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GMM Pfaudler Ltd. Major Shareholding Notification 2021

Apr 6, 2021

61612_rns_2021-04-06_f3436850-741d-44ac-af09-1419ebac58fb.pdf

Major Shareholding Notification

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FORMAT FOR DISCLOSURE UNDER REGULATION 30(1) AND 30(2) OF SEBI (SUBSTANTIAL ACQUISITION OF SHARES & TAKEOVERS) REGULATIONS, 2011

1. Name of the Target Company (TC) GMM Pfaudler Limited
2. Name(s) of the Stock Exchange(s) where theshares of TC are listed Bombay Stock Exchange Limited (BSE)National Stock Exchange of India Limited(NSE)
3. Particulars of shareholder(s):
a)Name of person(s) together with PersonsActing in Concert (PAC) whose totalholding (including that in the form ofshares, warrants, convertible securitiesand any other instrument that would entitlethe holder to receive shares in the TC) ismore than 25% of the voting rights of theTC.or Pfaudler Inc.
b)Name(s) of promoter(s), member of thepromoter group and PAC with him.

Pfaudler, Inc.1000 West Ave.Rochester NY 14611, USA $P: +1 585 235 1000$ E: [email protected] W: www.pfaudler.com

For ACH/EFT: ACH/ABA routing: 043018868Beneficiary Name: Pfaudler, Inc./ Glasteel Parts and Services Subsection and State No.: 7400977232Bank Address: Fifth Third Bank707 Grant St Pittsburgh, PA 15219

For Mailing Payments: Pfaudler, Inc./Glasteel Parts and Services 3810 Momentum Place Chicago, IL 60689-3810

For Wire:ABA routing for Domestic: 042000314Fifth Bank SWIFT: FTBCUS3CPfaudler, Inc./Glasteel Parts and Services Beneficiary Acct. No.: 7400977232 Fifth Third Bank, 5050 Kingsley Drive, Cincinnati, OH 45263

4. Particulars of shareholding ofperson(s)mentioned at (3) above No. ofshares % w.r.t. totalshares/voting capitalwhereverapplicable % of totaldilutedshare/votingcapital of$TC(*)$
As of March 31, 2021 holding of:Sharesa)b)Voting rights (otherwise than by shares)Warrants$\mathsf{C}$d)Convertible Securitiese)Any other instrument that would entitle theholder to receive shares in the TC 4,776,736 32.68%
Total 4,776,736 32.68%

(*) Diluted share/ voting capital means the total number of shares in TC assuming full conversion of the outstanding convertible securities/ warrants into equity shares of TC

For Pfaudler Inc.

BI Waddled

Name: Bob Waddell

Designation: President

: April 1, 2021 Date

Place : Rochester, NY, USA

Pfaudler, Inc.

1000 West Ave. Rochester NY 14611, USAP: +1 585 235 1000 E: [email protected]W: www.pfaudler.com

For ACH/EFT: ACH/ABA routing: 043018868 Beneficiary Name: Pfaudler, Inc./ Glasteel Parts and Services Subsidiary Acct. No.: 7400977232Beneficiary Acct. No.: 7400977232Bank Address: Fifth Third Bank 707 Grant St Pittsburgh, PA 15219

For Mailing Payments: Pfaudler, Inc./ Glasteel Parts and Services 3810 Momentum Place Chicago, IL 60689-3810

For Wire: ABA routing for Domestic: 042000314 Fifth Bank SWIFT: FTBCUS3C Pfaudler, Inc./Glasteel Parts and Services Praudier, inc. Chapter 190977232Beneficiary Acct. No.: 7400977232Fifth Third Bank, 5050 Kingsley Drive, Cincinnati, OH 45263