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GoFintech Quantum Innovation Limited Capital/Financing Update 2015

Feb 5, 2015

49098_rns_2015-02-05_46662e99-207b-4b03-9506-1862aa637473.pdf

Capital/Financing Update

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For Main Board and GEM listed issuers

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/01/2015

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer New Times Energy Corporation Limited Date Submitted 5 February 2015

I. Movements in Authorised Share Capital

  1. Ordinary Shares

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(1) Stock code : 00166 Description : N/A
Par value
No. of ordinary (State Authorised share capital
shares currency) (State currency)
Balance at close of preceding month 200,000,000,000 HK$0.01 HK$2,000,000,000.00
Increase/(decrease) N/A N/A
Balance at close of the month 200,000,000,000 HK$0.01 HK$2,000,000,000.00
(2) Stock code : N/A Description :
Par value
No. of ordinary (State Authorised share capital
shares currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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For Main Board and GEM listed issuers

2. Preference Shares

Stock code : N/A Description : Par value Authorised share No. of preference (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

3. Other Classes of Shares

Stock code : N/A Description : Par value Authorised share No. of other (State capital classes of shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

Total authorised share capital at the end of the month (State Currency) : HK$2,000,000,000.00

  • 2 -

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month
No. of ordinary shares
(1)
(2)
No. of ordinary shares
(1)
(2)
No. of preference
shares
No. of other classes
ofshares
No. of preference
shares
No. of other classes
ofshares
1,385,023,995
692,511,997
2,077,535,992
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable
Movement duringthe month Movement duringthe month Movement duringthe month Movement duringthe month No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares
of issuer which
may be issued
pursuant thereto as
at close of the
month
No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares
of issuer which
may be issued
pursuant thereto as
at close of the
month
Granted Exercised Cancelled/
Lapsed
Adjusted
1. Share Option
Scheme approved
on 17/05/2011
Ordinaryshares
Exercise price
HK$0.99/share
(Note A)
-
-
-
-
(Note 1)
2. Share Option
Scheme approved
on 17/05/2011
Ordinaryshares
Exercise price
HK$0.75/share
(Note A)
-
-
-
-
(Note 1)
3. N/A
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise of options
(State currency)
N/A
- -
-
N/A
N/A
N/A
400,000
(Note A)
- 20,984,000
(Note A)
  • 3 -

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry- dd/mm/yyyy)
Description of warrants
(Date of expiry- dd/mm/yyyy)
Description of warrants
(Date of expiry- dd/mm/yyyy)
Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month
Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month
Nominal value
at close of the
month
Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month
1. Unlisted warrants
issued on 16/07/2012
HKD
105,000,000
-
105,000,000
(Date of expiry – 15/07/2017)
Stock code (if listed)
N/A
Class of shares
issuable_(Note 1)
Ordinaryshares
Subscription price
HK$1.05/share
(Note B)
SGM approval date
(if applicable)
(dd/mm/yyyy)
06/07/2012
2. Unlisted warrants
issued on 05/07/2013
HKD
22,684,200
-
22,684,200
(Date of expiry – 04/07/2016)
Stock code (if listed)
N/A
Class of shares
issuable
(Note 1)
Ordinaryshares
Subscription price
HK$0.66/share
(Note B)
SGM approval date
(if applicable)
(dd/mm/yyyy)
15/03/2013
3. N/A
( / / )
Stock code (if listed)
Class of shares
issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ /)
4. N/A
( / / )
Stock code (if listed)
Class of shares
issuable
(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ /)
Total B.(Ordinary shares)
(Preference shares)
(Other class)
HKD

N/A
105,000,000 -
-
N/A
N/A
N/A
100,000,000
(Note B)
34,370,000
(Note B)
Ordinaryshares
HK$1.05/share_(Note B)_
06/07/2012
HKD
N/A
22,684,200
Ordinaryshares
HK$0.66/share_(Note B)_
15/03/2013
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A
(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ / )
  • 4 -

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Class and description Class and description Currency of
amount
outstanding
Amount at close
of preceding
month

Converted
during the
month
Amount at
close of the
month
Amount at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
1. 2 Years Convertible Notes
- issued on 13/03/2013

HKD
33,475,000
Stock code (if listed)
N/A
Class of shares issuable
(Note 1)
Ordinaryshares
Subscription price
HK$0.90/share (Note C)
EGM approval date
(if applicable)
(dd/mm/yyyy))
29/08/2012
2. 2 Years Convertible Notes
- issued on 03/07/2013

HKD
50,000,000
Stock code (if listed)
N/A
Class of shares issuable
(Note 1)
Ordinaryshares
Subscription price
HK$0.79per share (Note C)
EGM approval date
(if applicable)
(dd/mm/yyyy)
15/03/2013
3. N/A

Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A

Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
HKD
N/A
33,475,000 - 23,475,000 -
-
N/A
N/A
N/A
26,083,333
(Note C)
- 50,000,000 63,291,139
(Note C)
Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A
Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
  • 5 -

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

than under Share Option Schemes) than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
ifapplicable, and class ofsharesissuable:
No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of issuer
which may be issued
pursuant thereto as at close
of the month
1.
2.
3.
N/A N/A
N/A
N/A
( / / )
shares (Note 1)
N/A
( / / )
shares (Note 1)
N/A
( / / )
shares (Note 1)
Total D. (Ordinary shares)
(Preference shares)
(Other class)
  • 6 -

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movementsin Issued Share Capital
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month
1. Rights issue
At price : State
currency
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
2. Open offer
At price : State
currency
HK$0.17
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

(30/01/2015)
(22/12/2014)
692,511,997 N/A
3. Placing
At price : State
currency
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
4. Bonus issue Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
  • 7 -

For Main Board and GEM listed issuers

For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month
5. Scrip dividend
At price : State
currency
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
6. Repurchase of
shares
Class of shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
7. Redemption of
shares
Class of shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
8. Consideration issue At price : State
currency
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
  • 8 -

For Main Board and GEM listed issuers

For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month
9. Capital
reorganisation
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
10. Other
(Please specify)
At price : State
currency
Class of shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_

( / / )
( / / )
N/A N/A
Total E (Ordinary shares
(Preference shares)
(Other class)
) 692,511,997
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) 692,511,997
(2) N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)
  • 9 -

For Main Board and GEM listed issuers

Remarks (if any):

Note A: The exercise price of these share options and the number of new shares of the Issuer which may be issued pursuant thereto will be adjusted as a result of the Open Offer. An announcement in relation to these adjustments will be published separately by the Issuer.

Note B: The subscription price of these warrants and the number of new shares of the Issuer which may be issued pursuant thereto will be adjusted as a result of the Open Offer. An announcement in relation to these adjustments will be published separately by the Issuer.

Noted C: The subscription price of these convertible notes and the number of new shares of the Issuer which may be issued pursuant thereto will be adjusted as a result of the Open Offer. An announcement in relation to these adjustments will be published separately by the Issuer.

TSANG Tsz Ying, Fion

Company Secretary

Title:

______ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

  • 10 -