AI assistant
GOLD RESOURCE CORP — Director's Dealing 2020
Jan 1, 2021
33971_dirs_2020-12-31_e104d1b3-5dcd-4e0b-a6d9-f12a8d6c3a67.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2020-12-29
Reporting Person: Devlin Barry D (VP Exploration)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-29 | Restricted Stock Units | $ | A | 1048 | Acquired | Common Stock (1048) | Direct | |
| 2020-12-29 | Restricted Stock Units | $ | A | 8986 | Acquired | Common Stock (8986) | Direct |
Footnotes
F1: The Reporting Person was granted additional RSUs pursuant to an anti-dilution provision contained in the Issuer's equity plan in connection with the spin-off of the Issuer's subsidiary. The terms of the new award mirror the original award.
F2: Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit.
F3: The award shall expire upon the earlier of settlement of the shares to the Reporting Person or ten years from the grant date.
F4: The restricted stock units are scheduled to vest in two equal tranches on 12/9/2021 and 12/9/2022, unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued service through the applicable vesting date.