Goosehead Insurance, Inc. — Director's Dealing 2021

Nov 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2021-11-12

Reporting Person: Peterson Camille (10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-12	Class B Common Stock	C	7431	—	Disposed	335713	Direct
2021-11-12	Class A Common Stock	C	7431	—	Acquired	7431	Direct
2021-11-12	Class A Common Stock	S	7431	$146.01	Disposed	0	Direct
2021-11-15	Class B Common Stock	C	6052	—	Disposed	329661	Direct
2021-11-15	Class A Common Stock	C	6052	—	Acquired	6052	Direct
2021-11-15	Class A Common Stock	S	4652	$142.20	Disposed	1400	Direct
2021-11-15	Class A Common Stock	S	700	$143.50	Disposed	700	Direct
2021-11-15	Class A Common Stock	S	380	$144.54	Disposed	320	Direct
2021-11-15	Class A Common Stock	S	320	$145.23	Disposed	0	Direct
2021-11-16	Class B Common Stock	C	26121	—	Disposed	303540	Direct
2021-11-16	Class A Common Stock	C	26121	—	Acquired	26121	Direct
2021-11-16	Class A Common Stock	S	2600	$133.66	Disposed	23521	Direct
2021-11-16	Class A Common Stock	S	2853	$134.88	Disposed	20668	Direct
2021-11-16	Class A Common Stock	S	6215	$135.76	Disposed	14453	Direct
2021-11-16	Class A Common Stock	S	6153	$135.86	Disposed	8300	Direct
2021-11-16	Class A Common Stock	S	4383	$137.70	Disposed	3917	Direct
2021-11-16	Class A Common Stock	S	2416	$138.68	Disposed	1501	Direct
2021-11-16	Class A Common Stock	S	1401	$139.75	Disposed	100	Direct
2021-11-16	Class A Common Stock	S	100	$140.41	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-12	LLC Units in Goosehead Financial, LLC	$0.0	C	7431	Disposed		Class A Common Stock (7431.0)	Direct
2021-11-15	LLC Units in Goosehead Financial, LLC	$0.0	C	6052	Disposed		Class A Common Stock (6052.0)	Direct
2021-11-16	LLC Units in Goosehead Financial, LLC	$0.0	C	26121	Disposed		Class A Common Stock (26121.0)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.00 to $146.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.02 to $143.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.03 to $144.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.04 to $145.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.23 to $134.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.26 to $135.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.29 to $136.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.29 to $137.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.30 to $138.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.30 to $139.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.31 to $140.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F13: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.