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Goldpac Group Limited — Capital/Financing Update 2013
Nov 21, 2013
50805_rns_2013-11-21_3e5b3a40-687d-466d-a3b0-77a5ee5c4d2e.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接存入中央 結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系 統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defi ned in the prospectus of Goldpac Group Limited (the “Company”) dated Friday, 22 November 2013 (the “Prospectus”). 本申請表格使用金邦達寶嘉控股有限公司(「本公司」)於二零一三年十一月二十二日(星期五)刊發的招股章 程(「招股章程」)所界定的相同詞語。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the US Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售 或游說要約購買任何香港公開發售股份。若無根據美國證券法登記或豁免登記,香港公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、 派發或複製本申請表格及招股章程的司法權區內,概不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specifi ed in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處 處長及備查文件」一節所述其他文件副本已送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公 司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此 等文件的內容概不負責。 Goldpac Group Limited 金邦達寶嘉控股有限公司 (Incorporated in Hong Kong with limited liability) (於香港註冊成立的有限公司) Stock code : 3315 股份代號 : 3315 Maximum Offer Price : HK$5.67 per Hong Kong Public Offer Share (payable in full on application in Hong Kong dollars, plus brokerage of 1%, a SFC transaction levy of 0.003% and a Hong Kong Stock Exchange trading fee of 0.005%, and subject to refund) 最高發售價 : 每股香港公開發售股份5.67港元(須於申請時以 港元繳足,另加1%經紀佣金、0.003%證監會交易 徵費及0.005%香港聯交所交易費,多繳款項將予退 還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the , 一 。 application procedures. 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Goldpac Group Limited 致: 金邦達寶嘉控股有限公司 Sole Global Coordinator 獨家全球協調人 The Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件以 procedures in this Application Form and the Prospectus. 及申請程序。請參閱本申請表格「填交本申請表格的效 Please refer to the “Effect of completing and submitting 用」一節。 this Application Form” section of this Application Form.
Warning: Only one application may be made for the benef t of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告 : 任何人士只限作出一次為其利益而進行的認購申 請 。請參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接存入中央 結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系 統參與者股份戶口,請使用本表格 Signed by (all) applicant(s) (all joint For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 applicants must sign): Staple your 由(所有)申請人簽署(所有聯名申請 Broker No. 經紀號碼 Broker’s Chop 經紀印章 payment here 人必須簽署): 請將股款 緊釘在此 Date: 日期: / / D 日 M 月 Y 年 Cheque/banker’s cashier order number 支票╱銀行本票號碼 Number of Hong Kong Public Offer Shares applied for (not more than 10,000,000 shares) 申請香港公開發售股份數目(不超過10,000,000股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) Total amount 總額 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號 碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong 所有其他聯名申請人的英文姓名╱名稱(如有) Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號 1) 碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of fi rst-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefi t if THIS BOX MUST BE DULY COMPLETED you do not complete this section. Please provide an account number or 必須填妥此欄 identifi cation code for each (joint) benefi cial owner. 由代名人遞交: Participant I.D. of the CCASS Investor Participant or designated 代名人若不填寫本節,是項認購申請將視作為 閣下本身利益提 CCASS Participant 中央結算系統投資者戶口持有人或指定中 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 央結算系統參與者的參與者編號 ADDRESS LABEL 地址標貼(Your name(s) and address in Hong For designated CCASS Participant or Corporate CCASS Investor Kong in BLOCK letters 請用正楷填寫 姓名╱名稱 及香港 地址 ) Participant, please also affi x the company chop bearing its company name 指 定中央結算系統參與者或中央結算系統公司投資者戶口持有人, 請加蓋顯示公司名稱的公司印鑑 For Internal use 此欄供內部使用 “How to make your application”(請) ”(請)
you do not complete this section. Please provide an account number or identifi cation code for each (joint) benefi cial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下本身利益提 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。
(See paragraph 2 in the section “How to make your application”(請) 參閱「申請手續」一 節第2 段)
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接存入中央 結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系 統參與者股份戶口,請使用本表格
- (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your ” application . 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號 碼(如屬個別人士)或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口 持有人以外的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香 港身份證號碼或護照號碼(持有香港身份證者,請填寫香港身份證號碼,否則請填寫護照 號碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/Passport number of you or, for joint applicants, the fi rst-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verifi cation of your Hong Kong Identity Card number/Passport number before you can cash your refund cheque. 退款支票(如有) 上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的 一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實和退款。 銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefi t. 倘若申請人是一家非上市公司,而: ‧ 該公司主要從事證券買賣業務;及 ‧ 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, Passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適 用)護照號碼,或(如屬法人團體)其香港商業登記號碼。
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
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1. Use the table below to calculate how much you must pay. Your application must be for a minimum of
1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table below, or your
application will be rejected.
