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Goosehead Insurance, Inc. — Director's Dealing 2021
Aug 28, 2021
31445_dirs_2021-08-27_b21b062b-b9b8-4131-bba9-4bd41dcf0de1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-08-26
Reporting Person: Langston Patrick Ryan (VP and General Counsel, 10% Owner, Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-26 | Class A Common Stock | M | 10000 | $10 | Acquired | 15000 | Direct |
| 2021-08-26 | Class A Common Stock | S | 10000 | $130.20 | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | Employee Stock Options (right to buy) | $10.0 | M | 10000 | Disposed | 2028-04-26 | Class A Stock (10000.0) | Direct |
Footnotes
F1: One third (1/3rd) of the option, which represents the right to purchase a total of 120,000 shares, shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018; provided, that all shares subject to the option will vest and become exercisable if Mr. Langston's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Langston's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).