AI assistant
GOODMAN GROUP — Regulatory Filings 2018
May 17, 2018
64998_rns_2018-05-17_ec36fd53-4ba6-4e64-9c95-594bd2187440.pdf
Regulatory Filings
Open in viewerOpens in your device viewer
STATE STREET
GLOBAL ADVISORS.
State Street Global Advisors,
Australia, Limited Australia, Limited
(ABN 42 003 914 225)
Level 17, 420 George Street
Sydney NSW 2000
Australia T +61 2 9240 7600
ssga.com
Company Announcement Officer
Notice of ceasing to be a Substantial Shareholder
Pursuant to section 671B of the Corporations Act, State Street Corporation hereby advises that it is no longer a substantial shareholder in Goodman Group. The enclosed ASIC Form 605 discloses the required details.
Yours faithfully,
Catherine Han Compliance
| Form 605 | |
|---|---|
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Goodman Group | |
|---|---|---|
| ACN/ARSN | 000 123 071 | |
| 1. Details of substantial holder (1) | ||
| Name | State Street Corporation and subsidiaries named in Annexures to this form | |
| ACN/ARSN (if applicable) | ||
| The holder ceased to be a substantial holder on | 15/05/2018 | |
| The previous notice was given to the company on | 01/03/2018 | |
| The previous notice was dated | 27/02/2018 | |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Annexure | |||||
| A and C | |||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| Annexure B | the control of | |
Signature
| print name | Frank Newman | capacity | Authorised signatory |
|---|---|---|---|
| sign here | date | 18/05/2018 |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- $(2)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(3)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(4)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(5)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(6)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(7)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
$\ddot{\phantom{0}}$
This is Annexure A referred to in Form 605 Notice of ceasing to be a substantial holder
18 May 2018
Authorised Signatory Frank Newman
| Date of Change | Person whose relevant interest changed | Nature of Change | Consideration given in relation to Change |
Class and number of Securities affected | Person's Votes affected |
|
|---|---|---|---|---|---|---|
| 28-Feb-2018 | State Street Global Advisors (Japan) Co., Ltd | Purchase | 8.21 | Ord | 15,659 | 15,659 |
| 28-Feb-2018 | State Street Global Advisors Australia Limited |
Purchase | 8.21 | Drd | 73,000 | 73,000 |
| State Street Global Advisors Australia | n/a | Drd | 17,816 | 17,816 | ||
| 28-Feb-2018 28-Feb-2018 |
State Street Global Advisors Inc Limited |
In Specie Contribution Purchase |
8.21 | Ord | 40,424 | 40,424 |
| 28-Feb-2018 | State Street Global Advisors Inc | Purchase | 8.20 | Ord | 8,191 | 8,191 |
| 28-Feb-2018 | State Street Global Advisors Inc | Purchase | 8.20 | Ord | 6,360 | 6,360 |
| 28-Feb-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 978 | 978 |
| 28-Feb-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (67, 937) | (67, 937) |
| 28-Feb-2018 | State Street Global Advisors Limited | Purchase | 8.21 | Drd | 13,912 | 13,912 |
| 01-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.28 | Ord | 19,574 | 19,574 |
| 01-Mar-2018 | State Street Global Advisors Limited | Sale | 8.30 | Ord | (37, 896) | (37, 896) |
| State Street Global Advisors Australia Limited |
Purchase | 8.30 | Ord | 27,039 | 27,039 | |
| 02-Mar-2018 02-Mar-2018 |
State Street Global Advisors Inc | Purchase | 8.29 | Ord | 5,589 | 5,589 |
| 02-Mar-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Drd | 3,430 | 3,430 |
| 02-Mar-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Drd | (3,270) | (3, 270) |
| 02-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.30 | Ord | 569 | 569 |
