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Goosehead Insurance, Inc. — Director's Dealing 2020
May 22, 2020
31445_dirs_2020-05-22_28634d1d-689e-4dca-8d99-4a6b446806fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Goosehead Insurance, Inc. (GSHD)
CIK: 0001726978
Period of Report: 2020-05-20
Reporting Person: Jones Adrienne (10% Owner, Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-20 | Class B Common Stock | C | 2000 | — | Disposed | 486557 | Direct |
| 2020-05-20 | Class A Common Stock | C | 2000 | — | Acquired | 2000 | Direct |
| 2020-05-20 | Class A Common Stock | S | 2000 | $59.2836 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-20 | LLC Units in Goosehead Financial, LLC | $0.0 | C | 2000 | Disposed | Class A Common Stock (2000.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $59.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.