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GOLD RESOURCE CORP Director's Dealing 2020

Aug 11, 2020

33971_dirs_2020-08-10_3823cf93-5ff3-4719-9a62-3e46f447a3f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2020-08-07

Reporting Person: Perry Kimberly C (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-07 Stock Option (right to buy) $4.45 A 100000 Acquired 2030-08-07 Common Stock (100000) Direct
2020-08-07 Restricted Stock Units $ A 100000 Acquired Common Stock (100000) Direct

Footnotes

F1: The stock options are scheduled to vest and become exercisable in three equal tranches on 8/7/2021, 8/7/2022 and 8/7/2023, subject to continued service through each vesting date.

F2: Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit.

F3: The restricted stock units are scheduled to vest in three equal tranches on 8/7/2021, 8/7/2022 and 8/7/2023, unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued service through the applicable vesting date.

F4: The award shall expire upon the earlier of settlement of the shares to the Reporting Person or ten years from the grant date.