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Gogo Inc. — Director's Dealing 2021
Dec 13, 2021
32128_dirs_2021-12-13_94c551d9-2b66-43b7-bc05-c4edf8e31242.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gogo Inc. (GOGO)
CIK: 0001537054
Period of Report: 2021-12-09
Reporting Person: ROWAN BARRY L (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-09 | Common Stock | M | 51750 | $4.57 | Acquired | 77546 | Direct |
| 2021-12-09 | Common Stock | M | 13250 | $2.14 | Acquired | 90796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-09 | Options (Right to Buy) | $4.57 | M | 26750 | Disposed | 2029-03-10 | Common Stock (26750) | Direct |
| 2021-12-09 | Options (Right to Buy) | $4.57 | M | 25000 | Disposed | 2029-03-10 | Common Stock (25000) | Direct |
| 2021-12-09 | Options (Right to Buy) | $2.14 | M | 13250 | Disposed | 2030-03-17 | Common Stock (13250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 109594 | Indirect |
Footnotes
F1: Reflects 109,594 shares previously owned directly, of which 30,000 shares were contributed to the Rowan Family Foundation on June 9, 2021 and 79,594 shares were similarly contributed on August 31, 2021.
F2: These options were granted on March 10, 2019 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
F3: These options were granted on March 10, 2019. 50% of these options vested on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021.
F4: These options were granted on March 17, 2020 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.