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GOLD RESOURCE CORP Director's Dealing 2019

Aug 13, 2019

33971_dirs_2019-08-12_dc49ef15-ac93-441f-bfe8-f4d2d7170b99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2019-08-08

Reporting Person: Reid Jason D. (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-08 Common Stock M 10870 Acquired 674437 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-08 Restricted Stock Units $ M 10870 Disposed Common Stock (10870) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 107575 Indirect
Common Stock 72088 Indirect
Common Stock 60000 Indirect
Common Stock 300000 Indirect

Footnotes

F1: The restricted stock granted to the reporting person on July 6, 2016 vested and such restricted stock units settled for shares of the Company's common stock.

F2: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock upon vesting of the unit.

F3: The awards vest in three equal tranches on the anniversary of the 7/6/16 grant date unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued employment through such vesting date and expire after the third tranche vesting date.