AI assistant
GOODMAN GROUP — Regulatory Filings 2021
Aug 31, 2021
64998_rns_2021-08-31_72eb71e4-a657-4e2a-80d1-78e5c20d984e.pdf
Regulatory Filings
Open in viewerOpens in your device viewer
This appendix is available as an online form Only use this form if the online version is not available
+Rule 2.8, 3.10.3A to 3.10.3D
Appendix 2A
Application for quotation of +securities
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
If you are an entity incorporated outside Australia and you are seeking quotation of a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for nonAustralian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 – Entity and announcement details
| Question no |
Question | Answer |
|---|---|---|
| 1.1 | *Name of entity We (the entity here named) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.1 |
Goodman Group |
| 1.2 | *Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). |
Goodman Limited ABN 69 000 123 071, Goodman Funds Management Limited ABN 48 067 796 641, Goodman Industrial Trust ARSN 091213839, Goodman Logistics (HK) Limited Company Number 1700359 |
| 1.3 | *ASX issuer code | GMG |
| 1.4 | *This announcement is Tick whichever is applicable. |
☒A new announcement ☐An update/amendment to a previous announcement ☐A cancellation of a previous announcement |
| 1.5 | *Date of this announcement | 1 September 2021 |
1 Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issue will not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If you are in any doubt as to the application of, or the entity’s capacity to give, this warranty, please see ASIC Regulatory Guide 173 Disclosure for on-sale of securities and other financial products and consult your legal adviser.
GRP01-7-2265\1.4+ See chapter 19 for defined terms 5 June 2021
Page 1
This appendix is available as an online form
Appendix 2A Application for quotation of +securities
Part 2 – Type of issue
Part 2 – |
Type of issue |
Application forquotation of +securities |
|---|---|---|
| Question No. |
Question | Answer |
| 2.1 | *The +securities to be quoted are: Select whichever item is applicable. If you wish to apply for quotation of different types of issues of securities, please complete a separate Appendix 2A for each type of issue. |
☒+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B ☐+Securities issued under a +dividend or distribution plan ☐+Securities issued, transferred or re- classified as a result of options being exercised or other +convertible securities being converted ☐Unquoted partly paid +securities that have been fully paid up and are now to become quoted fully paid +securities Note: there is no need to apply for quotation of the fully paid securities if the partly paid securities were already quoted ☐+Restricted securities where the escrow period has expired or is about to expire ☐+Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease ☐+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer ☐Other [please specify] If you have selected ‘other’ please explain the circumstances of the issue here: |
| 2.1a | *Have the +securities to be quoted been issued yet? |
No |
| 2.1a.2 | *What is their proposed date of issue? Answer this question if your response to Q2.1a is “No”. |
2 September 2021 |
| 2.2a.1 | *Date of Appendix 3B notifying the market of the proposed issue of +securities for which quotation is now being sought Answer this question if your response to Q2.1 is “Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B” |
31 August 2021 |
| 2.2a.2 | *Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? Answer this question if your response to Q2.1 is “Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B”. |
No |
- See chapter 19 for defined terms 5 June 2021
Page 2
This appendix is available as an online form
Appendix 2A Application for quotation of +securities
| 2.4 | *The +securities to be quoted are: Tick whichever is applicable |
☒Additional +securities in a class that is already quoted on ASX ("existing class") ☐New +securities in a class that is not yet quoted on ASX ("new class") |
|---|---|---|
- See chapter 19 for defined terms 5 June 2021
Page 3
This appendix is available as an online form
Appendix 2A Application for quotation of +securities
Part 3A – number and type of +securities to be quoted (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Answer the questions in this Part if your response to Q2.1 is “Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B”.
| Question No. |
Question | Answer |
|---|---|---|
| 3A.1 | *ASX security code & description | GMG fully paid Stapled Securities |
| 3A.2 | *Number of +securities to be quoted | 4,843,373 |
| 3A.3 | Any other information the entity wishes to provide about the +securities to be quoted |
- See chapter 19 for defined terms 5 June 2021
Page 4
This appendix is available as an online form
Appendix 2A Application for quotation of +securities
Part 4 – Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
Note: the figures provided in the tables in sections 4.1 and 4.2 below are used to calculate the total market capitalisation of the entity published by ASX from time to time. Please make sure you include in the relevant table each class of securities issued by the entity. If you have quoted CHESS Depository Interests (CDIs) issued over your securities, include them in the table in section 4.1 and include in the table in section 4.2 any securities that do not have CDIs issued over them (and therefore are not quoted on ASX). Restricted securities should only be included in the table in section 4.1 if you are applying to have them quoted because the escrow period for the securities has expired or is about to expire. Otherwise include them in the table in section 4.2.
| This appendix is available as an online form Appendix 2A Application forquotation of +securities Part 4 – Issued capital following quotation |
This appendix is available as an online form Appendix 2A Application forquotation of +securities Part 4 – Issued capital following quotation |
This appendix is available as an online form Appendix 2A Application forquotation of +securities Part 4 – Issued capital following quotation |
This appendix is available as an online form Appendix 2A Application forquotation of +securities Part 4 – Issued capital following quotation |
|---|---|---|---|
| Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: Note: the figures provided in the tables in sections 4.1 and 4.2 below are used to calculate the total market capitalisation of the entity published by ASX from time to time. Please make sure you include in the relevant table each class of securities issued by the entity. If you have quoted CHESS Depository Interests (CDIs) issued over your securities, include them in the table in section 4.1 and include in the table in section 4.2 any securities that do not have CDIs issued over them (and therefore are not quoted on ASX). Restricted securities should only be included in the table in section 4.1 if you are applying to have them quoted because the escrow period for the securities has expired or is about to expire. Otherwise include them in the table in section 4.2. |
|||
| 4.1 | *Quoted +securities(total number of each +class of +securities quoted on ASX following the +quotation of the +securities the subject of this application) ASX security code and description Total number of +securities on issue GMG fully paid Stapled Securities 1,868,222,609 |
||
| ASX security code and description | Total number of +securities on issue | ||
| GMG fully paid Stapled Securities | 1,868,222,609 | ||
| 4.2 | *Unquoted +securities(total number of each +class of +securities issued but not quoted on ASX): ASX security code and description Total number of +securities on issue GMG AM – Performance Rights 38,841,401 |
||
| ASX security code and description | Total number of +securities on issue | ||
| GMG AM – Performance Rights | 38,841,401 | ||
- See chapter 19 for defined terms 5 June 2021
Page 5