Global Water Resources, Inc. — Director's Dealing 2023

Oct 4, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2023-09-29

Reporting Person: Liebman Michael J (CFO and Corporate Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-29	Common Stock	M	2040	—	Acquired	92002	Direct
2023-09-29	Common Stock	D	2040	$9.92	Disposed	89962	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-29	Restricted Stock Units	$	A	30	Acquired		Common Stock (30)	Direct
2023-09-29	Restricted Stock Units	$	M	2040	Disposed		Common Stock (2040)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to [December 30, 2021.]

F3: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F5: The RSUs are exercisable at time of vesting and do not have a set expiration date.