| 05-Mar-2018 | State Street Global Advisors Australia Limited |
In Specie Contribution | n/a | Ord | 7,024 | 7,024 |
| 05-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.36 | Ord | 29,463 | 29,463 |
| 05-Mar-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (41, 754) | (41, 754) |
| 06-Mar-2018 | State Street Global Advisors Inc | Sale | 8.29 | Ord | (18, 448) | (18, 448) |
|---|---|---|---|---|---|---|
| 06-Mar-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 1,470 | 1,470 |
| 06-Mar-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (27, 834) | (27, 834) |
| 07-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.29 | Ord | 9,685 | |
| 07-Mar-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 9,685 5,520 |
5,520 |
| State Street Global Advisors Australia | ||||||
| 08-Mar-2018 | Limited | In Specie Contribution | n/a | Ord | 45,168 | 45,168 |
| 08-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.40 | Ord | 33,152 | 33,152 |
| 08-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.29 | Ord | 16,000 | 16,000 |
| 09-Mar-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 1,940 | 1,940 |
| 09-Mar-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (6, 893) | (6, 893) |
| State Street Global Advisors Australia | ||||||
| 12-Mar-2018 | Limited | Purchase | 8.44 | Ord | 44,113 | 44,113 |
| State Street Global Advisors Australia | ||||||
| 12-Mar-2018 | Limited | In Specie Redemption | n/a | Ord | (11, 314) | (11, 314) |
| 12-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.46 | Ord | 671 | 671 |
| 12-Mar-2018 | State Street Global Advisors Limited | Sale | 8.44 | Ord | (1,748) | (1,748) |
| 13-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.48 | Ord | 8,026 | 8,026 |
| 13-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.48 | Ord | 714 | 714 |
| 13-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.46 | Ord | 2,300 | 2,300 |
| 13-Mar-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 1,470 | 1,470 |
| 13-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.48 | Ord | 243,079 | 243,079 |
| 14-Mar-2018 | State Street Global Advisors Inc | Sale | 8.42 | Ord | (13, 124) | (13, 124) |
| 14-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.42 | Ord | 1,775 | 1,775 |
| 14-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.45 | Ord | 32,440 | 32,440 |
| 15-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.41 | Ord | 2,993 | 2,993 |
| 15-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.41 | Ord | 20,329 | 20,329 |
| 15-Mar-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 458 | 458 |
| 16-Mar-2018 | State Street Global Advisors (Japan) Co., Ltd | Purchase | 8.51 | Ord | 13,489 | 13,489 |
| State Street Global Advisors Australia | ||||||
| 16-Mar-2018 | Limited | Purchase | 8.51 | Ord | 52,963 | 52,963 |
| 16-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.51 | Ord | 39,864 | 39,864 |
| 16-Mar-2018 | State Street Global Advisors Inc | Sale | 8.51 | Ord | (208, 680) | (208, 680) |
| 16-Mar-2018 | State Street Global Advisors Limited | Sale | 8.51 | Ord | (9,883) | (9,883) |
| 19-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.54 | Ord | 20,632 | 20,632 |
| State Street Global Advisors Australia | ||||||
| 20-Mar-2018 | Limited | Purchase | 8.49 | Ord | 246,277 | 246,277 |
| 20-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.48 | Ord | 3,631 | 3,631 |
| 21-Mar-2018 | State Street Global Advisors Australia Limited |
In Specie Redemption | n/a | Ord | ||
| (17, 856) | (17, 856) |
$\bar{\kappa}$
$\hat{c}$
| 8.39 | Ord | 35,492 | 35,492 | |||
|---|---|---|---|---|---|---|
| 21-Mar-2018 | State Street Global Advisors Inc | Purchase Sale |
8.39 | Ord | (39, 478) | (39,478) |
| 21-Mar-2018 | State Street Global Advisors Inc | |||||
| 21-Mar-2018 | State Street Global Advisors Inc | Sale | 8.39 | Ord | (7, 183) | (7, 183) |
