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GOODMAN GROUP — Major Shareholding Notification 2019
Jan 30, 2019
64998_rns_2019-01-30_be301a2e-316d-48bb-9a4f-cf580a411861.pdf
Major Shareholding Notification
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January 31, 2019
Company Announcement Officer
State S treet Global Advisors, Australia, Limited (ABN 4 2 003 914 22 5 ) Level 17, 420 Georg e Street Sydne y NSW 2000 Australia T +61 2 9240 7600
Dear Announcement Officer
Notice of Becoming a Substantial Shareholder
ssga.c o m
Pursuant t o section 67 1 B of the Corporations Act, State Str e et Corpora t ion hereby a dvises that it has become a substantial shareholder in Goodm a n Group. The enclose d ASIC Form 603 d iscloses th e required d e tails
Yours faith f ully,
==> picture [47 x 29] intentionally omitted <==
==> picture [33 x 29] intentionally omitted <==
Alison Lev e ll Head of C o mpliance
603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Goodman Group(GMG)
ACN/ARSN
000 123 071
1. Details of substantial holder (1)
Name State Street Corporation and subsidiaries named in Annexures to this form
ACN/ARSN (if applicable)
The holder became a substantial holder on
29/01/2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Ord | 92,194,481 | 92,194,481 | 5.08% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Annexure A | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Annexure A | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-Cash | |||
| Annexure B & D | ||||
Information Classification: General
603 page 1/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address Annexure C
Signature
print name
Frank NewmanCapacity: Authorised signatory sign here date 31/01/2019
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
-
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”.
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Information Classification: General
| This is Annexure A referred to in Form 603 Notice of initial substantial holder _________ 31 January 2019 Frank Newman Authorised Signatory 3. Details of relevant interests 4. Details of present registered holders 6. Associates |
This is Annexure A referred to in Form 603 Notice of initial substantial holder _________ 31 January 2019 Frank Newman Authorised Signatory 3. Details of relevant interests 4. Details of present registered holders 6. Associates |
This is Annexure A referred to in Form 603 Notice of initial substantial holder _________ 31 January 2019 Frank Newman Authorised Signatory 3. Details of relevant interests 4. Details of present registered holders 6. Associates |
Annexure A | ||||
|---|---|---|---|---|---|---|---|
| Holder of relevant interest |
Nature of Relevant Interest |
Registered Holder of securities |
Person Entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
||
| (Section 3, 4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Section 3 and 4) | (Section 6) | ||
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Bank of New York, Brussels |
N.A. | Ordinary | 2,092 | Subsidiary of State Street Corporation |
|
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Brown Brothers Harriman |
N.A. | Ordinary | 354,078 | Subsidiary of State Street Corporation |
|
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
Brown Brothers Harriman & Co. |
N.A. | Ordinary | 110,689 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Brown Brothers Harriman. |
N.A. | Ordinary | 593,410 | Subsidiary of State Street Corporation |
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JPMorgan Chase Bank, London 2 |
N.A. | Ordinary | 4,241,606 | Subsidiary of State Street Corporation |
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JPMorgan Chase Trustees |
N.A. | Ordinary | 53,605 | Subsidiary of State Street Corporation |
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street | N.A. | Ordinary | 12,948 | Subsidiary of State Street Corporation |
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Australia Ltd, Sydney |
N.A. | Ordinary | 106,626 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Bank & Trust |
N.A. | Ordinary | 878,901 | Subsidiary of State Street Corporation |
| State Street Global Advisors (Japan) Co., Ltd |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Sumitomo Trust and Banking Co., USA |
N.A. | Ordinary | 173,547 | Subsidiary of State Street Corporation |
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Bank of New York Master Custody, Brussels |
N.A. | Ordinary | 24,694 | Subsidiary of State Street Corporation |
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
Citibank, Hong Kong |
N.A. | Ordinary | 16,405 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JPMorgan Chase Bank Global Services Australia |
N.A. | Ordinary | 41,097 | Subsidiary of State Street Corporation |
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Northern Trust Company, Singapore |
N.A. | Ordinary | 127,518 | Subsidiary of State Street Corporation |
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Northern Trust Singapore |
N.A. | Ordinary | 114,267 | Subsidiary of State Street Corporation |
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street | N.A. | Ordinary | 84,452 | Subsidiary of State Street Corporation |