Goldpac Group Limited (Stock Code 3315)
(HK$5.67 per Public Offer Share)
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Amount payable No. of Amount payable No. of Amount payable No. of Amount payable
Hong Kong on application Hong Kong on application Hong Kong on application Hong Kong on application
Public Offer HK$ Public Offer HK$ Public Offer HK$ Public Offer HK$
Shares Shares Shares Shares
applied for applied for applied for applied for
1,000 5,727.15 20,000 114,543.07 300,000 1,718,146.08 4,000,000 22,908,614.40
2,000 11,454.31 30,000 171,814.61 400,000 2,290,861.44 5,000,000 28,635,768.00
3,000 17,181.46 40,000 229,086.14 500,000 2,863,576.80 6,000,000 34,362,921.60
4,000 22,908.61 50,000 286,357.69 600,000 3,436,292.16 7,000,000 40,090,075.20
5,000 28,635.77 60,000 343,629.22 700,000 4,009,007.52 8,000,000 45,817,228.80
6,000 34,362.92 70,000 400,900.76 800,000 4,581,722.88 9,000,000 51,544,382.40
7,000 40,090.07 80,000 458,172.29 900,000 5,154,438.24 10,000,000 57,271,536.00
8,000 45,817.23 90,000 515,443.83 1,000,000 5,727,153.60
10,000,000 is the maximum
9,000 51,544.38 100,000 572,715.36 2,000,000 11,454,307.20
number of Hong Kong Offer
10,000 57,271.54 200,000 1,145,430.72 3,000,000 17,181,460.80
Shares that may apply for.
2. You, as the applicant(s), must complete the form in English as indicated below and sign on the fi rst page
of the Application Form. Only written signatures will be accepted (and not by way of personal chop).
If you are applying through a designated CCASS Participant (other than a CCASS investor participant):
• the designated CCASS Participant must endorse the form with its company chop (bearing its
company name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
• the form must contain your NAME and Hong Kong Identity Card number; and
• your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
• the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number
of all joint investor participants;
• your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
• the form must contain your company NAME and Hong Kong Business Registration number;
• your participant I.D. and your company chop (bearing your company name) must be inserted in the
appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop
bearing its company name or other similar matters may render your application invalid.
3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public
Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order.
Your application will be rejected if your cheque or banker’s cashier order does not meet all the following
requirements:
樣板
Sample
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Bank of China (Hong Kong) Nominees Limited — Goldpac Public Offer ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certifi ed on the back by a • show your account name, which must either be person authorised by the bank. The name on the pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond with your back by a person authorised by the bank. This name. If it is a joint application, the name on the account name must correspond with your name. back of the banker’s cashier order must be the If it is a joint application, the account name must same as the fi rst-named applicant’s name. be the same as the fi rst-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited District Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road, Central, Hong Kong Wan Chai (Wu Chung House) Branch 213 Queen’s Road East, Wan Chai, Hong Kong Aberdeen Branch 25 Wu Pak Street, Aberdeen, Hong Kong Shek Tong Tsui Branch 534 Queen’s Road West, Shek Tong Tsui, Hong Kong Kowloon Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui, Kowloon Prince Edward Branch 774 Nathan Road, Prince Edward, Kowloon Kwun Tong Branch 20-24 Yue Man Square, Kwun Tong, Kowloon To Kwa Wan Branch 80N To Kwa Wan Road, To Kwa Wan, Kowloon New Territories Kau Yuk Road Branch 18-24 Kau Yuk Road, Yuen Long, New Territories Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan, New Territories 5. Your Application Form can be lodged at these times: Friday, 22 November 2013 — 9:00 a.m. to 5:00 p.m. Saturday, 23 November 2013 — 9:00 a.m. to 1:00 p.m. Monday, 25 November 2013 — 9:00 a.m. to 5:00 p.m. Tuesday, 26 November 2013 — 9:00 a.m. to 5:00 p.m. Wednesday, 27 November 2013 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, 27 November 2013. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for the Hong Kong Public Offer Shares — 10. Effect of bad weather on the opening of the application lists” of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接 存入中央結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下 指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股 份,並為下表所列的其中一個數目,否則不受理。 金邦達寶嘉控股有限公司(股份代號3315) (每股公開發售股份5.67港元) 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 股份數目 港元 股份數目 港元 股份數目 港元 股份數目 港元 1,000 5,727.15 20,000 114,543.07 300,000 1,718,146.08 4,000,000 22,908,614.40 2,000 11,454.31 30,000 171,814.61 400,000 2,290,861.44 5,000,000 28,635,768.00 3,000 17,181.46 40,000 229,086.14 500,000 2,863,576.80 6,000,000 34,362,921.60 4,000 22,908.61 50,000 286,357.69 600,000 3,436,292.16 7,000,000 40,090,075.20 5,000 28,635.77 60,000 343,629.22 700,000 4,009,007.52 8,000,000 45,817,228.80 6,000 34,362.92 70,000 400,900.76 800,000 4,581,722.88 9,000,000 51,544,382.40 7,000 40,090.07 80,000 458,172.29 900,000 5,154,438.24 10,000,000 57,271,536.00 8,000 45,817.23 90,000 515,443.83 1,000,000 5,727,153.60 9,000 51,544.38 100,000 572,715.36 2,000,000 11,454,307.20 **** 10,000,000股為可申請認購的香 10,000 57,271.54 200,000 1,145,430.72 3,000,000 17,181,460.80 港公開發售股份最高數目。 2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格首頁簽署,只接納親筆 簽名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內 填寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有 閣下的姓名和香港身份證號碼。 ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;及 ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以中央結算系統公司投資者戶口持有人名義提出申請: ‧ 表格須載有 閣下的公司名稱和香港商業登記號碼; ‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)如有不確或遺 漏或其他類似事項,均可能導致申請無效。 3. 閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或 一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲 接納:
如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接 存入中央結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下 指定的中央結算系統參與者股份戶口,請使用本表格