| State Street Global Advisors Australia | ||||||
| 22-Mar-2018 | Limited | Purchase | 8.36 | Ord | 2,980 | 2,980 |
| State Street Global Advisors Australia | ||||||
| 22-Mar-2018 | Limited | n/a | Ord | 112,780 | 112,780 | |
| 22-Mar-2018 | State Street Global Advisors Inc | n Specie Contribution n Specie Contribution |
n/a | Drd | 1,703 | 1,703 |
| 22-Mar-2018 | State Street Global Advisors Inc | n Specie Redemption | n/a | Ord | (13, 771) | (13, 771) |
| 22-Mar-2018 | State Street Global Advisors Limited | Sale | 8.36 | Ord | (21, 618) | (21, 618) |
| State Street Global Advisors Australia | ||||||
| 23-Mar-2018 | Limited | Purchase | 8.29 | Ord | 14,060 | 14,060 |
| 23-Mar-2018 | State Street Global Advisors Inc | Purchase | 8.29 | Ord | 30,969 | 30,969 |
| 23-Mar-2018 | State Street Global Advisors Inc | n Specie Contribution | n/a | Ord | 1,467 | 1,467 |
| 23-Mar-2018 | State Street Global Advisors Inc | n Specie Redemption | n/a | Ord | (55, 100) | (55, 100) |
| 23-Mar-2018 | State Street Global Advisors Limited | Sale | 8.29 | Ord | (2, 840) | (2, 840) |
| 23-Mar-2018 | State Street Global Advisors Limited | n Specie Contribution | n/a | Ord | 270,331 | 270,331 |
| 23-Mar-2018 | State Street Global Advisors Limited | n Specie Redemption | n/a | Ord | (270, 331) | (270, 331) |
| State Street Global Advisors Australia | 8.36 | Ord | (7, 121) | (7, 121) | ||
| 26-Mar-2018 | Limited | Sale | (55, 024) | |||
| 26-Mar-2018 | State Street Global Advisors Inc | n Specie Redemption | n/a | Ord | (55, 024) | |
| 27-Mar-2018 | State Street Global Advisors (Japan) Co., Ltd | Purchase | 8.40 | Ord | 11,008 | 11,008 |
| 27-Mar-2018 | State Street Global Advisors Inc | $a$ le | 8.40 | Ord | (52, 225) | (52, 225) |
| 27-Mar-2018 | State Street Global Advisors Inc | n Specie Contribution | n/a | Ord | 1,956 | 1,956 |
| 27-Mar-2018 | State Street Global Advisors Inc | n Specie Redemption | n/a | Ord | (123, 795) | (123, 795) |
| 27-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.40 | Ord | 26,756 | 26,756 |
| 27-Mar-2018 | State Street Global Advisors Limited | Sale | 8.40 | Ord | (64, 853) | (64, 853) |
| 28-Mar-2018 | State Street Global Advisors Inc | Sale | 8.45 | Ord | (425, 665) | (425, 665) |
| 28-Mar-2018 | State Street Global Advisors Inc | Sale | 8.45 | Ord | (2, 846) | (2,846) |
| 28-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.44 | Ord | 3,225 | 3,225 |
| 28-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.43 | Ord | 777 | 777 |
| 29-Mar-2018 | State Street Global Advisors (Japan) Co., Ltd | Purchase | 8.43 | Ord | 3,815 | 3,815 |
| State Street Global Advisors Australia | n/a | Ord | 6,983 | 6,983 | ||
| 29-Mar-2018 | Limited | n Specie Contribution | 172,086 | 172,086 | ||
| 29-Mar-2018 | State Street Global Advisors Inc State Street Global Advisors Inc |
Purchase | 8.43 | Ord | ||
| 29-Mar-2018 | in Specie Redemption | n/a | Ord | (111, 875) | (111, 875) | |
| 29-Mar-2018 | State Street Global Advisors Limited | Purchase | 8.43 | Ord | 2,000 | 2,000 |
| 03-Apr-2018 | State Street Global Advisors (Japan) Co., Ltd | Purchase | 8.35 | Ord | 7,406 | 7,406 |
| State Street Global Advisors Australia | ||||||
|---|---|---|---|---|---|---|
| 03-Apr-2018 | Limited | Purchase | 8.35 | Ord | 237,339 | 237,339 |
| 03-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.33 | Ord | 55,326 | 55,326 |
| 03-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.35 | Ord | 1,645 | 1,645 |
| 03-Apr-2018 | State Street Global Advisors Limited | In Specie Redemption | n/a | Ord | (78, 252) | (78, 252) |
| 04-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.43 | Ord | 2,260 | 2,260 |
| 04-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.43 | Ord | 9,700 | 9,700 |
| State Street Global Advisors Australia | ||||||
