Goosehead Insurance, Inc. — Director's Dealing 2021

Nov 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-11-01

Reporting Person: Coleman Desiree (10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-01	Class B Common Stock	C	15851	—	Disposed	342706	Direct
2021-11-01	Class A Common Stock	C	15851	—	Acquired	15851	Direct
2021-11-01	Class A Common Stock	S	8429	$140.37	Disposed	7422	Direct
2021-11-01	Class A Common Stock	S	902	$141.43	Disposed	6520	Direct
2021-11-01	Class A Common Stock	S	1935	$142.59	Disposed	4585	Direct
2021-11-01	Class A Common Stock	S	3735	$143.46	Disposed	850	Direct
2021-11-01	Class A Common Stock	S	850	$142.59	Disposed	0	Direct
2021-11-03	Class B Common Stock	C	691	—	Disposed	342015	Direct
2021-11-03	Class A Common Stock	C	691	—	Acquired	691	Direct
2021-11-03	Class A Common Stock	S	591	$140.20	Disposed	100	Direct
2021-11-03	Class A Common Stock	S	100	$141.06	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-01	LLC Units in Goosehead Financial, LLC	$0.0	C	15851	Disposed		Class A Common Stock (15851.0)	Direct
2021-11-03	LLC Units in Goosehead Financial, LLC	$0.0	C	691	Disposed		Class A Common Stock (691.0)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.00 to $141.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $143.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.08 to $144.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.