| State Street Global Advisors Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Bank & Trust |
N.A. | Ordinary | 289,641 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
BNP Paribas Australia |
N.A. | Ordinary | 210,406 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
BNP PARIBAS SECURITIES SERVICES JER |
N.A. | Ordinary | 127,145 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JP Morgan Chase, London |
N.A. | Ordinary | 339,927 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
JPMorgan Chase Bank Global Services Australia |
N.A. | Ordinary | 301,836 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
National Australia Custodian Services |
N.A. | Ordinary | 2,257,754 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Northern Trust Company, Singapore |
N.A. | Ordinary | 4,502,360 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street | N.A. | Ordinary | 1,362 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Australia Ltd, Sydney |
N.A. | Ordinary | 3,911,434 | Subsidiary of State Street Corporation |
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Bank & Trust |
N.A. | Ordinary | 16,665,729 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Australia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
The Northern Trust Co. London |
N.A. | Ordinary | 670,691 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Bank Of New York Mellon |
N.A. | Ordinary | 675,546 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Bank of New York, Brussels |
N.A. | Ordinary | 234,166 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
CIBC Mellon Bank | N.A. | Ordinary | 167,116 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Citibank N.A. New York |
N.A. | Ordinary | 56,877 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
HSBC Security Services |
N.A. | Ordinary | 32,601 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JPMorgan Chase Bank, N.A. |
N.A. | Ordinary | 281,759 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Mellon Bank N.A. (Global Trust Dept.,) Pittsburgh |
N.A. | Ordinary | 143,604 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Mellon Bank, N.A. | N.A. | Ordinary | 839,124 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Northern Trust Global Services London |
N.A. | Ordinary | 171,307 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Royal Trust Corporation of Canada, London |
N.A. | Ordinary | 39,698 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Bank & Trust |
N.A. | Ordinary | 30,339,364 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
State Street Bank Master Trust |
N.A. | Ordinary | 348,825 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Mutual Funds |
N.A. | Ordinary | 8,162,458 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
The Northern Trust Co. London |
N.A. | Ordinary | 23,072 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
The Northern Trust Company, Chicago |
N.A. | Ordinary | 1,844,585 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Personal Custody‐2 |
N.A. | Ordinary | 5,301 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JPMorgan Chase Bank (US Private Bank), New York |
N.A. | Ordinary | 51,712 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Mellon Bank (Boston Safe) |
N.A. | Ordinary | 1,088 | Subsidiary of State Street Corporation |
| State Street Global Advisors Inc |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Bank of Nova Scotia, Toronto (Mtl Trust) |
N.A. | Ordinary | 121,026 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
ABN Amro Mellon Global Securities Services |
N.A. | Ordinary | 254,701 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
Bank New York | N.A. | Ordinary | 735,237 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Bank of New York, Brussels |
N.A. | Ordinary | 1,095,309 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
BNP Paribas , Frankfurt |
N.A. | Ordinary | 18,608 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
BNP Paribas Sec Services, Frankfurt |
N.A. | Ordinary | 83,707 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
BNP Paribas, Milan | N.A. | Ordinary | 10,290 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
CACEIS Bank | N.A. | Ordinary | 10,942 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Citibank Luxembourg |
N.A. | Ordinary | 78,253 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Istituto Centrale delle Banche Popolari Italiane |
N.A. | Ordinary | 6,511 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
JP Morgan Chase, London |
N.A. | Ordinary | 256,987 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
JPMorgan Chase Bank London |
N.A. | Ordinary | 378,372 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
KAS BANK, Amesterdam |
N.A. | Ordinary | 21,466 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Kas‐Associatie N.V. | N.A. | Ordinary | 1,007,341 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Northern Trust Global Services London |
N.A. | Ordinary | 1,336,658 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Nykredit A/S | N.A. | Ordinary | 120,750 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Societe Generale Securities Services Milan |
