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Gogo Inc. — Director's Dealing 2021
Jan 5, 2021
32128_dirs_2021-01-05_4a7315ce-c768-492d-80d7-7300a66f1064.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gogo Inc. (GOGO)
CIK: 0001537054
Period of Report: 2020-12-31
Reporting Person: ROWAN BARRY L (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 25000 | — | Acquired | 114917 | Direct |
| 2020-12-31 | Common Stock | F | 11075 | $9.63 | Disposed | 103842 | Direct |
| 2020-12-31 | Common Stock | M | 28280 | — | Acquired | 132122 | Direct |
| 2020-12-31 | Common Stock | F | 12528 | $9.63 | Disposed | 119594 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units | $ | M | 25000 | Disposed | Common Stock (25000) | Direct | |
| 2020-12-31 | Restricted Stock Units | $ | M | 28280 | Disposed | Common Stock (28280) | Direct |
Footnotes
F1: Includes restricted shares.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: These restricted stock units were granted on March 10, 2019. 50% of these restricted stock units vested on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company.
F4: These restricted stock units were granted on April 30, 2019. 50% of these restricted stock units vested on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company.