| 05-Apr-2018 | Limited | Purchase | 8.54 | Ord | 5,931 | 5,931 |
| 05-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.44 | Ord | 2,881 | 2,881 |
| 05-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.53 | Ord | 685 | 685 |
| 05-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.53 | Ord | 29,186 | 29,186 |
| 05-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 1,964 | 1,964 |
| State Street Global Advisors Australia | ||||||
| 06-Apr-2018 | Limited | Purchase | 8.55 | Ord | 7,452 | 7,452 |
| 06-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.55 | Ord | 2,454 | 2,454 |
| 06-Apr-2018 | State Street Global Advisors Inc | Sale | 8.55 | Ord | (28, 982) | (28, 982) |
| 09-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.60 | Ord | 5,132 | 5,132 |
| 10-Apr-2018 | State Street Global Advisors Inc | Sale | 8.61 | Ord | (43, 029) | (43, 029) |
| 10-Apr-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (77, 328) | (77, 328) |
| 10-Apr-2018 | State Street Global Advisors Limited | Sale | 8.61 | Ord | (9, 297) | (9,297) |
| State Street Global Advisors Australia | ||||||
| 11-Apr-2018 | Limited | Purchase | 8.58 | Ord | 57,999 | 57,999 |
| State Street Global Advisors Australia | ||||||
| 11-Apr-2018 | Limited | In Specie Contribution | n/a | Ord | 6,979 | 6,979 |
| State Street Global Advisors Australia | ||||||
| 11-Apr-2018 | Limited | In Specie Redemption | n/a | Ord | (17, 835) | (17, 835) |
| 12-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.51 | Ord | 5,224 | 5,224 |
| 12-Apr-2018 | State Street Global Advisors Inc | Sale | 8.51 | Ord | (138, 120) | (138, 120) |
| 12-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 55,220 | |
| 12-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.51 | Ord | 16,594 | 55,220 16,594 |
| State Street Global Advisors Australia | ||||||
| 13-Apr-2018 | Limited | Purchase | 8.53 | Ord | 23,893 | 23,893 |
| 13-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.52 | Ord | 6,639 | 6,639 |
| 13-Apr-2018 | State Street Global Advisors Inc | Sale | 8.50 | Ord | (7, 218) | (7, 218) |
| 17-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.65 | Ord | 7,116 | 7,116 |
| 17-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.62 | Ord | 12,000 | 12,000 |
| 18-Apr-2018 | State Street Global Advisors Inc | Sale | 8.72 | Ord | (25, 666) | (25, 666) |
| 18-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 41,385 | 41,385 |
| 18-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.72 | Ord | 9,955 | |
| 19-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.78 | Ord | 33,597 | 9,955 33,597 |
| 19-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.71 | Ord | 2,999 | 2,999 |
|---|---|---|---|---|---|---|
| 19-Apr-2018 | State Street Global Advisors Inc | Sale | 8.73 | Ord | (120, 552) | (120, 552) |
| 19-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 1,473 | 1,473 |
| 20-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.70 | Ord | 3,786 | 3,786 |
| 23-Apr-2018 | State Street Global Advisors Inc | Sale | 8.75 | Ord | (22, 404) | (22, 404) |
| 23-Apr-2018 | State Street Global Advisors Inc | Sale | 8.75 | Ord | (385) | (385) |
| 23-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 124,173 | 124,173 |
| 23-Apr-2018 | State Street Global Advisors Limited | Purchase | 8.75 | Ord | 20,729 | 20,729 |
| State Street Global Advisors Australia | ||||||
| 24-Apr-2018 | Limited | Purchase | 8.88 | Ord | 50,193 | 50,193 |
| State Street Global Advisors Australia | ||||||
| 24-Apr-2018 | Limited | In Specie Redemption | n/a | Ord | (17, 833) | (17, 833) |
| 24-Apr-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (144, 951) | (144, 951) |
| 25-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 68,985 | 68,985 |
| 25-Apr-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Ord | (7,651) | (7, 651) |