N.A. | Ordinary | 43,441 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
Societe Generale, Paris |
N.A. | Ordinary | 24,690 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street | N.A. | Ordinary | 698,121 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Bank & Trust |
N.A. | Ordinary | 4,888,890 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of |
The Bank of New York, London |
N.A. | Ordinary | 231,059 | Subsidiary of State Street Corporation |
| securities as investment manager or trustee |
||||||
|---|---|---|---|---|---|---|
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
The Northern Trust Co. London |
N.A. | Ordinary | 266,270 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
UBS Ag , ZURICH | N.A. | Ordinary | 171,066 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
UBS AG, Zurich | N.A. | Ordinary | 236,177 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
State Street Bank ‐ Munich |
N.A. | Ordinary | 11,299 | Subsidiary of State Street Corporation |
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
J.P. MORGAN BANK (IRELAND) PLC |
N.A. | Ordinary | 386,506 | Subsidiary of State Street Corporation |
|---|---|---|---|---|---|---|
| State Street Global Advisors Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee |
RBC Dexia Luxembourg |
N.A. | Ordinary | 13,981 | Subsidiary of State Street Corporation |
| State Street Bank and Trust Company |
Relevant interest under section 608(8) being the right, as lender, to dispose of shares pledged to secure a securities loan |
AQR RC INTERNATIONAL ENHANCED EQUITY FUND LP |
State Street Bank and Trust Company |
Ordinary | 54,400 | Subsidiary of State Street Corporation |
| This is Annexure B referred to in Form 603 Notice of initial substantial holder _ ________ 31 January 2019 Frank Newman Authorised Signatory 5. Consideration |
This is Annexure B referred to in Form 603 Notice of initial substantial holder _ ________ 31 January 2019 Frank Newman Authorised Signatory 5. Consideration |
This is Annexure B referred to in Form 603 Notice of initial substantial holder _ ________ 31 January 2019 Frank Newman Authorised Signatory 5. Consideration |
This is Annexure B referred to in Form 603 Notice of initial substantial holder _ ________ 31 January 2019 Frank Newman Authorised Signatory 5. Consideration |
Annexure B | Annexure B | |
|---|---|---|---|---|---|---|
| Holder of relevant interest | Date of Acquisition |
Nature of transaction |
Consider ation |
Class and number of Securities affected |
||
| State Street Global Advisors (Japan)Co.,Ltd |
28‐Sep‐2018 | Purchase | 10.36 | Ordinary | 8,278 | |
| State Street Global Advisors (Japan)Co.,Ltd |
23‐Oct‐2018 | Purchase | 10.38 | Ordinary | 11,436 | |
| State Street Global Advisors (Japan)Co.,Ltd |
31‐Oct‐2018 | Purchase | 10.38 | Ordinary | 11,645 | |
| State Street Global Advisors (Japan)Co.,Ltd |
05‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 518,231 | |
| State Street Global Advisors (Japan)Co.,Ltd |
29‐Nov‐2018 | Purchase | 10.68 | Ordinary | 4,732 | |
| State Street Global Advisors (Japan)Co.,Ltd |
30‐Nov‐2018 | Purchase | 10.25 | Ordinary | 1,118 | |
| State Street Global Advisors (Japan)Co.,Ltd |
30‐Nov‐2018 | Purchase | 10.47 | Ordinary | 1,678 | |
| State Street Global Advisors (Japan)Co.,Ltd |
21‐Dec‐2018 | Purchase | 10.84 | Ordinary | 9,143 | |
| State Street Global Advisors (Japan)Co.,Ltd |
04‐Jan‐2019 | Purchase | 10.78 | Ordinary | 42,245 | |
| State Street Global Advisors (Japan)Co.,Ltd |
22‐Jan‐2019 | Purchase | 11.74 | Ordinary | 6,469 | |
| State Street Global Advisors (Japan)Co.,Ltd |
24‐Jan‐2019 | Purchase | 11.70 | Ordinary | 12,166 | |
| State Street Global Advisors Australia Limited |
03‐Oct‐2018 | Purchase | 10.29 | Ordinary | 13,923 | |
| State Street Global Advisors Australia Limited |
11‐Oct‐2018 | In specie contribution |
n/a | Ordinary | 33,348 | |
| State Street Global Advisors Australia Limited |
18‐Oct‐2018 | Purchase | 10.31 | Ordinary | 28,611 | |
| State Street Global Advisors Australia Limited |
18‐Oct‐2018 | In specie contribution |
n/a | Ordinary | 17,726 | |
| State Street Global Advisors Australia Limited |
25‐Oct‐2018 | Purchase | 10.32 | Ordinary | 64,641 | |
| State Street Global Advisors Australia Limited |
26‐Oct‐2018 | In specie contribution |
n/a | Ordinary | 33,312 | |
| State Street Global Advisors | 30‐Oct‐2018 | Purchase | 10.51 | Ordinary |
| Australia Limited | 4,334 | ||||
|---|---|---|---|---|---|
| State Street Global Advisors Australia Limited |
01‐Nov‐2018 | Purchase | 10.21 | Ordinary | 220,566 |
| State Street Global Advisors Australia Limited |
02‐Nov‐2018 | Purchase | 10.16 | Ordinary | 16,306 |
| State Street Global Advisors Australia Limited |
08‐Nov‐2018 | Purchase | 10.40 | Ordinary | 4,163 |
| State Street Global Advisors Australia Limited |
13‐Nov‐2018 | Purchase | 10.52 | Ordinary | 13,568 |
| State Street Global Advisors Australia Limited |
16‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 1,750 |
| State Street Global Advisors Australia Limited |
19‐Nov‐2018 | Purchase | 10.33 | Ordinary | 14,410 |
| State Street Global Advisors Australia Limited |
20‐Nov‐2018 | Purchase | 10.47 | Ordinary | 39,960 |
