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GOODMAN GROUP Regulatory Filings 2018

May 17, 2018

64998_rns_2018-05-17_ec36fd53-4ba6-4e64-9c95-594bd2187440.pdf

Regulatory Filings

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STATE STREET
GLOBAL ADVISORS.

State Street Global Advisors,
Australia, Limited Australia, Limited

(ABN 42 003 914 225)

Level 17, 420 George Street

Sydney NSW 2000

Australia T +61 2 9240 7600

ssga.com

Company Announcement Officer

Notice of ceasing to be a Substantial Shareholder

Pursuant to section 671B of the Corporations Act, State Street Corporation hereby advises that it is no longer a substantial shareholder in Goodman Group. The enclosed ASIC Form 605 discloses the required details.

Yours faithfully,

Catherine Han Compliance

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Goodman Group
ACN/ARSN 000 123 071
1. Details of substantial holder (1)
Name State Street Corporation and subsidiaries named in Annexures to this form
ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on 15/05/2018
The previous notice was given to the company on 01/03/2018
The previous notice was dated 27/02/2018

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (4) Consideration given in
relation to change (5)
Class (6) and
number of
securities affected
Person's votes
affected
Annexure
A and C

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure B the control of

Signature

print name Frank Newman capacity Authorised signatory
sign here date 18/05/2018

DIRECTIONS

  • $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • $(2)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • $(3)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • $(4)$ Include details of:
  • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • $(5)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • $(6)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(7)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

$\ddot{\phantom{0}}$

This is Annexure A referred to in Form 605 Notice of ceasing to be a substantial holder

