Goosehead Insurance, Inc. — Director's Dealing 2020

Feb 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2020-02-19

Reporting Person: Jones Mark Evan (Director, CEO, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-19	Class B Common Stock	C	18218	—	Disposed	13996272	Indirect
2020-02-19	Class A Common Stock	C	18218	—	Acquired	18218	Indirect
2020-02-19	Class A Common Stock	S	5175	$54.40	Disposed	13043	Indirect
2020-02-19	Class A Common Stock	S	13043	$55.12	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-19	LLC Units in Goosehead Financial, LLC	$0.0	C	18218	Disposed		Class A Common Stock (18218.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	720301	Direct
Class B Common Stock	182349	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
LLC Units in Goosehead Financial, LLC	$0.0		Class A Common Stock (182349.0)	182349	Direct

Footnotes

F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.70 to $54.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.72 to $55.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F5: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.