支票必須 : 銀行本票必須 : ‧ 為港元支票; ‧ 不得為期票; ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司 一 金邦達公開發售 」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ 從 閣下在香港的港元銀行賬戶中開出;及 ‧ 須由香港持牌銀行開出,並由有關銀行授 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人士 姓名╱名稱。銀行本票所示姓名╱名稱須 在支票背書。賬戶名稱必須與 閣下姓名╱ 與 閣下姓名╱名稱相同。如屬聯名申請, 名稱相同。如屬聯名申請,賬戶名稱必須與 銀行本票背面所示姓名╱名稱必須與排名首 排名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列 任何一家分行特設的收集箱: 中國銀行(香港)有限公司 地區 分行名稱 地址 港島 中銀大廈分行 香港中環花園道1號3樓 灣仔胡忠大廈分行 香港灣仔皇后大道東213號 香港仔分行 香港香港仔湖北街25號 石塘咀分行 香港石塘咀皇后大道西534號 九龍 堪富利士道分行 九龍尖沙咀堪富利士道4–4A 太子分行 九龍太子彌敦道774號 觀塘分行 九龍觀塘裕民坊20–24號 土瓜灣分行 九龍土瓜灣土瓜灣道80號N 新界 教育路分行 新界元朗教育路18–24號 荃新天地分行 新界荃灣楊屋道1號荃新天地地下65號舖 5. 閣下可於下列時間遞交申請表格: — 二零一三年十一月二十二日(星期五) 上午九時正至下午五時正 — 二零一三年十一月二十三日(星期六) 上午九時正至下午一時正 — 二零一三年十一月二十五日(星期一) 上午九時正至下午五時正 — 二零一三年十一月二十六日(星期二) 上午九時正至下午五時正 — 二零一三年十一月二十七日(星期三) 上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一三年十一月二十七日(星期三)中午十二時正。本公司將於當 日上午十一時四十五分至中午十二時正期間開始辦理申請登記,惟須視乎當日的天氣情況而 — 定,詳見招股章程「如何申請香港公開發售股份 10. 惡劣天氣對開始辦理申請登記的影響」 一節。
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列 任何一家分行特設的收集箱:
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Goldpac Group Limited 金邦達寶嘉控股有限公司 (Incorporated in Hong Kong with limited liability) GLOBAL OFFERING Conditions of your application any other information or representations except those in any A. Who can apply supplement to the Prospectus; 1. You and any person(s) for whose benefi t you are applying must • confi rm that you are aware of the restrictions on the Global be 18 years of age or older and must have a Hong Kong address. Offering in the Prospectus; 2. If you are a fi rm, the application must be in the individual • agree that none of the Company, the Sole Global Coordinator, the members’ names. Joint Sponsors, the Underwriters, their respective directors, offi cers, 3. The number of joint applicants may not exceed 4. employees, partners, agents, advisers and any other parties involved 4. If you are a body corporate, the application must be signed in the Global Offering is or will be liable for any information and by a duly authorised offi cer, who must state his representative representations not in the Prospectus (and any supplement to it); capacity, and stamped with your corporation’s chop. • undertake and confi rm that you or the person(s) for whose benefi t 5. You must be outside the United States, not be a United States you have made the application have not applied for or taken up, Person (as defi ned in Regulation S under the US Securities Act) or indicated an interest for, and will not apply for or take up, or and not be a legal or natural person of the PRC. indicate an interest for, any Offer Shares under the International 6. Unless permitted by the Listing Rules, you cannot apply for any Offering nor participated in the International Offering; Hong Kong Public Offer Shares if you are: • agree to disclose to the Company, the Hong Kong Share • an existing benefi cial owner of shares in the Company and/or Registrar, receiving bank, the Sole Global Coordinator, the Joint any of its subsidiaries; Sponsors, the Underwriters and/or their respective advisers and • a Director or chief executive offi cer of the Company and/or agents any personal data which they may require about you and any of its subsidiaries; the person(s) for whose benefi t you have made the application; • a connected person of the Company or will become a • if the laws of any place outside Hong Kong apply to your connected person of the Company immediately upon application, agree and warrant that you have complied with completion of the Global Offering; all such laws and none of the Company, the Sole Global • an associate of any of the above; or Coordinator, the Joint Sponsors, and the Underwriters nor any • have been allocated or have applied for or indicated an of their respective offi cers or advisers will breach any law interest in any Offer Shares under the International Offering. outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations B. If you are a nominee under the terms and conditions contained in the Prospectus and You, as a nominee, may make more than one application for the this Application Form; Hong Kong Public Offer Shares by: (i) giving electronic instructions • agree that once your application has been accepted, you may not to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or rescind it because of an innocent misrepresentation; YELLOW Application Form, and lodge more than one application in • agree that your application will be governed by the laws of Hong Kong; your own name on behalf of different benefi cial owners. • represent, warrant and undertake that (i) you understand that C. Effect of completing and submitting this Application Form the Hong Kong Public Offer Shares have not been and will not By completing and submitting this Application Form, you (and if you be registered under the US Securities Act; and (ii) you and any are joint applicants, each of you jointly and severally) for yourself or person for whose benefi t you are applying for the Hong Kong as an agent or a nominee on behalf of each person for whom you act: Public Offer Shares are outside the United States (as defi ned in • undertake to execute all relevant documents and instruct and Regulation S) or are a person described in paragraph (h)(3) of authorise the Company and/or the Sole Global Coordinator (or Rule 902 of Regulation S; their agents or nominees), as agents of the Company, to execute • warrant that the information you have provided is true and accurate; any documents for you and to do on your behalf all things • agree to accept the Hong Kong Public Offer Shares applied for, necessary to register any Hong Kong Public Offer Shares allocated or any lesser number allocated to you under the application; to you in the name of HKSCC Nominees as required by the • authorise the Company to place the name of the HKSCC Articles of Association; Nominees on the Company’s register of members as the holder(s) • agree to comply with the Companies Ordinance and the Articles of any Hong Kong Public Offer Shares allocated to you, and the of Association;
B. If you are a nominee
You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different benefi cial owners.
