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Goosehead Insurance, Inc. Director's Dealing 2021

May 25, 2021

31445_dirs_2021-05-24_b2e71845-74f1-4b65-803d-5ac2076e27dd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-05-20

Reporting Person: Colby 2014 Family Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-20 Class B Common Stock C 15229 Disposed 656503 Direct
2021-05-20 Class A Common Stock C 15229 Acquired 158631 Direct
2021-05-20 Class A Common Stock S 8744 $81.79 Disposed 149887 Direct
2021-05-20 Class A Common Stock S 5225 $82.38 Disposed 144662 Direct
2021-05-20 Class A Common Stock S 1260 $83.37 Disposed 143402 Direct
2021-05-21 Class B Common Stock C 44771 Disposed 611732 Direct
2021-05-20 Class A Common Stock C 44771 Acquired 188173 Direct
2021-05-20 Class A Common Stock S 24190 $80.66 Disposed 163983 Direct
2021-05-20 Class A Common Stock S 19381 $81.90 Disposed 144602 Direct
2021-05-20 Class A Common Stock S 1200 $82.56 Disposed 143402 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-20 LLC Units in Goosehead Financial, LLC $0.0 C 15229 Disposed Class A Common Stock (15229.0) Direct
2021-05-21 LLC Units in Goosehead Financial, LLC $0.0 C 44771 Disposed Class A Common Stock (44771.0) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.08 to $82.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.08 to $83.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.08 to $83.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.27 to $81.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.34 to $82.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $82.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.