| 26-Apr-2018 | State Street Global Advisors (Japan) Co., Ltd | Purchase | 8.89 | Ord | 4,600 | 4,600 |
| 26-Apr-2018 | State Street Global Advisors Inc | Sale | 8.84 | Ord | (17, 015) | (17, 015) |
| 26-Apr-2018 | State Street Global Advisors Inc | Sale | 8.89 | Ord | (101, 521) | (101, 521) |
| 27-Apr-2018 | State Street Global Advisors (Japan) Co., Ltd | Sale | 8.96 | Ord | (6, 230) | (6, 230) |
| State Street Global Advisors Australia | ||||||
| 27-Apr-2018 | Limited | In Specie Contribution | n/a | Ord | 27,905 | 27,905 |
| 27-Apr-2018 | State Street Global Advisors Inc | Purchase | 8.96 | Ord | 17,719 | 17,719 |
| 27-Apr-2018 | State Street Global Advisors Inc | Sale | 8.96 | Ord | (24, 390) | (24, 390) |
| State Street Global Advisors Australia | ||||||
| 30-Apr-2018 | Limited | Purchase | 9.07 | Ord | 4,921 | 4,921 |
| 30-Apr-2018 | State Street Global Advisors Inc | Purchase | 9.07 | Drd | 728 | 728 |
| 30-Apr-2018 | State Street Global Advisors Inc | Purchase | 9.07 | Ord | 23,307 | 23,307 |
| 30-Apr-2018 | State Street Global Advisors Inc | Sale | 9.07 | Ord | (29, 479) | (29, 479) |
| 30-Apr-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 22,714 | 22,714 |
| 01-May-2018 | State Street Global Advisors Inc | Purchase | 9.12 | Ord | 20,093 | 20,093 |
| 01-May-2018 | State Street Global Advisors Limited | Purchase | 9.11 | Ord | 23,731 | 23,731 |
| 01-May-2018 | State Street Global Advisors Limited | Sale | 9.11 | Ord | (29, 077) | (29, 077) |
| 02-May-2018 | State Street Global Advisors Inc | Sale | 9.13 | Ord | (55, 025) | (55, 025) |
| 02-May-2018 | State Street Global Advisors Inc | Sale | 9.21 | Ord | (4, 661) | (4,661) |
| 02-May-2018 | State Street Global Advisors Inc | In Specie Contribution | n/a | Ord | 31,582 | 31,582 |
| 02-May-2018 | State Street Global Advisors Inc | In Specie Redemption | n/a | Drd | (3,288) | (3,288) |
| State Street Global Advisors Australia | ||||||
| 03-May-2018 | Limited | Purchase | 9.21 | Ord | 3,257 | 3,257 |
| (108, 509) | (108, 509) | Ord | ||||
|---|---|---|---|---|---|---|
| 9.00 | Sale | State Street Global Advisors Australia Limited |
15-May-2018 | |||
| (12, 426) | (12, 426) | Ord | n/a | In Specie Redemption | State Street Global Advisors Limited | 14-May-2018 |
| (27,540) | (27,540) | Ord | n/a | In Specie Redemption | State Street Global Advisors Inc | 14-May-2018 |
| 41,673 | 41,673 | Ord | n/a | In Specie Contribution | State Street Global Advisors Inc | 14-May-2018 |
| 1,551 | 1,551 | Ord | 8.98 | Purchase | State Street Global Advisors Inc | 14-May-2018 |
| (55, 800) | (55, 800) | Ord | n/a | In Specie Redemption | State Street Global Advisors Australia Limited |
14-May-2018 |
| (6,002) | (6,002) | Ord | 9.08 | Sale | State Street Global Advisors Limited | 11-May-2018 |
| (4,456) | (4,456) | Ord | 9.06 | Sale | State Street Global Advisors Inc | 11-May-2018 |
| 2,934 | 2,934 | Ord | 9.08 | Purchase | State Street Global Advisors Inc | |
| 5,483 | 5,483 | Ord | 9.08 | Purchase | 11-May-2018 | |
| State Street Global Advisors Australia Limited |
11-May-2018 | |||||
| (2,767) | (2, 767) | Ord | 9.24 | Sale | State Street Global Advisors Limited | 10-May-2018 |
| 2,649 | 2,649 | Ord | 9.12 | Purchase | State Street Global Advisors Limited | 10-May-2018 |
| (384, 258) | (384, 258) | Ord | n/a | In Specie Redemption | State Street Global Advisors Inc | 10-May-2018 |
| 51,263 | 51,263 | Ord | n/a | In Specie Contribution | State Street Global Advisors Australia Limited |
10-May-2018 |
| 989 | 989 | Ord | 9.18 | Purchase | State Street Global Advisors Limited | 09-May-2018 |
| 1,972 | 1,972 | Ord | n/a | In Specie Contribution | State Street Global Advisors Inc | 09-May-2018 |
| (8, 133) | (8, 133) | Ord | 9.17 | Sale | State Street Global Advisors Inc | 09-May-2018 |