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authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certifi cate(s) into CCASS and/or to send any refund cheque(s) to you or the fi rstnamed applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
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confi rm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confi rm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on
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agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
to your investor participant stock account or the stock account of The Company expects to announce the fi xed offer price, the your designated CCASS participant; indication of the level of interest in the International Offering, the • agree that each of HKSCC and HKSCC Nominees reserves the level of applications under the Hong Kong Public Offering and the right (1) not to accept any or part of such allotted shares issued basis of allocation of the Hong Kong Public Offering on Tuesday, in the name of HKSCC Nominees or not to accept such allotted 3 December 2013 in the South China Morning Post (in English) shares for deposit into CCASS; (2) to cause such allotted shares and the Hong Kong Economic Times (in Chinese), the website of to be withdrawn from CCASS and issued in your name at your the Stock Exchange at www.hkexnews.hk and the website of the own risk and costs; and (3) to cause such allotted shares to be Company at www.goldpac.com . Results of allocations in Hong issued in your name (or, if you are a joint applicant, to the fi rstKong Public Offer, and the Hong Kong Identity Card/Passport/Hong named applicant) and in such a case, to post the certifi cates for Kong Business Registration numbers of successful applicants (where such allotted shares at your own risk to the address on your applicable) will be available on the above websites. application form by ordinary post or to make available the same If your application for Hong Kong Public Offer Shares is for your collection; • agree that each of HKSCC and HKSCC Nominees may adjust the successful (in whole or in part) number of allotted shares issued in the name of HKSCC Nominees; If your application is wholly or partially successful, your Share • agree that neither HKSCC nor HKSCC Nominees shall have any certifi cate(s) (subject to their becoming valid certifi cates of liability for the information and representations not so contained title provided that the Hong Kong Public Offering has become in the Prospectus and this application form; unconditional and not having been terminated at 8:00 a.m. on • agree that neither HKSCC nor HKSCC Nominees shall be liable Wednesday, 4 December 2013) will be issued in the name of HKSCC to you in any way; Nominees and deposited directly into CCASS for credit to your • declare and represent that this is the only application made and CCASS Investor Participant stock account or the stock account of the only application intended by me/us to be made to benefi t your designated CCASS Participant as instructed by you in your me/us or the person for whose benefi t I am/we are applying; Application Form on Tuesday, 3 December 2013 or, in the event of a • understand that the Company and the Sole Global Coordinator contingency, on any other date as shall be determined by HKSCC or will rely on your declarations and representations in deciding HKSCC Nominees. whether or not to make any allotment of any of the Hong Kong • If you are applying through a designated CCASS Participant Public Offer Shares to you and that you may be prosecuted for (other than a CCASS Investor Participant): For Hong Kong Public making a false declaration; Offer Shares credited to the stock account of your designated • (if the application is made for your own benefi