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GOLD RESOURCE CORP — Director's Dealing 2024
Apr 10, 2024
33971_dirs_2024-04-10_7f248aaa-5831-4079-8cb0-9c834d54c305.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2024-03-14
Reporting Person: Reyes Alberto (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-14 | Common Stock | M | 63116 | — | Acquired | 258646 | Direct |
| 2024-03-14 | Common Stock | D | 63116 | $0.3309 | Disposed | 195530 | Direct |
| 2024-03-17 | Common Stock | F | 14639 | $0.38 | Disposed | 180891 | Direct |
| 2024-03-21 | Common Stock | F | 17379 | $0.395 | Disposed | 163512 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-14 | PSU | $ | M | 63116 | Disposed | Common Stock (63116) | Direct |
Footnotes
F1: Represents Performance Share Units ("PSUs") granted on 03/31/2022 under Gold Resource Corporation's 2016 Equity Incentive Plan, which vested on December 31, 2023. Each PSU vested for one share of the Company's common stock. On 03/14/2024, the PSUs were paid out in cash.
F2: Represents restricted stock units issued under Gold Resource Corporation's 2016 Equity Incentive Plan and forfeited to cover the tax liability through net-settlement for the RSUs vested and redeemed on 03/17/2024.
F3: Represents restricted stock units issued under Gold Resource Corporation's 2016 Equity Incentive Plan and forfeited to cover the tax liability through net-settlement for the RSUs vested and redeemed on 03/21/2024.
F4: Each performance share unit represents the right to receive up to 1.5 shares of the Company's common shares on the vesting date, depending on the Company's performance compared to a group of peer companies. The conversion of the performance share unit was incorrectly stated in the reporting person's prior Form 4 filed on 03/17/2023.