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Gogo Inc. — Director's Dealing 2021
Mar 12, 2021
32128_dirs_2021-03-12_1cf168cd-1dfb-447a-ba74-0a5ae569dcb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gogo Inc. (GOGO)
CIK: 0001537054
Period of Report: 2021-03-10
Reporting Person: ROWAN BARRY L (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Stock | M | 11688 | — | Acquired | 133090 | Direct |
| 2021-03-10 | Common Stock | F | 3763 | $12.52 | Disposed | 129327 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Restricted Stock Units | $ | M | 8763 | Disposed | Common Stock (8763) | Direct | |
| 2021-03-10 | Performance Restricted Stock Units | $ | M | 2925 | Disposed | Common Stock (2925) | Direct |
Footnotes
F1: Includes restricted shares.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On March 10, 2019, the reporting person was granted 35,050 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company.
F4: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company.