18 May 2018

Authorised Signatory Frank Newman

Date of Change Person whose relevant interest changed Nature of Change Consideration given in
relation to Change
Class and number of Securities affected Person's Votes
affected
28-Feb-2018 State Street Global Advisors (Japan) Co., Ltd Purchase 8.21 Ord 15,659 15,659
28-Feb-2018 State Street Global Advisors Australia
Limited
Purchase 8.21 Drd 73,000 73,000
State Street Global Advisors Australia n/a Drd 17,816 17,816
28-Feb-2018
28-Feb-2018
State Street Global Advisors Inc
Limited
In Specie Contribution
Purchase
8.21 Ord 40,424 40,424
28-Feb-2018 State Street Global Advisors Inc Purchase 8.20 Ord 8,191 8,191
28-Feb-2018 State Street Global Advisors Inc Purchase 8.20 Ord 6,360 6,360
28-Feb-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 978 978
28-Feb-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (67, 937) (67, 937)
28-Feb-2018 State Street Global Advisors Limited Purchase 8.21 Drd 13,912 13,912
01-Mar-2018 State Street Global Advisors Inc Purchase 8.28 Ord 19,574 19,574
01-Mar-2018 State Street Global Advisors Limited Sale 8.30 Ord (37, 896) (37, 896)
State Street Global Advisors Australia
Limited
Purchase 8.30 Ord 27,039 27,039
02-Mar-2018
02-Mar-2018
State Street Global Advisors Inc Purchase 8.29 Ord 5,589 5,589
02-Mar-2018 State Street Global Advisors Inc In Specie Contribution n/a Drd 3,430 3,430
02-Mar-2018 State Street Global Advisors Inc In Specie Redemption n/a Drd (3,270) (3, 270)
02-Mar-2018 State Street Global Advisors Limited Purchase 8.30 Ord 569 569
05-Mar-2018 State Street Global Advisors Australia
Limited
In Specie Contribution n/a Ord 7,024 7,024
05-Mar-2018 State Street Global Advisors Inc Purchase 8.36 Ord 29,463 29,463
05-Mar-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (41, 754) (41, 754)
06-Mar-2018 State Street Global Advisors Inc Sale 8.29 Ord (18, 448) (18, 448)
06-Mar-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 1,470 1,470
06-Mar-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (27, 834) (27, 834)
07-Mar-2018 State Street Global Advisors Inc Purchase 8.29 Ord 9,685
07-Mar-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 9,685
5,520
5,520
State Street Global Advisors Australia
08-Mar-2018 Limited In Specie Contribution n/a Ord 45,168 45,168
08-Mar-2018 State Street Global Advisors Inc Purchase 8.40 Ord 33,152 33,152
08-Mar-2018 State Street Global Advisors Limited Purchase 8.29 Ord 16,000 16,000
09-Mar-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 1,940 1,940
09-Mar-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (6, 893) (6, 893)
State Street Global Advisors Australia
12-Mar-2018 Limited Purchase 8.44 Ord 44,113 44,113
State Street Global Advisors Australia
12-Mar-2018 Limited In Specie Redemption n/a Ord (11, 314) (11, 314)
12-Mar-2018 State Street Global Advisors Inc Purchase 8.46 Ord 671 671
12-Mar-2018 State Street Global Advisors Limited Sale 8.44 Ord (1,748) (1,748)
13-Mar-2018 State Street Global Advisors Inc Purchase 8.48 Ord 8,026 8,026
13-Mar-2018 State Street Global Advisors Inc Purchase 8.48 Ord 714 714
13-Mar-2018 State Street Global Advisors Inc Purchase 8.46 Ord 2,300 2,300
13-Mar-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 1,470 1,470
13-Mar-2018 State Street Global Advisors Limited Purchase 8.48 Ord 243,079 243,079
14-Mar-2018 State Street Global Advisors Inc Sale 8.42 Ord (13, 124) (13, 124)
14-Mar-2018 State Street Global Advisors Limited Purchase 8.42 Ord 1,775 1,775
14-Mar-2018 State Street Global Advisors Limited Purchase 8.45 Ord 32,440 32,440
15-Mar-2018 State Street Global Advisors Inc Purchase 8.41 Ord 2,993 2,993
15-Mar-2018 State Street Global Advisors Inc Purchase 8.41 Ord 20,329 20,329
15-Mar-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 458 458
16-Mar-2018 State Street Global Advisors (Japan) Co., Ltd Purchase 8.51 Ord 13,489 13,489
State Street Global Advisors Australia
16-Mar-2018 Limited Purchase 8.51 Ord 52,963 52,963
16-Mar-2018 State Street Global Advisors Inc Purchase 8.51 Ord 39,864 39,864
16-Mar-2018 State Street Global Advisors Inc Sale 8.51 Ord (208, 680) (208, 680)
16-Mar-2018 State Street Global Advisors Limited Sale 8.51 Ord (9,883) (9,883)
19-Mar-2018 State Street Global Advisors Inc Purchase 8.54 Ord 20,632 20,632
State Street Global Advisors Australia
20-Mar-2018 Limited Purchase 8.49 Ord 246,277 246,277
20-Mar-2018 State Street Global Advisors Inc Purchase 8.48 Ord 3,631 3,631
21-Mar-2018 State Street Global Advisors Australia
Limited
In Specie Redemption n/a Ord
(17, 856) (17, 856)

