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GOLD RESOURCE CORP — Director's Dealing 2018
Aug 17, 2018
33971_dirs_2018-08-16_be0cb929-74f8-4f72-bfe0-b2cb7a5b6d00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2018-08-15
Reporting Person: Reid Jason D. (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock | M | 6082 | — | Acquired | 677388 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Restricted Stock Units | $ | M | 6082 | Disposed | Common Stock (6082) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 122102 | Indirect |
| Common Stock | 60000 | Indirect |
| Common Stock | 43740 | Indirect |
| Common Stock | 300000 | Indirect |
Footnotes
F1: The restricted stock units granted to the reporting person on July 3, 2017 vested and the units settled for shares of the Company's common stock.
F2: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock upon vesting of the unit.
F3: The awards vest in three equal tranches on August 15 each year beginning August 15, 2018, assuming continued employment through such vesting date and shall expire on the vesting date of the third tranche of units.
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