Goosehead Insurance, Inc. — Director's Dealing 2021

Aug 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-08-23

Reporting Person: Colby Michael C. (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-23	Class B Common Stock	C	1500	—	Disposed	670232	Indirect
2021-08-23	Class A Common Stock	C	1500	—	Acquired	84902	Indirect
2021-08-23	Class A Common Stock	S	1500	$136.39	Disposed	83402	Indirect
2021-08-24	Class B Common Stock	C	34727	—	Disposed	635505	Indirect
2021-08-24	Class A Common Stock	C	34727	—	Acquired	118129	Indirect
2021-08-24	Class A Common Stock	S	12211	$135.89	Disposed	105918	Indirect
2021-08-24	Class A Common Stock	S	20016	$136.35	Disposed	85902	Indirect
2021-08-24	Class A Common Stock	S	2500	$137	Disposed	83402	Indirect
2021-08-25	Class B Common Stock	C	9379	—	Disposed	626126	Indirect
2021-08-25	Class A Common Stock	C	9379	—	Acquired	92781	Indirect
2021-08-25	Class A Common Stock	S	3745	$130.75	Disposed	89036	Indirect
2021-08-25	Class A Common Stock	S	1302	$132.76	Disposed	87734	Indirect
2021-08-23	Class A Common Stock	S	2871	$131.67	Disposed	84863	Indirect
2021-08-23	Class A Common Stock	S	1461	$133.74	Disposed	83402	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-23	LLC Units in Goosehead Financial, LLC	$0.0	C	1500	Disposed		Class A Common Stock (1500.0)	Indirect
2021-08-24	LLC Units in Goosehead Financial, LLC	$0.0	C	34727	Disposed		Class A Common Stock (34727.0)	Indirect
2021-08-25	LLC Units in Goosehead Financial, LLC	$0.0	C	9379	Disposed		Class A Common Stock (9379.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	427024	Direct
Class A Common Stock	23131	Direct
Class B Common Stock	36396	Indirect
Class B Common Stock	36396	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
LLC Units in Goosehead Financial, LLC	$0.0		Class A Common Stock (427024.0)	427024	Direct
LLC Units in Goosehead Financial, LLC	$0.0		Class A Common Stock (36396.0)	36396	Indirect
LLC Units in Goosehead Financial, LLC	$0.0		Class A Common Stock (36396.0)	36396	Indirect

Footnotes

F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.00 to $137.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.27 to $131.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.27 to $132.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.37 to $133.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.44 to $134.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F9: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.