$\bar{\kappa}$

$\hat{c}$

8.39 Ord 35,492 35,492
21-Mar-2018 State Street Global Advisors Inc Purchase
Sale
8.39 Ord (39, 478) (39,478)
21-Mar-2018 State Street Global Advisors Inc
21-Mar-2018 State Street Global Advisors Inc Sale 8.39 Ord (7, 183) (7, 183)
State Street Global Advisors Australia
22-Mar-2018 Limited Purchase 8.36 Ord 2,980 2,980
State Street Global Advisors Australia
22-Mar-2018 Limited n/a Ord 112,780 112,780
22-Mar-2018 State Street Global Advisors Inc n Specie Contribution
n Specie Contribution
n/a Drd 1,703 1,703
22-Mar-2018 State Street Global Advisors Inc n Specie Redemption n/a Ord (13, 771) (13, 771)
22-Mar-2018 State Street Global Advisors Limited Sale 8.36 Ord (21, 618) (21, 618)
State Street Global Advisors Australia
23-Mar-2018 Limited Purchase 8.29 Ord 14,060 14,060
23-Mar-2018 State Street Global Advisors Inc Purchase 8.29 Ord 30,969 30,969
23-Mar-2018 State Street Global Advisors Inc n Specie Contribution n/a Ord 1,467 1,467
23-Mar-2018 State Street Global Advisors Inc n Specie Redemption n/a Ord (55, 100) (55, 100)
23-Mar-2018 State Street Global Advisors Limited Sale 8.29 Ord (2, 840) (2, 840)
23-Mar-2018 State Street Global Advisors Limited n Specie Contribution n/a Ord 270,331 270,331
23-Mar-2018 State Street Global Advisors Limited n Specie Redemption n/a Ord (270, 331) (270, 331)
State Street Global Advisors Australia 8.36 Ord (7, 121) (7, 121)
26-Mar-2018 Limited Sale (55, 024)
26-Mar-2018 State Street Global Advisors Inc n Specie Redemption n/a Ord (55, 024)
27-Mar-2018 State Street Global Advisors (Japan) Co., Ltd Purchase 8.40 Ord 11,008 11,008
27-Mar-2018 State Street Global Advisors Inc $a$ le 8.40 Ord (52, 225) (52, 225)
27-Mar-2018 State Street Global Advisors Inc n Specie Contribution n/a Ord 1,956 1,956
27-Mar-2018 State Street Global Advisors Inc n Specie Redemption n/a Ord (123, 795) (123, 795)
27-Mar-2018 State Street Global Advisors Limited Purchase 8.40 Ord 26,756 26,756
27-Mar-2018 State Street Global Advisors Limited Sale 8.40 Ord (64, 853) (64, 853)
28-Mar-2018 State Street Global Advisors Inc Sale 8.45 Ord (425, 665) (425, 665)
28-Mar-2018 State Street Global Advisors Inc Sale 8.45 Ord (2, 846) (2,846)
28-Mar-2018 State Street Global Advisors Limited Purchase 8.44 Ord 3,225 3,225
28-Mar-2018 State Street Global Advisors Limited Purchase 8.43 Ord 777 777
29-Mar-2018 State Street Global Advisors (Japan) Co., Ltd Purchase 8.43 Ord 3,815 3,815
State Street Global Advisors Australia n/a Ord 6,983 6,983
29-Mar-2018 Limited n Specie Contribution 172,086 172,086
29-Mar-2018 State Street Global Advisors Inc
State Street Global Advisors Inc
Purchase 8.43 Ord
29-Mar-2018 in Specie Redemption n/a Ord (111, 875) (111, 875)
29-Mar-2018 State Street Global Advisors Limited Purchase 8.43 Ord 2,000 2,000
03-Apr-2018 State Street Global Advisors (Japan) Co., Ltd Purchase 8.35 Ord 7,406 7,406
State Street Global Advisors Australia
03-Apr-2018 Limited Purchase 8.35 Ord 237,339 237,339
03-Apr-2018 State Street Global Advisors Inc Purchase 8.33 Ord 55,326 55,326
03-Apr-2018 State Street Global Advisors Inc Purchase 8.35 Ord 1,645 1,645
03-Apr-2018 State Street Global Advisors Limited In Specie Redemption n/a Ord (78, 252) (78, 252)
04-Apr-2018 State Street Global Advisors Inc Purchase 8.43 Ord 2,260 2,260
04-Apr-2018 State Street Global Advisors Limited Purchase 8.43 Ord 9,700 9,700
State Street Global Advisors Australia
05-Apr-2018 Limited Purchase 8.54 Ord 5,931 5,931
05-Apr-2018 State Street Global Advisors Inc Purchase 8.44 Ord 2,881 2,881
05-Apr-2018 State Street Global Advisors Inc Purchase 8.53 Ord 685 685
05-Apr-2018 State Street Global Advisors Inc Purchase 8.53 Ord 29,186 29,186
05-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 1,964 1,964
