Global Water Resources, Inc. — Director's Dealing 2019

Sep 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2019-09-04

Reporting Person: Fleming Ronnie L (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-04	Common Stock	M	23000	$5.13	Acquired	40000	Direct
2019-09-04	Common Stock	D	23000	$11.91	Disposed	17000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-04	Stock Appreciation Right	$5.13	M	23000	Disposed	2025-05-07	Common Stock (23000.0)	Direct

Footnotes

F1: The reporting person was originally granted 180,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four.