t) warrant that no CCASS Participant (other than a CCASS Investor Participant), other application has been or will be made for your benefi t on a you can check the number of Hong Kong Public Offer Shares WHITE or YELLOW Application Form or by giving electronic allotted to you with that CCASS Participant. application instructions to HKSCC or through the HK eIPO • If you are applying as a CCASS Investor Participant: The White Form Service by you or by any one as your agent or by Company expects to publish the results of CCASS Investor any other person; and Participants’ applications together with the results of the Hong • (if you are making the application as an agent for the benefi t of Kong Public Offering in the South China Morning Post (in another person) warrant that (i) no other application has been or English) and the Hong Kong Economic Times (in Chinese) on will be made by you as agent for or for the benefi t of that person Tuesday, 3 December 2013. You should check the announcement or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Tuesday, 3 December 2013 or electronic application instructions to HKSCC; and (ii) you have due authority to sign the Application Form or give electronic such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Hong Kong Public application instructions on behalf of that other person as their Offer Shares to your stock account, you can check your new agent. account balance via the CCASS Phone System and CCASS D. Power of attorney Internet System (under the procedures contained in HKSCC’s If your application is made through an authorised attorney, the “An Operating Guide for Investor Participants” in effect from Company and the Sole Global Coordinator may accept or reject your time to time). HKSCC will also make available to you an activity application at their discretion, and on any conditions they think fi t, statement showing the number of Hong Kong Public Offer Shares including evidence of the attorney’s authority. credited to your stock account. No receipt will be issued for application money paid. The Company Determination of Offer Price and Allocation of Hong Kong will not issue temporary documents of title. Public Offer Shares Refund of your money The Offer Price is expected to be fi xed on or around Thursday, 28 If you do not receive any Hong Kong Public Offer Shares or if your November 2013. Applicants are required to pay the maximum Offer Price of HK$5.67 for each Hong Kong Offer Share together with 1% application is accepted only in part, the Company will refund to you brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange your application monies (including the related 1% brokerage, 0.003% trading fee. If the Offer Price is not agreed between the Company, SFC transaction levy and 0.005% Stock Exchange trading fee) and the Sole Global Coordinator (for itself and on behalf of the without interest. If the offer price is less than the maximum Offer Underwriters) on or before Monday, 2 December 2013, the Global Price, the Company will refund to you the surplus application monies Offering will not proceed. (including the related 1% brokerage, 0.003% SFC transaction levy
If you do not receive any Hong Kong Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the section headed “How to Apply for the Hong Kong Public Offer Shares — 14. Despatch/collection of Share certifi cate and refund monies” of the Prospectus.
Applications for Hong Kong Public Offer Shares will not be processed and no allotment of any Hong Kong Public Offer Shares will be made until the application lists close.
如閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接存 入中央結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指 定的中央結算系統參與者股份戶口,請使用本表格 Goldpac Group Limited 金邦達寶嘉控股有限公司 (於香港註冊成立的有限公司) 全球發售 申請條件 招股章程任何補充文件所載者外,不會依賴任 何其他資料或陳述; 甲、可提出申請的人士 ‧ 確認 閣下知悉招股章程內有關全球發售的限 1. 閣下及 閣下為其利益提出申請的人士必須年 制; 滿18歲並有香港地址。 ‧ 同意本公司、獨家全球協調人、聯席保薦人、 2. 如 閣下為商號,申請須以個別成員名義提 包銷商、彼等各自的董事、高級職員、僱員、 出。 合夥人、代理、顧問及參與全球發售的任何其 3. 聯名申請人不得超過四名。 他人士現時及日後均毋須對並非載於招股章程 4. 如 閣下為法人團體,申請須經獲正式授權人 (及其任何補充文件)的任何資料及陳述負責; 員簽署,並註明其所屬代表身份及蓋上公司印 ‧ 承諾及確認 閣下或 閣下為其利益提出申請 鑑。 的人士並無申請或接納或表示有意認購(亦不 5. 閣下必須身處美國境外,並非美籍人士(定義 會申請或接納或表示有意認購)國際發售的任 見美國證券法S規例),亦非中國法人或自然 何發售股份,也沒有參與國際發售; 人。 ‧ 同意在本公司、香港股份登記處、收款銀行、 6. 除上市規則批准外,下列人士概不得申請認購 獨家全球協調人、聯席保薦人、包銷商及╱或 任何香港公開發售股份: 彼等各自的顧問及代理提出要求時,向彼等披 ‧ 本公司及╱或其任何子公司股份的現有實 露其所要求提供有關 閣下及 閣下為其利益 益擁有人; 提出申請的人士的個人資料; ‧ 董事或本公司及╱或其子公司的首席執行 ‧ 若如香港境外任何地方的法例適用於 閣下的 官; 申請,則同意及保證 閣下已遵守所有有關法 ‧ 本公司關連人士或緊隨全球發售完成後成 例,且本公司、獨家全球協調人、聯席保薦人 為本公司關連人士的人士; 及包銷商和彼等各自任何高級職員或顧問概不 ‧ 上述任何人士的聯繫人;或 會因接納 閣下的購買要約,或 閣下在招股 ‧ 已獲分配或已申請或表示有意申請國際發 章程及本申請表格所載的條款及條件項下的權 售的任何發售股份。 利及責任所引致的任何行動,而違反香港境外 乙、如 閣下為代名人 的任何法例; ‧ 閣下作為代名人可提出超過一次香港公開發售股 同意 閣下的申請一經接納,即不得因無意的 份申請,方法是:(i)透過中央結算及交收系統(「中 失實陳述而撤銷; ‧ 央結算系統」)向香港結算發出電子指示(如 閣下 同意 閣下的申請受香港法例規管; ‧ 為中央結算系統參與者);或(ii)使用 白色 或 黃色 申 聲明、保證及承諾:(i) 閣下明白香港公開發 請表格以自身名義代表不同的實益擁有人提交超 售股份不曾亦不會根據美國證券法登記;及 過一份申請。 (ii) 閣下及 閣下為其利益申請香港公開發售 股份的人士均身處美國境外(定義見S規例), 丙、填交本申請表格的效用 又或屬S規例第902條第(h)(3)段所述的人士; 閣下填妥並遞交本申請表格,即表示 閣下(如屬 ‧ 保證 閣下提供的資料真實及準確; 聯名申請人,即各人共同及個別)代表 閣下本 ‧ 同意接納所申請數目或根據申請分配予 閣下 身,或作為 閣下代其行事的每位人士的代理或 但數目較少的香港公開發售股份; 代名人: ‧ ‧ 授權本公司將香港結算代理人的名稱列入本公 承諾簽立所有相關文件,並指示及授權本公司 司股東名冊,作為 閣下獲分配的任何香港公 及╱或作為本公司代理的獨家全球協調人(或 開發售股份的持有人,並授權本公司及╱或其 彼等的代理或代名人),代表 閣下簽立任何 代理將任何股票存入中央結算系統及╱或以普 文件,並按照組織章程細則的規定代表 閣下 通郵遞方式按申請所示地址向 閣下或聯名申 辦理一切必要事宜以將 閣下獲分配的任何香 請的排名首位申請人寄發任何退款支票,郵誤 港公開發售股份以香港結算代理人的名義登 風險由 閣下承擔,惟 閣下已選擇親身領取 記;
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‧ 授權本公司將香港結算代理人的名稱列入本公 司股東名冊,作為 閣下獲分配的任何香港公 開發售股份的持有人,並授權本公司及╱或其 代理將任何股票存入中央結算系統及╱或以普 通郵遞方式按申請所示地址向 閣下或聯名申 請的排名首位申請人寄發任何退款支票,郵誤 風險由 閣下承擔,惟 閣下已選擇親身領取 退款支票則除外;
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‧ 同意遵守公司條例及組織章程細則;
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‧ 同意獲配發的股份是以香港結算代理人的名 義發行,並直接存入中央結算系統,以便記存
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‧ 確認 閣下已細閱招股章程及本申請表格所 載的條款及條件以及申請程序,並同意受其約 束;
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‧ 確認 閣下已接獲及細閱招股章程,提出申請 時也僅依據招股章程載列的資料及陳述,而除
如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接 存入中央結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下 指定的中央結算系統參與者股份戶口,請使用本表格
於 閣下的投資者戶口持有人股份戶口或 閣 下的指定中央結算系統參與者股份戶口;
本公司預期於二零一三年十二月三日(星期二)在 南華早報(以英文)、香港經濟日報(以中文)、聯 交所網站(( www.hkexnews.hk )及本公司網站(及本公司網站( www. goldpac.com )公佈協定發售價、國際發售踴躍程公佈協定發售價、國際發售踴躍程 度、香港公開發售的申請數目及香港公開發售分 配基準。香港公開發售的分配結果以及獲接納申 請人的香港身份證號碼╱護照號碼╱香港商業登 記號碼(如適用)亦同於上述網站公佈。
‧ 同意香港結算及香港結算代理人各自保留權利 交所網站(( www.hkexnews.hk )及本公司網站(及本公司網站( www. (1)不接納以香港結算代理人名義發行的該等 goldpac.com )公佈協定發售價、國際發售踴躍程公佈協定發售價、國際發售踴躍程 獲配發的任何或部分股份,或不接納該等獲配 度、香港公開發售的申請數目及香港公開發售分 發的股份存入中央結算系統;(2)安排該等獲配 配基準。香港公開發售的分配結果以及獲接納申 發的股份從中央結算系統提取,並以 閣下發 請人的香港身份證號碼╱護照號碼╱香港商業登 行,有關風險及費用概由 閣下自行承擔;及 記號碼(如適用)亦同於上述網站公佈。 (3)安排該等獲配發的股份以 閣下名義發行 (或如屬聯名申請人,則以排名首位申請人的 如 閣下成功申請認購香港公開發售股份(全部或 名義發行),而在此情況下,會以普通郵遞方 部分) 式將該等獲配發股份的股票寄往 閣下在申請 如 閣下的申請全部或部分獲接納, 閣下的股 表格上所示地址(郵誤風險概由 閣下自行承 票(前提是到二零一三年十二月四日(星期三)上午 擔)或提供該等股票予 閣下領取; 八時正香港公開發售成為無條件而並無終止,股票 ‧ 同意香港結算及香港結算代理人均可調整以香 成為有效的所有權證明)將以香港結算代理人名義 港結算代理人名義發行的獲配發股份數目; 發出,並按 閣下在申請表格的指示於二零一三 ‧ 同意香港結算及香港結算代理人對招股章程及 年十二月三日(星期二)或在特別情況下由香港結 本申請表格未有載列的資料及陳述概不負責; 算或香港結算代理人決定的任何其他日期直接存 ‧ 同意香港結算及香港結算代理人無論如何不須 入中央結算系統,記存於 閣下的中央結算系統 對 閣下負責; 投資者戶口持有人股份戶口或 閣下指定的中央 ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾 結算系統參與者股份戶口。 ‧ 等為其利益提出申請的人士的利益提出及擬提 如 閣下透過中央結算系統投資者戶口持有人 出的唯一申請; 以外的指定中央結算系統參與者提出申請:香 ‧ 明白本公司及獨家全球協調人將依據 閣下的 港公開發售股份將存入 閣下指定的中央結算 聲明及陳述而決定是否向 閣下配發任何香港 系統參與者(非中央結算系統投資者戶口持有 公開發售股份, 閣下如作出虛假聲明,可能 人)股份戶口, 閣下可向該中央結算系統參 會被檢控; 與者查詢 閣下獲配發的香港公開發售股份數 ‧ (如本申請是為 閣下本身利益提出)保證 閣 目。 ‧ 下或作為 閣下代理的任何人士或任何其他人 如 閣下以中央結算系統投資者戶口持有人身 士不曾亦不會為 閣下利益而以 白色 或 黃色 申 份提出申請:本公司預期於二零一三年十二月 請表格或向香港結算或透過 網上白表 服務發出 三日(星期二)在南華早報(以英文)及香港經濟 電子認購指示 而提出其他申請;及 日報(以中文)刊登中央結算系統投資者戶口持 ‧ (如 閣下作為代理為另一人士的利益提出申 有人的申請結果及香港公開發售的結果。 