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GOLD RESOURCE CORP — Director's Dealing 2017
Aug 5, 2017
33971_dirs_2017-08-04_2b6deee9-159d-48e5-9718-9bd24562d16a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GOLD RESOURCE CORP (GORO)
CIK: 0001160791
Period of Report: 2017-08-03
Reporting Person: LABATE JOHN A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-03 | Common Stock | M | 5978 | — | Acquired | 5978 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-03 | Restricted Stock Units | $ | M | 5978 | Disposed | Common Stock (5978) | Direct |
Footnotes
F1: The restricted stock units granted to the reporting person on July 6, 2016 vested and such restricted stock units settled for shares of the Company's common stock.
F2: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock upon vesting of the unit.
F3: The awards vest in three equal tranches on the anniversary of the 7/6/16 grant date unless such anniversary occurs during a trading "blackout period" for employees, then vesting shall occur on the first business day thereafter on which the employee trading window is open and available, assuming continued employment through the applicable vesting date and shall expire on the vesting date of the third tranche of units.