State Street Global Advisors Australia
06-Apr-2018 Limited Purchase 8.55 Ord 7,452 7,452
06-Apr-2018 State Street Global Advisors Inc Purchase 8.55 Ord 2,454 2,454
06-Apr-2018 State Street Global Advisors Inc Sale 8.55 Ord (28, 982) (28, 982)
09-Apr-2018 State Street Global Advisors Limited Purchase 8.60 Ord 5,132 5,132
10-Apr-2018 State Street Global Advisors Inc Sale 8.61 Ord (43, 029) (43, 029)
10-Apr-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (77, 328) (77, 328)
10-Apr-2018 State Street Global Advisors Limited Sale 8.61 Ord (9, 297) (9,297)
State Street Global Advisors Australia
11-Apr-2018 Limited Purchase 8.58 Ord 57,999 57,999
State Street Global Advisors Australia
11-Apr-2018 Limited In Specie Contribution n/a Ord 6,979 6,979
State Street Global Advisors Australia
11-Apr-2018 Limited In Specie Redemption n/a Ord (17, 835) (17, 835)
12-Apr-2018 State Street Global Advisors Inc Purchase 8.51 Ord 5,224 5,224
12-Apr-2018 State Street Global Advisors Inc Sale 8.51 Ord (138, 120) (138, 120)
12-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 55,220
12-Apr-2018 State Street Global Advisors Limited Purchase 8.51 Ord 16,594 55,220
16,594
State Street Global Advisors Australia
13-Apr-2018 Limited Purchase 8.53 Ord 23,893 23,893
13-Apr-2018 State Street Global Advisors Inc Purchase 8.52 Ord 6,639 6,639
13-Apr-2018 State Street Global Advisors Inc Sale 8.50 Ord (7, 218) (7, 218)
17-Apr-2018 State Street Global Advisors Limited Purchase 8.65 Ord 7,116 7,116
17-Apr-2018 State Street Global Advisors Limited Purchase 8.62 Ord 12,000 12,000
18-Apr-2018 State Street Global Advisors Inc Sale 8.72 Ord (25, 666) (25, 666)
18-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 41,385 41,385
18-Apr-2018 State Street Global Advisors Limited Purchase 8.72 Ord 9,955
19-Apr-2018 State Street Global Advisors Inc Purchase 8.78 Ord 33,597 9,955
33,597
19-Apr-2018 State Street Global Advisors Inc Purchase 8.71 Ord 2,999 2,999
19-Apr-2018 State Street Global Advisors Inc Sale 8.73 Ord (120, 552) (120, 552)
19-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 1,473 1,473
20-Apr-2018 State Street Global Advisors Limited Purchase 8.70 Ord 3,786 3,786
23-Apr-2018 State Street Global Advisors Inc Sale 8.75 Ord (22, 404) (22, 404)
23-Apr-2018 State Street Global Advisors Inc Sale 8.75 Ord (385) (385)
23-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 124,173 124,173
23-Apr-2018 State Street Global Advisors Limited Purchase 8.75 Ord 20,729 20,729
State Street Global Advisors Australia
24-Apr-2018 Limited Purchase 8.88 Ord 50,193 50,193
State Street Global Advisors Australia
24-Apr-2018 Limited In Specie Redemption n/a Ord (17, 833) (17, 833)
24-Apr-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (144, 951) (144, 951)
25-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 68,985 68,985
25-Apr-2018 State Street Global Advisors Inc In Specie Redemption n/a Ord (7,651) (7, 651)
26-Apr-2018 State Street Global Advisors (Japan) Co., Ltd Purchase 8.89 Ord 4,600 4,600
26-Apr-2018 State Street Global Advisors Inc Sale 8.84 Ord (17, 015) (17, 015)
26-Apr-2018 State Street Global Advisors Inc Sale 8.89 Ord (101, 521) (101, 521)
27-Apr-2018 State Street Global Advisors (Japan) Co., Ltd Sale 8.96 Ord (6, 230) (6, 230)
State Street Global Advisors Australia
27-Apr-2018 Limited In Specie Contribution n/a Ord 27,905 27,905
27-Apr-2018 State Street Global Advisors Inc Purchase 8.96 Ord 17,719 17,719
27-Apr-2018 State Street Global Advisors Inc Sale 8.96 Ord (24, 390) (24, 390)
State Street Global Advisors Australia
30-Apr-2018 Limited Purchase 9.07 Ord 4,921 4,921
30-Apr-2018 State Street Global Advisors Inc Purchase 9.07 Drd 728 728
30-Apr-2018 State Street Global Advisors Inc Purchase 9.07 Ord 23,307 23,307