| State Street Global Advisors Australia Limited |
20‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 717,384 |
| State Street Global Advisors Australia Limited |
23‐Nov‐2018 | Purchase | 10.70 | Ordinary | 4,017 |
| State Street Global Advisors Australia Limited |
28‐Nov‐2018 | Purchase | 10.69 | Ordinary | 77,889 |
| State Street Global Advisors Australia Limited |
28‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 9,054 |
| State Street Global Advisors Australia Limited |
29‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 33,576 |
| State Street Global Advisors Australia Limited |
04‐Dec‐2018 | Purchase | 10.30 | Ordinary | 16,609 |
| State Street Global Advisors Australia Limited |
04‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 1,749 |
| State Street Global Advisors Australia Limited |
05‐Dec‐2018 | Purchase | 10.28 | Ordinary | 31,581 |
| State Street Global Advisors Australia Limited |
05‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 1,750 |
| State Street Global Advisors Australia Limited |
10‐Dec‐2018 | Purchase | 10.75 | Ordinary | 22,810 |
| State Street Global Advisors Australia Limited |
10‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 1,749 |
| State Street Global Advisors Australia Limited |
11‐Dec‐2018 | Purchase | 10.94 | Ordinary | 43,226 |
| State Street Global Advisors Australia Limited |
13‐Dec‐2018 | Purchase | 10.83 | Ordinary | 40,692 |
| State Street Global Advisors Australia Limited |
13‐Dec‐2018 | Purchase | 10.88 | Ordinary | 1,726 |
| State Street Global Advisors Australia Limited |
13‐Dec‐2018 | Purchase | 10.88 | Ordinary | 1,690 |
| State Street Global Advisors Australia Limited |
19‐Dec‐2018 | Purchase | 10.95 | Ordinary | 34,073 |
| State Street Global Advisors Australia Limited |
20‐Dec‐2018 | Purchase | 11.07 | Ordinary | 38,395 |
| State Street Global Advisors | 21‐Dec‐2018 | Purchase | 10.84 | Ordinary |
| Australia Limited | 485,745 | ||||
|---|---|---|---|---|---|
| State Street Global Advisors Australia Limited |
28‐Dec‐2018 | Purchase | 10.97 | Ordinary | 19,770 |
| State Street Global Advisors Australia Limited |
02‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 1,759 |
| State Street Global Advisors Australia Limited |
03‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 58,120 |
| State Street Global Advisors Australia Limited |
09‐Jan‐2019 | Purchase | 10.99 | Ordinary | 15,687 |
| State Street Global Advisors Australia Limited |
10‐Jan‐2019 | Purchase | 11.15 | Ordinary | 83,505 |
| State Street Global Advisors Australia Limited |
15‐Jan‐2019 | Purchase | 11.50 | Ordinary | 63,987 |
| State Street Global Advisors Australia Limited |
16‐Jan‐2019 | Purchase | 11.49 | Ordinary | 26,314 |
| State Street Global Advisors Australia Limited |
21‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 5,612 |
| State Street Global Advisors Australia Limited |
25‐Jan‐2019 | Purchase | 11.88 | Ordinary | 12,974 |
| State Street Global Advisors Australia Limited |
29‐Jan‐2019 | Purchase | 11.97 | Ordinary | 2,946 |
| State Street Global Advisors Australia Limited |
29‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 29,463 |
| State Street Global Advisors Inc | 28‐Sep‐2018 | Purchase | 10.36 | Ordinary | 64,563 |
| State Street Global Advisors Inc | 28‐Sep‐2018 | Purchase | 10.36 | Ordinary | 17,413 |
| State Street Global Advisors Inc | 28‐Sep‐2018 | Purchase | 10.40 | Ordinary | 950 |
| State Street Global Advisors Inc | 03‐Oct‐2018 | Purchase | 10.28 | Ordinary | 52,071 |
| State Street Global Advisors Inc | 04‐Oct‐2018 | Purchase | 10.20 | Ordinary | 22,744 |
| State Street Global Advisors Inc | 08‐Oct‐2018 | In specie contribution |
n/a | Ordinary | 39,145 |
| State Street Global Advisors Inc | 09‐Oct‐2018 | Purchase | 10.28 | Ordinary | 14,157 |
| State Street Global Advisors Inc | 09‐Oct‐2018 | Purchase | 10.28 | Ordinary | 704 |
| State Street Global Advisors Inc | 09‐Oct‐2018 | In specie contribution |
n/a | Ordinary | 6,989 |
| State Street Global Advisors Inc | 10‐Oct‐2018 | Purchase | 10.28 | Ordinary | 2,452 |
| State Street Global Advisors Inc | 11‐Oct‐2018 | Purchase | 10.08 | Ordinary | 8,447 |
| State Street Global Advisors Inc | 12‐Oct‐2018 | Purchase | 9.94 | Ordinary | 887 |
| State Street Global Advisors Inc | 12‐Oct‐2018 | Purchase | 10.00 | Ordinary | 43,294 |
| State Street Global Advisors Inc | 12‐Oct‐2018 | In specie | n/a | Ordinary |
| contribution | 4,930 | ||||
|---|---|---|---|---|---|
| State Street Global Advisors Inc | 15‐Oct‐2018 | Purchase | 9.94 | Ordinary | 28,206 |
| State Street Global Advisors Inc | 15‐Oct‐2018 | Purchase | 9.85 | Ordinary | 990 |
| State Street Global Advisors Inc | 16‐Oct‐2018 | In specie contribution |
n/a | Ordinary | 1,972 |
| State Street Global Advisors Inc | 17‐Oct‐2018 | Purchase | 10.20 | Ordinary | 13,650 |
| State Street Global Advisors Inc | 22‐Oct‐2018 | Purchase | 10.41 | Ordinary | 28,966 |
| State Street Global Advisors Inc | 22‐Oct‐2018 | Purchase | 10.37 | Ordinary | 13,758 |
| State Street Global Advisors Inc | 23‐Oct‐2018 | Purchase | 10.38 | Ordinary | 23,171 |
| State Street Global Advisors Inc | 25‐Oct‐2018 | Purchase | 10.32 | Ordinary | 20,108 |