| (7,537) | (7,537) | Ord | 9.18 | Sale | State Street Global Advisors Inc | 09-May-2018 |
| 7,537 | 7,537 | Ord | 9.18 | Purchase | State Street Global Advisors Inc | 09-May-2018 |
| (17, 829) | (17, 829) | Ord | n/a | In Specie Redemption | State Street Global Advisors Australia Limited |
09-May-2018 |
| 2,964 | 2,964 | Ord | 9.12 | Purchase | State Street Global Advisors Limited | 08-May-2018 |
| (113, 567) | (113, 567) | Ord | n/a | In Specie Redemption | State Street Global Advisors Inc | 08-May-2018 |
| 51,581 | 51,581 | Ord | 9.15 | Purchase | State Street Global Advisors Inc | 08-May-2018 |
| 21,595 | 21,595 | Ord | 9.12 | Purchase | State Street Global Advisors Australia Limited |
08-May-2018 |
| (9, 873) | (9, 873) | Ord | n/a | In Specie Redemption | State Street Global Advisors Inc | 07-May-2018 |
| 749 | 749 | Ord | 9.09 | Purchase | State Street Global Advisors Inc | 07-May-2018 |
| (5, 307) | (5,307) | Ord | 9.05 | Sale | State Street Global Advisors Limited | 04-May-2018 |
| 25,785 | 25,785 | Ord | 9.05 | Purchase | State Street Global Advisors Limited | 04-May-2018 |
| (27, 476) | (27, 476) | Ord | n/a | In Specie Redemption | State Street Global Advisors Inc | 04-May-2018 |
| 55,328 | 55,328 | Ord | n/a | In Specie Contribution | State Street Global Advisors Inc | 04-May-2018 |
| 1,894 | 1,894 | Ord | 9.09 | Purchase | State Street Global Advisors Inc | 04-May-2018 |
| (2,640) | (2,640) | Ord | 9.21 | Sale | State Street Global Advisors Limited | 03-May-2018 |
| (19, 810) | (19, 810) | Ord | 9.21 | Sale | State Street Global Advisors Inc | 03-May-2018 |
| (24, 806) | (24, 806) | Ord | n/a | In Specie Redemption | Limited | 03-May-2018 |
| State Street Global Advisors Australia |
$\bar{E}$
| 9,639 | 1,620 | (66, 352) | 5,181 | (22, 611) | 61,582 | 37,991 |
|---|---|---|---|---|---|---|
| 9,639 | 1,620 | (66, 352) | 5,181 | (22, 611) | 61,582 | 37,991 |
| Ord | ord O |
ord O |
Ord | ord O |
Ord | Ord |
| 9.00 | 8.99 | n/a | 9.00 | 9.00 | n/a | n/a |
| Purchase | Purchase | In Specie Redemption | Purchase | Sale | Company, refer to Part A of the Return of borrowed securities: Invesments, refer to Part C of BlackRock Institutional Trust Return of on loan securities; Pace International Equity Annexure C. |
the Annexure C |
| State Street Global Advisors Inc | State Street Global Advisors Inc | State Street Global Advisors Inc | State Street Global Advisors Limited | State Street Global Advisors Limited | State Street Bank and Trust Company | State Street Bank and Trust Company |
| 15-May-2018 | 15-May-2018 | 15-May-2018 | 15-May-2018 | 15-May-2018 | 05-Apr-2018 | 05-Apr-2018 |
Information Classification: General
$\overline{a}$
This is Annexure B referred to in Form 605 Notice of ceasing to be a substantial holder
Annexure B
$-18$ May 2018 Frank Newman Authorised Signatory $\mathcal{L}$
| Name | Address |
|---|---|
| Toranomon Hills Mori Tower, 1-23-1 Toranomon, Minato-ku, Tokyo, 105- | |
| State Street Global Advisors (Japan) Co., Ltd | 6325 Japan |
| Level 17, 420 George Street | |
| State Street Global Advisors Australia Limited | Sydney, NSW 2000, Australia |
| One Iron Street | |
| State Street Global Advisors Inc | Boston, MA 02210, USA |
| State Street Global Advisors Limited | 20 Churchill Place, London E14 5HJ, UK |
| Level 14, 420 George Street | |
| Sydney, NSW 2000 | |
| State Street Bank and Trust Company | Australia |
Form 605 Annexure C
the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.
borrower of the securities under securities lending agreement, subject to obligation to return under the agreement. (State Street Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as Bank and Trust Company has on-lent the securities and retains relevant interest as per Part A of this Annexure.)
