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GOLDWIND SCIENCE&TECHNOLOGY CO., LTD. Share Issue/Capital Change 2017

Sep 4, 2017

50446_rns_2017-09-04_1c48b835-9fde-4135-b27c-7d0c7eb444da.pdf

Share Issue/Capital Change

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For Main Board and GEM listed issuers

==> picture [139 x 67] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/08/2017

To: Hong Kong Exchanges and Clearing Limited

Name of Issuer Xinjiang Goldwind Science & Technology Co., Ltd. Date Submitted 04/09/2017

I. Movements in Authorised Share Capital

  1. Ordinary Shares
1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
02208
Description :
H Shares
No. of ordinary
shares
Balance at close of preceding month
500,046,800

Increase/(decrease)
150,014,040
Balance at close of the month
650,060,840
 H Shares Authorised share
capital
(State currency)
RMB 500,046,800
RMB 150,014,040
RMB 650,060,840
Par value
(State
currency)
RMB1
RMB1
(2) Stock code :
002202
(Shenzhen
Stock
Exchange)
Description :
AShares
No. of ordinary
shares
Balance at close of preceding month
2,235,494,200

Increase/(decrease)
670,648,260
Balance at close of the month
2,906,142,460
 AShares Authorised share
capital
(State currency)
RMB2,235,494,200
RMB670,648,260
RMB2,906,142,460
Par value
(State
currency)
RMB1
RMB1

For Main Board and GEM listed issuers

2. Preference Shares

For Main Board and GEM
2.Preference Shares		 For Main Board and GEM
2.Preference Shares		 For Main Board and GEM
2.Preference Shares		 For Main Board and GEM
2.Preference Shares		 For Main Board and GEM
2.Preference Shares
Stock code :
N/A
Description :
N/A
No. of preference
shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 N/A Authorised share
capital
(State currency)
Par value
(State
currency)
3. OtherClasses ofShares
Stock code :
N/A
Description :
N/A
No. of other
classes of shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 N/A Authorised share
capital
(State currency)
Par value
(State
currency)

Total authorised share capital at the end of the month (State RMB3,556,203,300 currency) :

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month		 No. of ordinary shares
(1)
(2)		 No. of ordinary shares
(1)
(2)		 No of preference
shares
No. of other classes
of shares		 No of preference
shares
No. of other classes
of shares
500,046,800
150,014,040
650,060,840		 2,235,494,200

670,648,260
2,906,142,460		 N/A
N/A
N/A		 N/A
N/A
N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable
Movement duringthe month Movement duringthe month Movement duringthe month Movement duringthe month No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
Granted Exercised Cancelled Lapsed
1.N/A
(/ /)
shares
(Note 1)
2. N/A
(/ /)
shares
(Note 1)
3. N/A
(/ /)
shares
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise of
options (State currency)
N/A		 1.N/A
N/A

N/A

N/A
(/ /)
shares
(Note 1)
2. N/A
(/ /)
shares
(Note 1)
3. N/A
(/ /)
shares

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month		 Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month		 Nominal value
at close of the
month		 Nominal value
at close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month



1. N/A











N/A
N/A
N/A

( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2.N/A

(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.N/A

(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.N/A

(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ / )

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding		 Amount at close
of preceding
month
Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month



1. N/A















N/A
N/A
N/A


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2. N/A


(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A


(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A


(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ /)

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


thanunderShare OptionSchemes)
thanunderShare OptionSchemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
1.
2.
3.		 N/A N/A
N/A
N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
Total D.(Ordinaryshares)
(Preference shares)
(Other class)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers
Type of Issue No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month
1. Rights issue
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
2. Open offer
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
3. Placing
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
4. Bonus issue Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
(H Shares)
Issue and allotment
date : (dd/mm/yyyy)
(A Shares)
EGM approval date:
(dd/mm/yyyy)
_Ordinary
Shares
(24 /08/2017)
(24 /08/2017)
(28 /06/2017)		 150,014,040
670,648,260		 N/A
For Main Board and GEM listed issuers For Main Board and GEM listed issuers
No. of new shares No. of new
of issuer issued shares of
during the month issuer
pursuant thereto which may
be issued
pursuant
thereto as
at close of
Type of Issue the month
5. Scrip dividend
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
8. Consideration issue At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
_
( / / )		 N/A N/A
For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers
Type of Issue No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / / )
9. Capital
reorganisation		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
10. Other
(Please specify)
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
N/A
Total E. (Ordinary H Shares)150,014,040
(Ordinary A Shares) 670,648,260
(Preference shares) N/A
(Other class) N/A		 N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1) H Shares 150,014,040
(2) A Shares 670,648,260
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)

For Main Board and GEM listed issuers

Remarks (if any):

Submitted by: __Ma Jinru____ Title: Vice President, Secretary of the Board of Directors and Company Secretary_ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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