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Goosehead Insurance, Inc. Director's Dealing 2021

May 26, 2021

31445_dirs_2021-05-26_695ce126-766f-4983-a95c-4a0b14aa1285.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-05-20

Reporting Person: Colby 2014 Family Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-20 Class A Common Stock S 8744 $81.79 Disposed 134658 Direct
2021-05-20 Class A Common Stock S 5225 $82.38 Disposed 129433 Direct
2021-05-20 Class A Common Stock S 1260 $83.37 Disposed 128173 Direct
2021-05-21 Class A Common Stock S 24190 $80.66 Disposed 103983 Direct
2021-05-21 Class A Common Stock S 19381 $81.90 Disposed 84602 Direct
2021-05-21 Class A Common Stock S 1200 $82.56 Disposed 83402 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 671732 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
LLC Units in Goosehead Financial, LLC $0.0 Class A Common Stock (671732.0) 671732 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.08 to $82.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.08 to $83.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.08 to $83.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.27 to $81.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.34 to $82.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $82.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.