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Gogo Inc. Director's Dealing 2021

Dec 13, 2021

32128_dirs_2021-12-13_94c551d9-2b66-43b7-bc05-c4edf8e31242.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Gogo Inc. (GOGO)
CIK: 0001537054
Period of Report: 2021-12-09

Reporting Person: ROWAN BARRY L (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-09 Common Stock M 51750 $4.57 Acquired 77546 Direct
2021-12-09 Common Stock M 13250 $2.14 Acquired 90796 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-09 Options (Right to Buy) $4.57 M 26750 Disposed 2029-03-10 Common Stock (26750) Direct
2021-12-09 Options (Right to Buy) $4.57 M 25000 Disposed 2029-03-10 Common Stock (25000) Direct
2021-12-09 Options (Right to Buy) $2.14 M 13250 Disposed 2030-03-17 Common Stock (13250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 109594 Indirect

Footnotes

F1: Reflects 109,594 shares previously owned directly, of which 30,000 shares were contributed to the Rowan Family Foundation on June 9, 2021 and 79,594 shares were similarly contributed on August 31, 2021.

F2: These options were granted on March 10, 2019 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

F3: These options were granted on March 10, 2019. 50% of these options vested on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021.

F4: These options were granted on March 17, 2020 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.