| State Street Global Advisors Inc | 25‐Oct‐2018 | Purchase | 10.34 | Ordinary | 19,214 |
| State Street Global Advisors Inc | 25‐Oct‐2018 | Purchase | 10.35 | Ordinary | 3,505 |
| State Street Global Advisors Inc | 26‐Oct‐2018 | Purchase | 10.34 | Ordinary | 1,638 |
| State Street Global Advisors Inc | 29‐Oct‐2018 | Purchase | 10.43 | Ordinary | 6,244 |
| State Street Global Advisors Inc | 30‐Oct‐2018 | Purchase | 10.51 | Ordinary | 9,496 |
| State Street Global Advisors Inc | 31‐Oct‐2018 | Purchase | 10.38 | Ordinary | 44,984 |
| State Street Global Advisors Inc | 31‐Oct‐2018 | Purchase | 10.44 | Ordinary | 5,898 |
| State Street Global Advisors Inc | 01‐Nov‐2018 | Purchase | 10.21 | Ordinary | 76,342 |
| State Street Global Advisors Inc | 01‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 3,717 |
| State Street Global Advisors Inc | 02‐Nov‐2018 | Purchase | 10.16 | Ordinary | 2,705 |
| State Street Global Advisors Inc | 09‐Nov‐2018 | Purchase | 10.45 | Ordinary | 17,950 |
| State Street Global Advisors Inc | 15‐Nov‐2018 | Purchase | 10.45 | Ordinary | 2,816 |
| State Street Global Advisors Inc | 15‐Nov‐2018 | Purchase | 10.33 | Ordinary | 5,745 |
| State Street Global Advisors Inc | 15‐Nov‐2018 | Purchase | 10.30 | Ordinary | 5,051 |
| State Street Global Advisors Inc | 15‐Nov‐2018 | Purchase | 10.35 | Ordinary | 2,634 |
| State Street Global Advisors Inc | 19‐Nov‐2018 | Purchase | 10.33 | Ordinary | 73,322 |
| State Street Global Advisors Inc | 22‐Nov‐2018 | Purchase | 10.51 | Ordinary |
| 5,145 | |||||
|---|---|---|---|---|---|
| State Street Global Advisors Inc | 30‐Nov‐2018 | Purchase | 10.25 | Ordinary | 179,746 |
| State Street Global Advisors Inc | 30‐Nov‐2018 | Purchase | 10.47 | Ordinary | 318 |
| State Street Global Advisors Inc | 03‐Dec‐2018 | Purchase | 10.45 | Ordinary | 34,532 |
| State Street Global Advisors Inc | 04‐Dec‐2018 | Purchase | 10.41 | Ordinary | 14,285 |
| State Street Global Advisors Inc | 05‐Dec‐2018 | Purchase | 10.32 | Ordinary | 35,080 |
| State Street Global Advisors Inc | 06‐Dec‐2018 | Purchase | 10.52 | Ordinary | 2,386 |
| State Street Global Advisors Inc | 06‐Dec‐2018 | Purchase | 10.49 | Ordinary | 73,759 |
| State Street Global Advisors Inc | 06‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 2,958 |
| State Street Global Advisors Inc | 07‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 7,266 |
| State Street Global Advisors Inc | 11‐Dec‐2018 | Purchase | 10.80 | Ordinary | 5,382 |
| State Street Global Advisors Inc | 11‐Dec‐2018 | Purchase | 10.92 | Ordinary | 6,969 |
| State Street Global Advisors Inc | 12‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 4,940 |
| State Street Global Advisors Inc | 13‐Dec‐2018 | Purchase | 10.84 | Ordinary | 20,323 |
| State Street Global Advisors Inc | 13‐Dec‐2018 | Purchase | 10.85 | Ordinary | 2,201 |
| State Street Global Advisors Inc | 13‐Dec‐2018 | Purchase | 10.83 | Ordinary | 2,662 |
| State Street Global Advisors Inc | 13‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 4,940 |
| State Street Global Advisors Inc | 14‐Dec‐2018 | Purchase | 10.96 | Ordinary | 11,293 |
| State Street Global Advisors Inc | 17‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 11,700 |
| State Street Global Advisors Inc | 18‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 15,314 |
| State Street Global Advisors Inc | 19‐Dec‐2018 | Purchase | 10.91 | Ordinary | 2,766 |
| State Street Global Advisors Inc | 20‐Dec‐2018 | Purchase | 10.89 | Ordinary | 8,979 |
| State Street Global Advisors Inc | 20‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 5,928 |
| State Street Global Advisors Inc | 21‐Dec‐2018 | Purchase | 10.84 | Ordinary | 53,378 |
| State Street Global Advisors Inc | 21‐Dec‐2018 | Purchase | 10.91 | Ordinary | 7,291 |
| State Street Global Advisors Inc | 24‐Dec‐2018 | Purchase | 10.83 | Ordinary |
| 10,294 | |||||
|---|---|---|---|---|---|
| State Street Global Advisors Inc | 28‐Dec‐2018 | In specie contribution |
n/a | Ordinary | 89,124 |
| State Street Global Advisors Inc | 31‐Dec‐2018 | Purchase | 10.71 | Ordinary | 48,952 |
| State Street Global Advisors Inc | 31‐Dec‐2018 | Purchase | 10.81 | Ordinary | 2,826 |
| State Street Global Advisors Inc | 03‐Jan‐2019 | Purchase | 10.72 | Ordinary | 438 |
| State Street Global Advisors Inc | 03‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 12,250 |
| State Street Global Advisors Inc | 04‐Jan‐2019 | Purchase | 10.68 | Ordinary | 5,496 |
| State Street Global Advisors Inc | 04‐Jan‐2019 | Purchase | 10.78 | Ordinary | 3,513 |
| State Street Global Advisors Inc | 04‐Jan‐2019 | Purchase | 10.75 | Ordinary | 1,960 |
| State Street Global Advisors Inc | 04‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 2,450 |
| State Street Global Advisors Inc | 07‐Jan‐2019 | Purchase | 10.77 | Ordinary | 23,021 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | Purchase | 10.73 | Ordinary | 60,607 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | Purchase | 10.76 | Ordinary | 2,274 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 7,343 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 161 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 146 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 155 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 137 |