30-Apr-2018 State Street Global Advisors Inc Sale 9.07 Ord (29, 479) (29, 479)
30-Apr-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 22,714 22,714
01-May-2018 State Street Global Advisors Inc Purchase 9.12 Ord 20,093 20,093
01-May-2018 State Street Global Advisors Limited Purchase 9.11 Ord 23,731 23,731
01-May-2018 State Street Global Advisors Limited Sale 9.11 Ord (29, 077) (29, 077)
02-May-2018 State Street Global Advisors Inc Sale 9.13 Ord (55, 025) (55, 025)
02-May-2018 State Street Global Advisors Inc Sale 9.21 Ord (4, 661) (4,661)
02-May-2018 State Street Global Advisors Inc In Specie Contribution n/a Ord 31,582 31,582
02-May-2018 State Street Global Advisors Inc In Specie Redemption n/a Drd (3,288) (3,288)
State Street Global Advisors Australia
03-May-2018 Limited Purchase 9.21 Ord 3,257 3,257
(108, 509) (108, 509) Ord
9.00 Sale State Street Global Advisors Australia
Limited
15-May-2018
(12, 426) (12, 426) Ord n/a In Specie Redemption State Street Global Advisors Limited 14-May-2018
(27,540) (27,540) Ord n/a In Specie Redemption State Street Global Advisors Inc 14-May-2018
41,673 41,673 Ord n/a In Specie Contribution State Street Global Advisors Inc 14-May-2018
1,551 1,551 Ord 8.98 Purchase State Street Global Advisors Inc 14-May-2018
(55, 800) (55, 800) Ord n/a In Specie Redemption State Street Global Advisors Australia
Limited
14-May-2018
(6,002) (6,002) Ord 9.08 Sale State Street Global Advisors Limited 11-May-2018
(4,456) (4,456) Ord 9.06 Sale State Street Global Advisors Inc 11-May-2018
2,934 2,934 Ord 9.08 Purchase State Street Global Advisors Inc
5,483 5,483 Ord 9.08 Purchase 11-May-2018
State Street Global Advisors Australia
Limited
11-May-2018
(2,767) (2, 767) Ord 9.24 Sale State Street Global Advisors Limited 10-May-2018
2,649 2,649 Ord 9.12 Purchase State Street Global Advisors Limited 10-May-2018
(384, 258) (384, 258) Ord n/a In Specie Redemption State Street Global Advisors Inc 10-May-2018
51,263 51,263 Ord n/a In Specie Contribution State Street Global Advisors Australia
Limited
10-May-2018
989 989 Ord 9.18 Purchase State Street Global Advisors Limited 09-May-2018
1,972 1,972 Ord n/a In Specie Contribution State Street Global Advisors Inc 09-May-2018
(8, 133) (8, 133) Ord 9.17 Sale State Street Global Advisors Inc 09-May-2018
(7,537) (7,537) Ord 9.18 Sale State Street Global Advisors Inc 09-May-2018
7,537 7,537 Ord 9.18 Purchase State Street Global Advisors Inc 09-May-2018
(17, 829) (17, 829) Ord n/a In Specie Redemption State Street Global Advisors Australia
Limited
09-May-2018
2,964 2,964 Ord 9.12 Purchase State Street Global Advisors Limited 08-May-2018
(113, 567) (113, 567) Ord n/a In Specie Redemption State Street Global Advisors Inc 08-May-2018
51,581 51,581 Ord 9.15 Purchase State Street Global Advisors Inc 08-May-2018
21,595 21,595 Ord 9.12 Purchase State Street Global Advisors Australia
Limited
08-May-2018
(9, 873) (9, 873) Ord n/a In Specie Redemption State Street Global Advisors Inc 07-May-2018
749 749 Ord 9.09 Purchase State Street Global Advisors Inc 07-May-2018
(5, 307) (5,307) Ord 9.05 Sale State Street Global Advisors Limited 04-May-2018
25,785 25,785 Ord 9.05 Purchase State Street Global Advisors Limited 04-May-2018
(27, 476) (27, 476) Ord n/a In Specie Redemption State Street Global Advisors Inc 04-May-2018
55,328 55,328 Ord n/a In Specie Contribution State Street Global Advisors Inc 04-May-2018
1,894 1,894 Ord 9.09 Purchase State Street Global Advisors Inc 04-May-2018
(2,640) (2,640) Ord 9.21 Sale State Street Global Advisors Limited 03-May-2018
(19, 810) (19, 810) Ord 9.21 Sale State Street Global Advisors Inc 03-May-2018
(24, 806) (24, 806) Ord n/a In Specie Redemption Limited 03-May-2018
State Street Global Advisors Australia

