehead Financial, LLC $0.0 Class A Common Stock (12528282.0) 12528282 Indirect

Footnotes

F1: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.99 to $93.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.00 to $95.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.01 to $96.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

F6: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.