| State Street Global Advisors Inc | 08‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 151 |
| State Street Global Advisors Inc | 10‐Jan‐2019 | Purchase | 11.15 | Ordinary | 42,983 |
| State Street Global Advisors Inc | 10‐Jan‐2019 | Purchase | 11.14 | Ordinary | 10,492 |
| State Street Global Advisors Inc | 10‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 5,375 |
| State Street Global Advisors Inc | 11‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 41,370 |
| State Street Global Advisors Inc | 15‐Jan‐2019 | Purchase | 11.31 | Ordinary | 141 |
| State Street Global Advisors Inc | 15‐Jan‐2019 | Purchase | 11.35 | Ordinary | 9,068 |
| State Street Global Advisors Inc | 15‐Jan‐2019 | In specie | n/a | Ordinary |
| contribution | 5,223 | ||||
|---|---|---|---|---|---|
| State Street Global Advisors Inc | 16‐Jan‐2019 | Purchase | 11.49 | Ordinary | 15,696 |
| State Street Global Advisors Inc | 16‐Jan‐2019 | Purchase | 11.48 | Ordinary | 1,521 |
| State Street Global Advisors Inc | 17‐Jan‐2019 | Purchase | 11.67 | Ordinary | 17,771 |
| State Street Global Advisors Inc | 21‐Jan‐2019 | Purchase | 11.63 | Ordinary | 4,241 |
| State Street Global Advisors Inc | 22‐Jan‐2019 | Purchase | 11.72 | Ordinary | 1,954 |
| State Street Global Advisors Inc | 22‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 1,476 |
| State Street Global Advisors Inc | 24‐Jan‐2019 | Purchase | 11.72 | Ordinary | 5,622 |
| State Street Global Advisors Inc | 25‐Jan‐2019 | Purchase | 11.79 | Ordinary | 200,000 |
| State Street Global Advisors Inc | 25‐Jan‐2019 | Purchase | 11.89 | Ordinary | 311,080 |
| State Street Global Advisors Inc | 25‐Jan‐2019 | Purchase | 11.87 | Ordinary | 1,286,160 |
| State Street Global Advisors Inc | 25‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 19,465 |
| State Street Global Advisors Inc | 29‐Jan‐2019 | Purchase | 11.97 | Ordinary | 30,061 |
| State Street Global Advisors Inc | 29‐Jan‐2019 | Purchase | 11.92 | Ordinary | 307,647 |
| State Street Global Advisors Inc | 29‐Jan‐2019 | Purchase | 11.92 | Ordinary | 2,924,871 |
| State Street Global Advisors Inc | 29‐Jan‐2019 | Purchase | 11.81 | Ordinary | 210,938 |
| State Street Global Advisors Inc | 29‐Jan‐2019 | Purchase | 11.95 | Ordinary | 80,041 |
| State Street Global Advisors Limited |
28‐Sep‐2018 | Purchase | 10.36 | Ordinary | 23,299 |
| State Street Global Advisors Limited |
28‐Sep‐2018 | Purchase | 10.36 | Ordinary | 14,747 |
| State Street Global Advisors Limited |
09‐Oct‐2018 | Purchase | 10.28 | Ordinary | 36,003 |
| State Street Global Advisors Limited |
10‐Oct‐2018 | Purchase | 10.34 | Ordinary | 2,752 |
| State Street Global Advisors Limited |
11‐Oct‐2018 | Purchase | 10.08 | Ordinary | 5,089 |
| State Street Global Advisors Limited |
12‐Oct‐2018 | Purchase | 10.00 | Ordinary | 4,851 |
| State Street Global Advisors Limited |
16‐Oct‐2018 | Purchase | 9.94 | Ordinary | 11,243 |
| State Street Global Advisors Limited |
18‐Oct‐2018 | Purchase | 10.19 | Ordinary | 8,500 |
| State Street Global Advisors | 19‐Oct‐2018 | Purchase | 10.25 | Ordinary |
| Limited | 5,507 | ||||
|---|---|---|---|---|---|
| State Street Global Advisors Limited |
19‐Oct‐2018 | Purchase | 10.32 | Ordinary | 15,229 |
| State Street Global Advisors Limited |
25‐Oct‐2018 | Purchase | 10.32 | Ordinary | 2,050 |
| State Street Global Advisors Limited |
26‐Oct‐2018 | Purchase | 10.34 | Ordinary | 2,379 |
| State Street Global Advisors Limited |
02‐Nov‐2018 | Purchase | 10.16 | Ordinary | 9,569 |
| State Street Global Advisors Limited |
05‐Nov‐2018 | Purchase | 9.99 | Ordinary | 3,599 |
| State Street Global Advisors Limited |
09‐Nov‐2018 | Purchase | 10.45 | Ordinary | 4,602 |
| State Street Global Advisors Limited |
12‐Nov‐2018 | Purchase | 10.50 | Ordinary | 7,155 |
| State Street Global Advisors Limited |
12‐Nov‐2018 | In specie contribution |
n/a | Ordinary | 344,483 |
| State Street Global Advisors Limited |
13‐Nov‐2018 | Purchase | 10.52 | Ordinary | 26,779 |
| State Street Global Advisors Limited |
14‐Nov‐2018 | Purchase | 10.42 | Ordinary | 2,388 |
| State Street Global Advisors Limited |
15‐Nov‐2018 | Purchase | 10.33 | Ordinary | 5,951 |
| State Street Global Advisors Limited |
26‐Nov‐2018 | Purchase | 10.67 | Ordinary | 2,967 |
| State Street Global Advisors Limited |
28‐Nov‐2018 | Purchase | 10.73 | Ordinary | 10,957 |
| State Street Global Advisors Limited |
30‐Nov‐2018 | Purchase | 10.25 | Ordinary | 12,302 |
| State Street Global Advisors Limited |
06‐Dec‐2018 | Purchase | 10.52 | Ordinary | 5,280 |
| State Street Global Advisors Limited |
07‐Dec‐2018 | Purchase | 10.77 | Ordinary | 2,429 |
| State Street Global Advisors Limited |
07‐Dec‐2018 | Purchase | 10.96 | Ordinary | 12,629 |
| State Street Global Advisors Limited |
10‐Dec‐2018 | Purchase | 10.75 | Ordinary | 1,556 |
| State Street Global Advisors Limited |
11‐Dec‐2018 | Purchase | 10.94 | Ordinary | 2,528 |
| State Street Global Advisors Limited |
12‐Dec‐2018 | Purchase | 11.03 | Ordinary | 16,936 |
| State Street Global Advisors Limited |
13‐Dec‐2018 | Purchase | 10.84 | Ordinary | 561 |
| State Street Global Advisors Limited |