閣 請)保證(i) 閣下(作為代理或為該人士利益) 下應查閱本公司刊發的公告,如有任何資料不 或該人士或任何其他作為該人士代理的人士不 符,請於二零一三年十二月三日(星期二)或香 曾亦不會以 白色 或 黃色 申請表格或向香港結算 港結算或香港結算代理人決定的任何其他日期 發出 電子認購指示 而提出其他申請;及(ii) 閣 下午五時正前知會香港結算。在香港公開發售 下獲正式授權作為該人士的代理代為簽署申請 股份存入 閣下的股份戶口後, 閣下即可透 。 表格或發出 電子認購指示 過「結算通」電話系統及中央結算系統互聯網系 統(根據香港結算當時有效的《投資者戶口操作 丁、授權書 簡介》所載程序)查詢 閣下的新戶口結餘。香 如 閣下透過授權代理人提出申請,本公司及獨 港結算亦將向 閣下提供一份活動結單,列出 家全球協調人可按其認為合適的任何條件(包括出 存入 閣下股份戶口的香港公開發售股份數 示代理人獲授權證明)酌情接納或拒絕 閣下的申 目。 ‧ 請。 本公司不會就申請時繳付的款項發出收據,亦 不會發出臨時所有權文件。 釐定發售價及香港公開發售股份的分配 退回款項 預期發售價於二零一三年十一月二十八日(星期四) 若 閣下未獲分配任何香港公開發售股份或申請 或前後釐定。申請人須繳付每股香港公開發售股份 僅部分獲接納,本公司將不計利息退回 閣下的 5.67港元的最高發售價,另加1%經紀佣金、0.003% 申請股款(包括相關的1%經紀佣金、0.003%證監會 證監會交易徵費及0.005%聯交所交易費。倘若本公 交易徵費及0.005%聯交所交易費)。如發售價低於 司與獨家全球協調人(為其本身及代表包銷商)並 最高發售價,本公司將不計利息退回多收申請股 無於二零一三年十二月二日(星期一)或之前協定 款(包括相關的1%經紀佣金、0.003%證監會交易徵 發售價,全球發售將不會進行。 費及0.005%聯交所交易費)。 截止登記認購申請前概不處理香港公開發售股份 有關退款程序載於招股章程「如何申請香港公開發 — 的申請或配發任何香港公開發售股份。 售股份 14. 發送╱領取股票及退回股款」一節。發送╱領取股票及退回股款」一節。
有關退款程序載於招股章程「如何申請香港公開發 — 售股份 14. 發送╱領取股票及退回股款」一節。發送╱領取股票及退回股款」一節。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited and deposited directly into the Central Clearing and Settlement System for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs 3. Transfer of personal data the applicant for, and holder of, Hong Kong Public Offer Personal data held by the Company and its Hong Kong Shares, of the policies and practices of the Company and Share Registrar relating to the securities holders will be its Hong Kong Share Registrar in relation to personal data kept confi dential but the Company and its Hong Kong and the Personal Data (Privacy) Ordinance (Chapter 486 of Share Registrar may, to the extent necessary for achieving the Laws of Hong Kong) (the “Ordinance”). any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to any of 1. Reasons for the collection of your personal data the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as fi nancial securities to supply correct personal data to the Company advisers, receiving banker and overseas principal or its agents and the Hong Kong Share Registrar when share registrar; applying for securities or transferring securities into or out • where applicants for securities request a deposit into of their names or in procuring the services of the Hong CCASS, HKSCC or HKSCC Nominees, who will use Kong Share Registrar. personal data for the purposes of operating CCASS; Failure to supply the requested data may result in your • any agents, contractors or third-party application for securities being rejected, or in delay or the service providers who offer administrative, inability of the Company or its Hong Kong Share Registrar telecommunications, computer, payment or other to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Hong services to the Company or the Hong Kong Share Kong Public Offer Shares which you have successfully Registrar in connection with their respective business applied for and/or the dispatch of share certifi cate(s) operation; and/or refund cheque(s) and/or e-Auto Refund payment • the Stock Exchange, the SFC and any other statutory instruction(s) to which you are entitled. regulatory or governmental bodies or otherwise as It is important that securities holders inform the Company required by laws, rules or regulations; and and the Hong Kong Share Registrar immediately of any • any persons or institutions with which the securities’ inaccuracies in the personal data supplied. holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers 2. Purposes etc. The personal data of the securities holders may be held and processed for the following purposes: 4. Access to and correction of personal data • processing your application and/or refund cheque Securities holders have the right to ascertain whether the and/or e-Auto Refund payment instruction(s), where Company or