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Gogo Inc. — Director's Dealing 2015
Mar 18, 2015
32128_dirs_2015-03-18_0d3cac37-cc22-4e86-866e-f1fb08e31d98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gogo Inc. (GOGO)
CIK: 0001537054
Period of Report: 2015-03-16
Reporting Person: SMALL MICHAEL (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-16 | Common Stock | M | 10000 | $9.08 | Acquired | 167919 | Direct |
| 2015-03-16 | Common Stock | S | 10000 | $20.06 | Disposed | 157919 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Options (Right to Buy) | $9.08 | M | 10000 | Disposed | 2020-06-02 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.00 to $20.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: Includes restricted shares.
F3: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2014.
F4: These options were granted on June 2, 2010 and became exercisable in three equal annual installments on each of February 16, 2011, 2012 and 2013.