13‐Dec‐2018 | Purchase | 10.98 | Ordinary | 26,139 |
| State Street Global Advisors Limited |
14‐Dec‐2018 | Purchase | 10.93 | Ordinary | 10,272 |
| State Street Global Advisors Limited |
17‐Dec‐2018 | Purchase | 11.03 | Ordinary | 1,860 |
| State Street Global Advisors | 17‐Dec‐2018 | In specie | n/a | Ordinary |
| Limited | contribution | 335,285 | |||
|---|---|---|---|---|---|
| State Street Global Advisors Limited |
18‐Dec‐2018 | Purchase | 10.96 | Ordinary | 3,635 |
| State Street Global Advisors Limited |
18‐Dec‐2018 | Purchase | 10.89 | Ordinary | 5,949 |
| State Street Global Advisors Limited |
19‐Dec‐2018 | Purchase | 10.95 | Ordinary | 1,558 |
| State Street Global Advisors Limited |
19‐Dec‐2018 | Purchase | 10.92 | Ordinary | 3,273 |
| State Street Global Advisors Limited |
20‐Dec‐2018 | Purchase | 10.89 | Ordinary | 13,644 |
| State Street Global Advisors Limited |
21‐Dec‐2018 | Purchase | 11.03 | Ordinary | 3,722 |
| State Street Global Advisors Limited |
24‐Dec‐2018 | Purchase | 10.78 | Ordinary | 5,300 |
| State Street Global Advisors Limited |
27‐Dec‐2018 | Purchase | 10.99 | Ordinary | 3,390 |
| State Street Global Advisors Limited |
28‐Dec‐2018 | Purchase | 10.70 | Ordinary | 14,244 |
| State Street Global Advisors Limited |
31‐Dec‐2018 | Purchase | 10.97 | Ordinary | 4,036 |
| State Street Global Advisors Limited |
03‐Jan‐2019 | Purchase | 10.72 | Ordinary | 781 |
| State Street Global Advisors Limited |
03‐Jan‐2019 | Purchase | 10.76 | Ordinary | 8,141 |
| State Street Global Advisors Limited |
04‐Jan‐2019 | Purchase | 10.68 | Ordinary | 3,085 |
| State Street Global Advisors Limited |
04‐Jan‐2019 | Purchase | 10.78 | Ordinary | 4,999 |
| State Street Global Advisors Limited |
07‐Jan‐2019 | Purchase | 10.75 | Ordinary | 12,051 |
| State Street Global Advisors Limited |
08‐Jan‐2019 | Purchase | 10.76 | Ordinary | 8,730 |
| State Street Global Advisors Limited |
10‐Jan‐2019 | Purchase | 11.15 | Ordinary | 9,658 |
| State Street Global Advisors Limited |
10‐Jan‐2019 | Purchase | 11.11 | Ordinary | 5,306 |
| State Street Global Advisors Limited |
11‐Jan‐2019 | Purchase | 11.37 | Ordinary | 10,039 |
| State Street Global Advisors Limited |
16‐Jan‐2019 | Purchase | 11.49 | Ordinary | 117,449 |
| State Street Global Advisors Limited |
17‐Jan‐2019 | Purchase | 11.67 | Ordinary | 2,678 |
| State Street Global Advisors Limited |
17‐Jan‐2019 | Purchase | 11.58 | Ordinary | 26,601 |
| State Street Global Advisors Limited |
18‐Jan‐2019 | Purchase | 11.62 | Ordinary | 2,338 |
| State Street Global Advisors Limited |
21‐Jan‐2019 | Purchase | 11.70 | Ordinary | 7,016 |
| State Street Global Advisors | 23‐Jan‐2019 | Purchase | 11.74 | Ordinary |
| Limited | 591 | ||||
|---|---|---|---|---|---|
| State Street Global Advisors Limited |
23‐Jan‐2019 | Purchase | 11.77 | Ordinary | 9,468 |
| State Street Global Advisors Limited |
24‐Jan‐2019 | Purchase | 11.81 | Ordinary | 3,299 |
| State Street Global Advisors Limited |
29‐Jan‐2019 | Purchase | 11.92 | Ordinary | 4,172 |
| State Street Global Advisors Asia Limited |
30‐Nov‐2018 | Purchase | 10.25 | Ordinary | 20,483 |
| State Street Global Advisors Asia Limited |
30‐Nov‐2018 | Purchase | 10.47 | Ordinary | 7,838 |
| State Street Global Advisors Asia Limited |
30‐Nov‐2018 | Purchase | 10.47 | Ordinary | 17,023 |
| State Street Global Advisors Asia Limited |
30‐Nov‐2018 | Purchase | 10.47 | Ordinary | 5,861 |
| State Street Global Advisors Asia Limited |
18‐Dec‐2018 | Purchase | 10.92 | Ordinary | 161,463 |
| State Street Global Advisors Asia Limited |
20‐Dec‐2018 | Purchase | 11.10 | Ordinary | 1,427 |
| State Street Global Advisors Asia Limited |
14‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 14,842 |
| State Street Global Advisors Asia Limited |
15‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 5,105 |
| State Street Global Advisors Asia Limited |
15‐Jan‐2019 | In specie contribution |
n/a | Ordinary | 25,052 |
| State Street Global Advisors Asia Limited |
16‐Jan‐2019 | Purchase | 11.46 | Ordinary | 12,043 |
| State Street Global Advisors Asia Limited |
17‐Jan‐2019 | Purchase | 11.57 | Ordinary | 12,044 |
| This is Annexure C referred to in Form 603 Notice of initial substantial holder _________ 31 January 2019 Frank Newman Authorised Signatory 7. Addresses |
Annexure C |
|---|---|
| Name | Address |
| State Street Global Advisors (Japan) Co., Ltd | Toranomon Hills Mori Tower, 1‐23‐1 Toranomon, Minato‐ku, Tokyo, 105‐6325 Japan |
| State Street Global Advisors Australia Limited | Level 17, 420 George Street Sydney, NSW 2000, Australia |
| State Street Global Advisors Inc | One Iron Street Boston,MA 02210,USA |
| State Street Global Advisors Limited | 20 Churchill Place, London E14 5HJ, UK |
| State Street Global Advisors Asia Limited | 68th Floor, Two International Finance Centre, 8 Finance Street, Central, Hong Kong, China. |
| State Street Bank and Trust Company | Level 14, 420 George Street Sydney, NSW 2000 Australia |
Form 603 Annexure D
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities ‐ State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has on‐lent the securities and retains relevant interest as per Part B of this Annexure.)
