Goosehead Insurance, Inc. — Director's Dealing 2021

Sep 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-09-01

Reporting Person: Jones Mark E. Jr. (10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-01	Class B Common Stock	C	5000	—	Disposed	370553	Direct
2021-09-01	Class A Common Stock	C	5000	—	Acquired	5000	Direct
2021-09-01	Class A Common Stock	S	5000	$150.13	Disposed	0	Direct
2021-09-01	Class B Common Stock	C	5000	—	Disposed	365553	Direct
2021-09-01	Class A Common Stock	C	5000	—	Acquired	5000	Direct
2021-09-01	Class A Common Stock	S	2302	$149.24	Disposed	2698	Direct
2021-09-01	Class A Common Stock	S	2698	$150	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-01	LLC Units in Goosehead Financial, LLC	$0.0	C	5000	Disposed		Class A Common Stock (5000.0)	Direct
2021-09-01	LLC Units in Goosehead Financial, LLC	$0.0	C	5000	Disposed		Class A Common Stock (5000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	82005	Indirect

Footnotes

F1: This transaction was pursuant to a 10b5-1 plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.72 to $149.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.77 to $150.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

F5: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.