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GOLD RESOURCE CORP — Director's Dealing 2020
Aug 11, 2020
33971_dirs_2020-08-10_3823cf93-5ff3-4719-9a62-3e46f447a3f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2020-08-07
Reporting Person: Perry Kimberly C (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-07 | Stock Option (right to buy) | $4.45 | A | 100000 | Acquired | 2030-08-07 | Common Stock (100000) | Direct |
| 2020-08-07 | Restricted Stock Units | $ | A | 100000 | Acquired | Common Stock (100000) | Direct |
Footnotes
F1: The stock options are scheduled to vest and become exercisable in three equal tranches on 8/7/2021, 8/7/2022 and 8/7/2023, subject to continued service through each vesting date.
F2: Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit.
F3: The restricted stock units are scheduled to vest in three equal tranches on 8/7/2021, 8/7/2022 and 8/7/2023, unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued service through the applicable vesting date.
F4: The award shall expire upon the earlier of settlement of the shares to the Reporting Person or ten years from the grant date.