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Global Water Resources, Inc. Director's Dealing 2020

Feb 3, 2020

33389_dirs_2020-02-03_b1b342a7-6c2b-4dad-b86e-8033239205b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2020-01-31

Reporting Person: Tedesco David C (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-31 Deferred Phantom Unit $ A 95 Acquired Common Stock (95.0) Direct

Footnotes

F1: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.