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Gogo Inc. — Director's Dealing 2021
Aug 13, 2021
32128_dirs_2021-08-13_d5307d09-6a1d-49c4-a4e3-7045f3a3cffb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Gogo Inc. (GOGO)
CIK: 0001537054
Period of Report: 2021-08-09
Reporting Person: Betjemann Jessica (SVP, Finance, Treasurer & CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21434 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $2.14 | 2030-03-17 | Common Stock (19000) | Direct | |
| Options (Right to Buy) | $2.61 | 2030-06-12 | Common Stock (30776) | Direct | |
| Performance Restricted Stock Units | $ | Common Stock (231) | Direct | ||
| Restricted Stock Units | $ | Common Stock (693) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1250) | Direct | ||
| Restricted Stock Units | $ | Common Stock (332) | Direct | ||
| Restricted Stock Units | $ | Common Stock (5500) | Direct | ||
| Restricted Stock Units | $ | Common Stock (7500) | Direct | ||
| Restricted Stock Units | $ | Common Stock (27750) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (28557) | Direct |
Footnotes
F1: These options were granted on March 17, 2020 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
F2: These options vest on December 31, 2022, subject to continued employment with the Company.
F3: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company.
F4: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
F5: 2,775 restricted stock units were granted on February 17, 2018. 2,082 of these restricted stock units have vested and settled and 693 are scheduled to vest on February 17, 2022, subject to continued employment with the Company.
F6: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
F7: 5,000 restricted stock units were granted on June 8, 2018. 3,750 of these restricted stock units have vested and settled and 1,250 are scheduled to vest on June 8, 2022, subject to continued employment of the Company.
F8: 665 restricted stock units were granted on August 31, 2018. 333 of these restricted stock units have vested and settled and 332 are scheduled to vest ratably in equal installments on August 31, 2021 and August 31, 2022, subject to continued employment of the Company.
F9: 11,000 restricted stock units were granted on March 10, 2019. 5,500 of these restricted stock units have vested and settled and 5,500 are scheduled to vest ratably in equal installments on March 10, 2022 and March 10, 2023, subject to continued employment of the Company.
F10: 15,000 restricted stock units were granted on March 11, 2019. 7,500 of these restricted stock units have vested and settled and 7,500 are scheduled to vest ratably in equal installments on March 10, 2022 and March 10, 2023, subject to continued employment of the Company.
F11: 11,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company.
F12: 28,557 of these restricted stock units vest in four equal installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.