$\bar{E}$

9,639 1,620 (66, 352) 5,181 (22, 611) 61,582 37,991
9,639 1,620 (66, 352) 5,181 (22, 611) 61,582 37,991
Ord ord
O
ord
O
Ord ord
O
Ord Ord
9.00 8.99 n/a 9.00 9.00 n/a n/a
Purchase Purchase In Specie Redemption Purchase Sale Company, refer to Part A of the
Return of borrowed securities:
Invesments, refer to Part C of
BlackRock Institutional Trust
Return of on loan securities;
Pace International Equity
Annexure C.
the Annexure C
State Street Global Advisors Inc State Street Global Advisors Inc State Street Global Advisors Inc State Street Global Advisors Limited State Street Global Advisors Limited State Street Bank and Trust Company State Street Bank and Trust Company
15-May-2018 15-May-2018 15-May-2018 15-May-2018 15-May-2018 05-Apr-2018 05-Apr-2018

Information Classification: General

$\overline{a}$

This is Annexure B referred to in Form 605 Notice of ceasing to be a substantial holder

Annexure B

$-18$ May 2018 Frank Newman Authorised Signatory $\mathcal{L}$

Name Address
Toranomon Hills Mori Tower, 1-23-1 Toranomon, Minato-ku, Tokyo, 105-
State Street Global Advisors (Japan) Co., Ltd 6325 Japan
Level 17, 420 George Street
State Street Global Advisors Australia Limited Sydney, NSW 2000, Australia
One Iron Street
State Street Global Advisors Inc Boston, MA 02210, USA
State Street Global Advisors Limited 20 Churchill Place, London E14 5HJ, UK
Level 14, 420 George Street
Sydney, NSW 2000
State Street Bank and Trust Company Australia

Form 605 Annexure C

the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.

borrower of the securities under securities lending agreement, subject to obligation to return under the agreement. (State Street Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as Bank and Trust Company has on-lent the securities and retains relevant interest as per Part A of this Annexure.)