| Global Master Securities Lending Agreement/Master Securities Loan Agreement/Securities Loan | |
|---|---|
| Type of agreement | Agreement |
| Parties to agreement | (2) The entity referred to in the relevant part of Annexure A to this notice (1) State Street Bank and Trust Company |
| Can the parties exercise voting rights attaching to the securities? |
(1) Yes (if the borrower is the registered holder. However the securities are on-lent by the (2) No, not during term of securities loan borrower as per Part B of this Annexure) |
| If yes, in what circumstances | (1) Only if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this Annexure $(2)$ n/a |
| Transfer date | The dates on which the securities were delivered to State Street Bank and Trust Company as borrower are set out in Annexure A to this notice |
| Scheduled return date | No scheduled return date |
| Does the borrower have the right to return the securities early? |
No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice |
| If yes, in what circumstances | Borrower can return securities or equivalent securities at any time subject to giving notice |
Information Classification: General
| recall the securities early (ie before Does the lender have the right to the scheduled return date)? |
No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice |
|---|---|
| If yes, in what circumstances | Lender can require return of securities or equivalent securities at any time subject to giving notice |
| which the borrower is not required to return securities or equivalent Are there any circumstances in securities on settlement? |
δQ |
| If yes, detail any exceptions | n/a |
| securities lending agreement, and | Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under retains relevant interest through the right to recall the securities or equivalent securities. |
| Type of agreement | Global Master Securities Lending Agreement/Master Securities Loan Agreement |
| Parties to agreement | (2) The entity referred to in the relevant part of Annexure B to this notice (1) State Street Bank and Trust Company |
| Can the parties exercise voting rights attaching to the securities? |
(1) Yes, but only if the lender recalls the loan and exercises its right to become the registered (2) Yes (while registered holder) holder |
| If yes, in what circumstances | (1) Only if the lender recalls the loan and exercises its right to become the registered holder Borrower may exercise voting rights (while registered holder) (2) |
j,
Information Classification: General
ł.
The dates on which the securities were delivered to the borrower are set out in Annexure B to
this notice
No scheduled return date
Scheduled return date
Transfer date
$\bar{\beta}$
| Does the borrower have the right to | No scheduled return date. Borrower can return securities or equivalent securities at any time |
|---|---|
| return the securities early? | subject to giving notice |
| If yes, in what circumstances | Borrower can return securities or equivalent securities at any time subject to giving notice |
| recall the securities early (ie before Does the lender have the right to the scheduled return date)? |
No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice |
| If yes, in what circumstances | Lender can require return of securities or equivalent securities at any time subject to giving notice |
| which the borrower is not required to return securities or equivalent Are there any circumstances in securities on settlement? |
δ |
| If yes, detail any exceptions | n/a |
| Annexure for securities loan details.) Part C: For relevant interests arisin |
securities through taking a security interest ("pledge") over the securities as collateral to secure a securities loan. (See Part B of this Ig out of lending securities - State Street Bank and Trust Company acquires a relevant interest in |
| Type of agreement | Security Agreement: the pro forma security agreement governing the pledge is attached to this Global Master Securities Lending Agreement notice |
| Parties to agreement | (2) The entity referred to in the relevant part of Annexure A to this notice (1) State Street Bank and Trust Company |
| Can the parties exercise voting rights attaching to the securities? |
(1) Yes, but only if the borrower defaults and pledge is enforced $(2)$ Yes |
| If yes, in what circumstances | (2) In accordance with ordinary rights as registered holder, either directly or through nominee (1) Only if the borrower defaults and pledge is enforced holder |
$\bar{\epsilon}$
$\tilde{\varepsilon}$
Information Classification: General
Pledge date
$\tilde{\epsilon}$
The dates on which the securities were pledged, as indicated in Annexure A to this notice
$\bar{c}$
| Scheduled release date | No scheduled release date. Securities are released from pledge on termination of related |
|---|---|
| securities loan | |
| Does the borrower have the right to | No scheduled release date. Securities are released from pledge on termination of related |
| have the securities released early? | securities loan or the provision of alternative collateral |
| If yes, in what circumstances | At any time subject to returning the borrowed securities or equivalent securities or providing alternative collateral |
| which the lender is not required to release the pledged securities on Are there any circumstances in settlement? |
No, assuming the borrower returns the borrowed securities or equivalent securities |
| If yes, detail any exceptions | n/a (lender must release pledged securities if the borrower returns the borrowed securities or equivalent securities) |
Information Classification: General