the Hong Kong Share Registrar hold their applicable, verifi cation of compliance with the terms personal data, to obtain a copy of that data, and to correct and application procedures set out in this Application any data that is inaccurate. The Company and the Hong Form and the Prospectus and announcing results of Kong Share Registrar have the right to charge a reasonable allocation of the Hong Kong Public Offer Shares; fee for the processing of such requests. • compliance with applicable laws and regulations in All requests for access to data or correction of data should Hong Kong and elsewhere; • registering new issues or transfers into or out of be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus the names of securities’ holders including, where or as notifi ed from time to time, for the attention of the applicable, HKSCC Nominees; • maintaining or updating the register of securities’ company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance offi cer. holders of the Company; • verifying securities holders’ identities; • establishing benefi t entitlements of securities’ holders By signing an Application Form or by giving electronic of the Company, such as dividends, rights issues and application instructions to HKSCC, you agree to all of bonus issues; the above. • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profi les; • disclosing relevant information to facilitate claims on entitlements; and
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司的名義登記將獲發行的香港公開發售股份,並直接 存入中央結算及交收系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下 指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料收集聲明
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此項個人資料收集聲明是向香港公開發售股份 3. 轉交個人資料 的申請人和持有人說明有關本公司及其香港股 本公司及其香港股份登記處所持有關證券持有 份登記處有關個人資料和香港法例第486章《個 人的個人資料將會保密,但本公司及其香港股 人資料(私隱)條例》(「《條例》」)方面的政策和措 份登記處可以在為作上述任何用途之必要情況 施。 下,向下列任何人士披露或轉交(無論在香港境 內或境外)有關個人資料:
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1. 收集 閣下個人資料的原因 ‧ 本公司委任的代理人,例如財務顧問、收款 證券申請人及登記持有人以本身名義申請證券 銀行和主要海外股份過戶登記處; ‧
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或轉讓或受讓證券時或尋求香港股份登記處的 (如證券申請人要求將證券存入中央結算系 服務時,必須向本公司或其代理人及香港股份 統)香港結算或香港結算代理人;其將會就 登記處提供準確個人資料。 中央結算系統的運作使用有關個人資料; ‧
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未能提供所要求的資料可能導致 閣下申請證 向本公司或香港股份登記處提供與其各自 券被拒或延遲,或本公司或其香港股份登記處 業務營運有關的行政、電訊、電腦、付款或 無法進行過戶或提供服務。此舉也可能妨礙或 其他服務的任何代理人、承包商或第三方 延遲登記或轉讓 閣下成功申請的香港公開發 服務供應商; ‧
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售股份及╱或寄發 閣下應得的股票及╱或退 聯交所、證監會及任何其他法定監管機關 款支票及╱或電子自動退款指示。 或政府部門或遵照其他法例、規則或法規 證券持有人所提供的個人資料如有任何錯誤, 的規定;及 ‧
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須立即通知本公司及香港股份登記處。 與證券持有人有或擬有交易往來的任何人 士或機構,例如彼等的銀行、律師、會計師
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2. 用途 或股票經紀等。 證券持有人的個人資料可作以下用途持有及處 理: 4. 查閱及更正個人資料 ‧ 處理 閣下的申請及╱或退款支票及╱或 證券持有人有權確定本公司或香港股份登記處 電子自動退款指示(如適用)、核實是否符 是否持有其個人資料,並有權索取有關該資料 合本申請表格及招股章程載列的條款和申 的副本並更正任何不準確資料。本公司和香港 請程序以及公佈香港公開發售股份的分配 股份登記處有權就處理任何查閱資料的要求收 結果; 取合理費用。
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‧ 遵守香港及其他地區的適用法律及法規; 所有查閱資料或更正資料的要求應按招股章程
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‧ 以證券持有人(包括香港結算代理人(如適 「公司資料」一節所披露或不時通知的本公司註 用))的名義登記新發行證券或轉讓或受讓 冊地址向公司秘書或本公司的香港股份登記處 證券; 屬下的個人資料私隱事務主任提出。
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‧ 存置或更新本公司證券持有人的名冊;
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‧ 核實證券持有人的身份; 閣下簽署申請表格或向香港結算發出電子認購
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‧ 確定本公司證券持有人的受益權利,例如 指示,即表示同意上述各項。 股息、供股和紅股等;
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‧ 分發本公司及其子公司的通訊;
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‧ 編製統計數據和股東資料;
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‧ 披露有關資料以便就權益索償;及
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‧ 與上述有關的任何其他附帶或相關用途及╱ 或使本公司及香港股份登記處能履行對證 券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他用途。