| Form 603 Annexure D | |
|---|---|
| State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC. |
|
| Part A: For relevant interests arising out of lending securities ‐ State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has on‐lent the securities and retains relevant interest as per Part B of this Annexure.) |
|
| Type of agreement | Global Master Securities Lending Agreement/Master Securities Loan Agreement/Securities Loan Agreement |
| Parties to agreement | (1) State Street Bank and Trust Company (2) The entity referred to in the relevant part of Annexure B to this notice |
| Can the parties exercise voting rights attaching to the securities? |
(1) Yes (if the borrower is the registered holder. However the securities are on‐lent by the borrower as per Part B of this Annexure) (2) No, not during term of securities loan |
| If yes, in what circumstances | (1) Only if the borrower is the registered holder. However the securities are on‐lent by the borrower as per Part B of this Annexure (2) n/a |
| Transfer date | The dates on which the securities were delivered to State Street Bank and Trust Company as borrower are set out in Annexure B to this notice |
| Scheduled return date | No scheduled return date |
| Does the borrower have the right to return the securities early? |
No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice |
| If yes, in what circumstances | Borrower can return securities or equivalent securities at any time subject to giving notice |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? |
No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice |
| If yes, in what circumstances | Lender can require return of securities or equivalent securities at any time subject to givingnotice |
| Are there any circumstances in which the borrower is not required to return securities or equivalent securities on settlement? |
No |
| If yes, detail any exceptions | n/a |
Part B: For relevant interests arising out of lending securities ‐ State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities or equivalent securities.
| Part B: For relevant interests arising out of lending securities ‐ State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities or equivalent securities. |
Part B: For relevant interests arising out of lending securities ‐ State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities or equivalent securities. |
|---|---|
| Type of agreement | Global Master Securities Lending Agreement/Master Securities Loan Agreement |
| Parties to agreement | (1) State Street Bank and Trust Company (2) The entity referred to in the relevant part of Annexure B to this notice |
| Can the parties exercise voting rights attaching to the securities? |
(1) Yes, but only if the lender recalls the loan and exercises its right to become the registered holder (2) Yes (while registered holder) |
| If yes, in what circumstances | (1) Only if the lender recalls the loan and exercises its right to become the registered holder (2) Borrower may exercise voting rights (while registered holder) |
| Transfer date | The dates on which the securities were delivered to the borrower are set out in Annexure B to this notice |
| Scheduled return date | No scheduled return date |
| Does the borrower have the right to return the securities early? |
No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice |
| If yes, in what circumstances | Borrower can return securities or equivalent securities at any time subject to giving notice |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? |
No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice |
| If yes, in what circumstances | Lender can require return of securities or equivalent securities at any time subject to givingnotice |
| Are there any circumstances in which the borrower is not required to return securities or equivalent securities on settlement? |
No |
| If yes, detail any exceptions | n/a |
| Part C: For relevant interests arising out of lending securities ‐ State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“pledge”) over the securities as collateral to secure a securities loan. (See Part B of this Annexure for securities loan details.) |
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| Type of agreement | Global Master Securities Lending Agreement Security Agreement: the pro forma security agreement governing the pledge is attached to this notice |
| Parties to agreement | (1) State Street Bank and Trust Company (2) The entity referred to in the relevant part of Annexure B to this notice |
| Can the parties exercise voting rights attaching to the securities? |
(1) Yes, but only if the borrower defaults and pledge is enforced (2) Yes |
|---|---|
| If yes, in what circumstances | (1) Only if the borrower defaults and pledge is enforced (2) In accordance with ordinary rights as registered holder, either directly or through nominee holder |
| Pledge date | The dates on which the securities were pledged, as indicated in Annexure B to this notice |
| Scheduled release date | No scheduled release date. Securities are released from pledge on termination of related securities loan |
| Does the borrower have the right to have the securities released early? |
No scheduled release date. Securities are released from pledge on termination of related securities loan or the provision of alternative collateral |
| If yes, in what circumstances | At any time subject to returning the borrowed securities or equivalent securities or providing alternative collateral |
| Are there any circumstances in which the lender is not required to release the pledged securities on settlement? |
No, assuming the borrower returns the borrowed securities or equivalent securities |
| If yes, detail any exceptions | n/a (lender must release pledged securities if the borrower returns the borrowed securities or equivalent securities) |