Global Master Securities Lending Agreement/Master Securities Loan Agreement/Securities Loan
Type of agreement Agreement
Parties to agreement (2) The entity referred to in the relevant part of Annexure A to this notice
(1) State Street Bank and Trust Company
Can the parties exercise voting rights
attaching to the securities?
(1) Yes (if the borrower is the registered holder. However the securities are on-lent by the
(2) No, not during term of securities loan
borrower as per Part B of this Annexure)
If yes, in what circumstances (1) Only if the borrower is the registered holder. However the securities are on-lent by the
borrower as per Part B of this Annexure
$(2)$ n/a
Transfer date The dates on which the securities were delivered to State Street Bank and Trust Company as
borrower are set out in Annexure A to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to
return the securities early?
No scheduled return date. Borrower can return securities or equivalent securities at any time
subject to giving notice
If yes, in what circumstances Borrower can return securities or equivalent securities at any time subject to giving notice

Information Classification: General

recall the securities early (ie before
Does the lender have the right to
the scheduled return date)?
No scheduled return date. Lender can require return of securities or equivalent securities at
any time subject to giving notice
If yes, in what circumstances Lender can require return of securities or equivalent securities at any time subject to giving
notice
which the borrower is not required
to return securities or equivalent
Are there any circumstances in
securities on settlement?
δQ
If yes, detail any exceptions n/a
securities lending agreement, and Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under
retains relevant interest through the right to recall the securities or equivalent securities.
Type of agreement Global Master Securities Lending Agreement/Master Securities Loan Agreement
Parties to agreement (2) The entity referred to in the relevant part of Annexure B to this notice
(1) State Street Bank and Trust Company
Can the parties exercise voting rights
attaching to the securities?
(1) Yes, but only if the lender recalls the loan and exercises its right to become the registered
(2) Yes (while registered holder)
holder
If yes, in what circumstances (1) Only if the lender recalls the loan and exercises its right to become the registered holder
Borrower may exercise voting rights (while registered holder)
(2)

j,

Information Classification: General

ł.

The dates on which the securities were delivered to the borrower are set out in Annexure B to
this notice

No scheduled return date

Scheduled return date

Transfer date

$\bar{\beta}$

Does the borrower have the right to No scheduled return date. Borrower can return securities or equivalent securities at any time
return the securities early? subject to giving notice
If yes, in what circumstances Borrower can return securities or equivalent securities at any time subject to giving notice
recall the securities early (ie before
Does the lender have the right to
the scheduled return date)?
No scheduled return date. Lender can require return of securities or equivalent securities at
any time subject to giving notice
If yes, in what circumstances Lender can require return of securities or equivalent securities at any time subject to giving
notice
which the borrower is not required
to return securities or equivalent
Are there any circumstances in
securities on settlement?
δ
If yes, detail any exceptions n/a
Annexure for securities loan details.)
Part C: For relevant interests arisin
securities through taking a security interest ("pledge") over the securities as collateral to secure a securities loan. (See Part B of this
Ig out of lending securities - State Street Bank and Trust Company acquires a relevant interest in
Type of agreement Security Agreement: the pro forma security agreement governing the pledge is attached to this
Global Master Securities Lending Agreement
notice
Parties to agreement (2) The entity referred to in the relevant part of Annexure A to this notice
(1) State Street Bank and Trust Company
Can the parties exercise voting rights
attaching to the securities?
(1) Yes, but only if the borrower defaults and pledge is enforced
$(2)$ Yes
If yes, in what circumstances (2) In accordance with ordinary rights as registered holder, either directly or through nominee
(1) Only if the borrower defaults and pledge is enforced
holder

$\bar{\epsilon}$

$\tilde{\varepsilon}$

Information Classification: General

Pledge date

$\tilde{\epsilon}$

The dates on which the securities were pledged, as indicated in Annexure A to this notice

$\bar{c}$

Scheduled release date No scheduled release date. Securities are released from pledge on termination of related
securities loan
Does the borrower have the right to No scheduled release date. Securities are released from pledge on termination of related
have the securities released early? securities loan or the provision of alternative collateral
If yes, in what circumstances At any time subject to returning the borrowed securities or equivalent securities or providing
alternative collateral
which the lender is not required to
release the pledged securities on
Are there any circumstances in
settlement?
No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, detail any exceptions n/a (lender must release pledged securities if the borrower returns the borrowed securities or
equivalent securities)

Information Classification: General